0001209191-18-034197.txt : 20180530
0001209191-18-034197.hdr.sgml : 20180530
20180530171540
ACCESSION NUMBER: 0001209191-18-034197
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180530
FILED AS OF DATE: 20180530
DATE AS OF CHANGE: 20180530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heron Patrick J
CENTRAL INDEX KEY: 0001365617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38503
FILM NUMBER: 18869091
MAIL ADDRESS:
STREET 1: 550 HAMILTON AVE., SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frazier Healthcare VII-A, L.P.
CENTRAL INDEX KEY: 0001575192
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38503
FILM NUMBER: 18869089
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: (206) 254-7200
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frazier Healthcare VII, L.P.
CENTRAL INDEX KEY: 0001553071
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38503
FILM NUMBER: 18869090
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-254-7200
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FHM VII, L.L.C.
CENTRAL INDEX KEY: 0001654631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38503
FILM NUMBER: 18869088
BUSINESS ADDRESS:
STREET 1: C/O FRAZIER HEALTHCARE
STREET 2: 601 UNION STREET, SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-621-7200
MAIL ADDRESS:
STREET 1: C/O FRAZIER HEALTHCARE
STREET 2: 601 UNION STREET, SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FHM VII, L.P.
CENTRAL INDEX KEY: 0001654632
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38503
FILM NUMBER: 18869087
BUSINESS ADDRESS:
STREET 1: C/O FRAZIER HEALTHCARE
STREET 2: 601 UNION STREET, SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-621-7200
MAIL ADDRESS:
STREET 1: C/O FRAZIER HEALTHCARE
STREET 2: 601 UNION STREET, SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Iterum Therapeutics plc
CENTRAL INDEX KEY: 0001659323
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BLOCK 2 FLOOR 3, HARCOURT CENTRE
STREET 2: HARCOURT STREET
CITY: DUBLIN
STATE: L2
ZIP: 2
BUSINESS PHONE: (872) 225-6077
MAIL ADDRESS:
STREET 1: BLOCK 2 FLOOR 3, HARCOURT CENTRE
STREET 2: HARCOURT STREET
CITY: DUBLIN
STATE: L2
ZIP: 2
FORMER COMPANY:
FORMER CONFORMED NAME: Iterum Therapeutics Ltd
DATE OF NAME CHANGE: 20151124
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-30
0
0001659323
Iterum Therapeutics plc
ITRM
0001365617
Heron Patrick J
C/O ITERUM THERAPEUTICS PLC, BLK 2
FL. 3, HARCOURT CENTRE, HARCOURT ST.
DUBLIN
L2
2
IRELAND
1
0
1
0
0001553071
Frazier Healthcare VII, L.P.
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001575192
Frazier Healthcare VII-A, L.P.
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001654631
FHM VII, L.L.C.
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001654632
FHM VII, L.P.
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
0
0
1
0
Ordinary Shares
2018-05-30
4
C
0
495370
A
495370
I
By Frazier Healthcare VII, L.P.
Ordinary Shares
2018-05-30
4
C
0
189141
A
684511
I
By Frazier Healthcare VII, L.P.
Ordinary Shares
2018-05-30
4
C
0
157701
A
842212
I
By Frazier Healthcare VII, L.P.
Ordinary Shares
2018-05-30
4
P
0
354949
13.00
A
1197161
I
By Frazier Healthcare VII, L.P.
Ordinary Shares
2018-05-30
4
C
0
141166
A
141166
I
By Frazier Healthcare VII-A, L.P.
Ordinary Shares
2018-05-30
4
C
0
53899
A
195065
I
By Frazier Healthcare VII-A, L.P.
Ordinary Shares
2018-05-30
4
C
0
44940
A
240005
I
By Frazier Healthcare VII-A, L.P.
Ordinary Shares
2018-05-30
4
P
0
101150
13.00
A
341155
I
By Frazier Healthcare VII-A, L.P.
Series A Preferred Shares
2018-05-30
4
C
0
495370
0.00
D
Ordinary Shares
495370
0
I
By Frazier Healthcare VII, L.P.
Series B-1 Preferred Shares
2018-05-30
4
C
0
189141
0.00
D
Ordinary Shares
189141
0
I
By Frazier Healthcare VII, L.P.
Series B-2 Preferred Shares
2018-05-30
4
C
0
157701
0.00
D
Ordinary Shares
157701
0
I
By Frazier Healthcare VII, L.P.
Series A Preferred Shares
2018-05-30
4
C
0
141166
0.00
D
Ordinary Shares
141166
0
I
By Frazier Healthcare VII-A, L.P.
Series B-1 Preferred Shares
2018-05-30
4
C
0
53899
0.00
D
Ordinary Shares
53899
0
I
By Frazier Healthcare VII-A, L.P.
Series B-2 Preferred Shares
2018-05-30
4
C
0
44940
0.00
D
Ordinary Shares
44940
0
I
By Frazier Healthcare VII-A, L.P.
The Series A Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
These shares are held directly by Frazier Healthcare VII, L.P. ("FH VII"). The sole general partner of FH VII is FHM VII, L.P. and the general partner of FHM VII, L.P. is FHM VII, L.L.C., and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by FH VII. The Reporting Person is one of six members of FHM VII, L.L.C. The Reporting Person, FHM VII, L.P. and FHM VII, L.L.C. disclaims Section 16 beneficial ownership of the securities held by FH VII, except to the extent of his or its pecuniary interest therein, if any.
The Series B-1 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
The Series B-2 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
These shares are held directly by Frazier Healthcare VII-A, L.P. ("FH VIIA"). The sole general partner of FH VIIA is FHM VII, L.P. and the general partner of FHM VII, L.P. is FHM VII, L.L.C., and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by FH VIIA. The Reporting Person is one of six members of FHM VII, L.L.C. The Reporting Person, FHM VII, L.P. and FHM VII, L.L.C. disclaims Section 16 beneficial ownership of the securities held by FH VIIA, except to the extent of his or its pecuniary interest therein, if any.
Not applicable.
/s/ Patrick J. Heron
2018-05-30
Frazier Healthcare VII, L.P., By: FHM VII, L.P, its general partner, By: FHM VII, L.L.C., its general partner, By: /s/ Patrick J. Heron, Manager
2018-05-30
Frazier Healthcare VII-A, L.P., By: FHM VII, L.P, its general partner, By: FHM VII, L.L.C., its general partner, By: /s/ Patrick J. Heron, Manager
2018-05-30
FHM VII, L.L.C., By: /s/ Patrick J. Heron, Manager
2018-05-30
FHM VII, L.P, its general partner, By: FHM VII, L.L.C., its general partner, By: /s/ Patrick J. Heron, Manager
2018-05-30