0001171843-17-000122.txt : 20170106 0001171843-17-000122.hdr.sgml : 20170106 20170106160131 ACCESSION NUMBER: 0001171843-17-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170106 DATE AS OF CHANGE: 20170106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sucampo Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001365216 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133929237 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 KING FARM BOULEVARD, SUITE 550 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3019613400 MAIL ADDRESS: STREET 1: 805 KING FARM BOULEVARD, SUITE 550 CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alder Matthias CENTRAL INDEX KEY: 0001370820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33609 FILM NUMBER: 17514313 MAIL ADDRESS: STREET 1: C/O MICROMET, INC. STREET 2: 6707 DEMOCRACY BLVD., STE. 505 CITY: BETHESDA STATE: MD ZIP: 28017 4 1 formfour.xml OWNERSHIP DOCUMENT X0306 4 2016-12-31 0 0001365216 Sucampo Pharmaceuticals, Inc. SCMP 0001370820 Alder Matthias 805 KING FARM BLVD, SUITE 550 ROCKVILLE MD 20850 0 1 0 0 EVP, Bus. Dev.&Lic, G.C. &Sec. Common Stock, Class A (ESPP) 2016-12-31 5 A 0 E 134 10.46 A 3583 D The reporting person is voluntarily reporting the acquisition of common stock pursuant to the issuer's Employee Stock Purchase Plan (ESPP) for the period October 1, 2016 through December 31, 2016. This transaction is exempt under Rule 16(b)-3(c). In accordance with the ESPP, these shares were purchased at 85% of the September 30, 2016 closing price of the issuer's common stock. /s/ Matthias Alder 2017-01-06