0001209191-15-064905.txt : 20150810
0001209191-15-064905.hdr.sgml : 20150810
20150810163244
ACCESSION NUMBER: 0001209191-15-064905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150806
FILED AS OF DATE: 20150810
DATE AS OF CHANGE: 20150810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGNAL GENETICS, INC.
CENTRAL INDEX KEY: 0001590750
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 471187261
BUSINESS ADDRESS:
STREET 1: 5740 FLEET STREET
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: (760) 537-4100
MAIL ADDRESS:
STREET 1: 5740 FLEET STREET
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNAL GENETICS LLC
DATE OF NAME CHANGE: 20131031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Robin L
CENTRAL INDEX KEY: 0001365035
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36483
FILM NUMBER: 151041169
MAIL ADDRESS:
STREET 1: C/O PHASE III MEDICAL, INC.
STREET 2: 330 SOUTH SERVICE ROAD, SUITE 120
CITY: MELVILLE
STATE: NY
ZIP: 11747
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-06
0
0001590750
SIGNAL GENETICS, INC.
SGNL
0001365035
Smith Robin L
C/O SIGNAL GENETICS, INC.
5740 FLEET STREET
CARLSBAD
CA
92008
1
0
0
0
Common Stock
2015-08-06
4
M
0
4125
A
5500
D
Common Stock
2015-08-06
4
A
0
5000
0.00
A
10500
D
Restricted Stock Units
2015-08-06
4
M
0
4125
0.00
D
Common Stock
4125
0
D
Stock Option (Right to Buy)
1.62
2015-08-06
4
A
0
18000
0.00
A
2025-08-06
Common Stock
18000
18000
D
On August 6, 2015, the Issuer's Board of Directors approved the acceleration of the vesting of the restricted stock units previously reported by the reporting person on Form 4 filed with the Securities and Exchange Commission on July 21, 2014 such that all of the restricted stock units converted into common stock on a one-to-one basis on August 6, 2015.
Represents shares of common stock underlying restricted stock units granted to the reporting person on August 6, 2015. The restricted stock units are fully vested on the date of the grant.
The option shall vest and become exercisable in ten equal monthly installments beginning on August 31, 2015 and ending on May 31, 2016.
/s/Samuel D. Riccitelli, as Attorney-in-Fact for Robin L. Smith
2015-08-10