0001209191-18-034197.txt : 20180530 0001209191-18-034197.hdr.sgml : 20180530 20180530171540 ACCESSION NUMBER: 0001209191-18-034197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180530 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heron Patrick J CENTRAL INDEX KEY: 0001365617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38503 FILM NUMBER: 18869091 MAIL ADDRESS: STREET 1: 550 HAMILTON AVE., SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frazier Healthcare VII-A, L.P. CENTRAL INDEX KEY: 0001575192 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38503 FILM NUMBER: 18869089 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: (206) 254-7200 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frazier Healthcare VII, L.P. CENTRAL INDEX KEY: 0001553071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38503 FILM NUMBER: 18869090 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-254-7200 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FHM VII, L.L.C. CENTRAL INDEX KEY: 0001654631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38503 FILM NUMBER: 18869088 BUSINESS ADDRESS: STREET 1: C/O FRAZIER HEALTHCARE STREET 2: 601 UNION STREET, SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-621-7200 MAIL ADDRESS: STREET 1: C/O FRAZIER HEALTHCARE STREET 2: 601 UNION STREET, SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FHM VII, L.P. CENTRAL INDEX KEY: 0001654632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38503 FILM NUMBER: 18869087 BUSINESS ADDRESS: STREET 1: C/O FRAZIER HEALTHCARE STREET 2: 601 UNION STREET, SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-621-7200 MAIL ADDRESS: STREET 1: C/O FRAZIER HEALTHCARE STREET 2: 601 UNION STREET, SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Iterum Therapeutics plc CENTRAL INDEX KEY: 0001659323 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BLOCK 2 FLOOR 3, HARCOURT CENTRE STREET 2: HARCOURT STREET CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: (872) 225-6077 MAIL ADDRESS: STREET 1: BLOCK 2 FLOOR 3, HARCOURT CENTRE STREET 2: HARCOURT STREET CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: Iterum Therapeutics Ltd DATE OF NAME CHANGE: 20151124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-30 0 0001659323 Iterum Therapeutics plc ITRM 0001365617 Heron Patrick J C/O ITERUM THERAPEUTICS PLC, BLK 2 FL. 3, HARCOURT CENTRE, HARCOURT ST. DUBLIN L2 2 IRELAND 1 0 1 0 0001553071 Frazier Healthcare VII, L.P. 601 UNION STREET, SUITE 3200 SEATTLE WA 98101 0 0 1 0 0001575192 Frazier Healthcare VII-A, L.P. 601 UNION STREET, SUITE 3200 SEATTLE WA 98101 0 0 1 0 0001654631 FHM VII, L.L.C. 601 UNION STREET, SUITE 3200 SEATTLE WA 98101 0 0 1 0 0001654632 FHM VII, L.P. 601 UNION STREET, SUITE 3200 SEATTLE WA 98101 0 0 1 0 Ordinary Shares 2018-05-30 4 C 0 495370 A 495370 I By Frazier Healthcare VII, L.P. Ordinary Shares 2018-05-30 4 C 0 189141 A 684511 I By Frazier Healthcare VII, L.P. Ordinary Shares 2018-05-30 4 C 0 157701 A 842212 I By Frazier Healthcare VII, L.P. Ordinary Shares 2018-05-30 4 P 0 354949 13.00 A 1197161 I By Frazier Healthcare VII, L.P. Ordinary Shares 2018-05-30 4 C 0 141166 A 141166 I By Frazier Healthcare VII-A, L.P. Ordinary Shares 2018-05-30 4 C 0 53899 A 195065 I By Frazier Healthcare VII-A, L.P. Ordinary Shares 2018-05-30 4 C 0 44940 A 240005 I By Frazier Healthcare VII-A, L.P. Ordinary Shares 2018-05-30 4 P 0 101150 13.00 A 341155 I By Frazier Healthcare VII-A, L.P. Series A Preferred Shares 2018-05-30 4 C 0 495370 0.00 D Ordinary Shares 495370 0 I By Frazier Healthcare VII, L.P. Series B-1 Preferred Shares 2018-05-30 4 C 0 189141 0.00 D Ordinary Shares 189141 0 I By Frazier Healthcare VII, L.P. Series B-2 Preferred Shares 2018-05-30 4 C 0 157701 0.00 D Ordinary Shares 157701 0 I By Frazier Healthcare VII, L.P. Series A Preferred Shares 2018-05-30 4 C 0 141166 0.00 D Ordinary Shares 141166 0 I By Frazier Healthcare VII-A, L.P. Series B-1 Preferred Shares 2018-05-30 4 C 0 53899 0.00 D Ordinary Shares 53899 0 I By Frazier Healthcare VII-A, L.P. Series B-2 Preferred Shares 2018-05-30 4 C 0 44940 0.00 D Ordinary Shares 44940 0 I By Frazier Healthcare VII-A, L.P. The Series A Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer. These shares are held directly by Frazier Healthcare VII, L.P. ("FH VII"). The sole general partner of FH VII is FHM VII, L.P. and the general partner of FHM VII, L.P. is FHM VII, L.L.C., and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by FH VII. The Reporting Person is one of six members of FHM VII, L.L.C. The Reporting Person, FHM VII, L.P. and FHM VII, L.L.C. disclaims Section 16 beneficial ownership of the securities held by FH VII, except to the extent of his or its pecuniary interest therein, if any. The Series B-1 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer. The Series B-2 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer. These shares are held directly by Frazier Healthcare VII-A, L.P. ("FH VIIA"). The sole general partner of FH VIIA is FHM VII, L.P. and the general partner of FHM VII, L.P. is FHM VII, L.L.C., and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by FH VIIA. The Reporting Person is one of six members of FHM VII, L.L.C. The Reporting Person, FHM VII, L.P. and FHM VII, L.L.C. disclaims Section 16 beneficial ownership of the securities held by FH VIIA, except to the extent of his or its pecuniary interest therein, if any. Not applicable. /s/ Patrick J. Heron 2018-05-30 Frazier Healthcare VII, L.P., By: FHM VII, L.P, its general partner, By: FHM VII, L.L.C., its general partner, By: /s/ Patrick J. Heron, Manager 2018-05-30 Frazier Healthcare VII-A, L.P., By: FHM VII, L.P, its general partner, By: FHM VII, L.L.C., its general partner, By: /s/ Patrick J. Heron, Manager 2018-05-30 FHM VII, L.L.C., By: /s/ Patrick J. Heron, Manager 2018-05-30 FHM VII, L.P, its general partner, By: FHM VII, L.L.C., its general partner, By: /s/ Patrick J. Heron, Manager 2018-05-30