0001127602-21-024426.txt : 20210827 0001127602-21-024426.hdr.sgml : 20210827 20210827164237 ACCESSION NUMBER: 0001127602-21-024426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210825 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Kenneth M CENTRAL INDEX KEY: 0001365572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 211219643 MAIL ADDRESS: STREET 1: C/O B. RILEY FINANCIAL, INC. STREET 2: 21255 BURBANK BLVD., SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 BUSINESS PHONE: 3308606205 MAIL ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-08-25 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001365572 Young Kenneth M 1200 EAST MARKET STREET AKRON OH 44305 1 1 Chief Executive Officer Common Stock 2021-08-25 4 M 0 66666 7.85 A 963000 D Common Stock 65000 I See Note Restricted Stock Units 0 2021-08-25 4 M 0 66666 0 D 2023-08-25 Common Stock 66666 133334 D Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021. Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. RSUs vest in three equal installments beginning August 25, 2021. /s/ John Dziewisz, attorney-in-fact for Kenneth M Young 2021-08-27