0001209191-15-064905.txt : 20150810 0001209191-15-064905.hdr.sgml : 20150810 20150810163244 ACCESSION NUMBER: 0001209191-15-064905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150806 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNAL GENETICS, INC. CENTRAL INDEX KEY: 0001590750 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 471187261 BUSINESS ADDRESS: STREET 1: 5740 FLEET STREET CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: (760) 537-4100 MAIL ADDRESS: STREET 1: 5740 FLEET STREET CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: SIGNAL GENETICS LLC DATE OF NAME CHANGE: 20131031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Robin L CENTRAL INDEX KEY: 0001365035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36483 FILM NUMBER: 151041169 MAIL ADDRESS: STREET 1: C/O PHASE III MEDICAL, INC. STREET 2: 330 SOUTH SERVICE ROAD, SUITE 120 CITY: MELVILLE STATE: NY ZIP: 11747 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-06 0 0001590750 SIGNAL GENETICS, INC. SGNL 0001365035 Smith Robin L C/O SIGNAL GENETICS, INC. 5740 FLEET STREET CARLSBAD CA 92008 1 0 0 0 Common Stock 2015-08-06 4 M 0 4125 A 5500 D Common Stock 2015-08-06 4 A 0 5000 0.00 A 10500 D Restricted Stock Units 2015-08-06 4 M 0 4125 0.00 D Common Stock 4125 0 D Stock Option (Right to Buy) 1.62 2015-08-06 4 A 0 18000 0.00 A 2025-08-06 Common Stock 18000 18000 D On August 6, 2015, the Issuer's Board of Directors approved the acceleration of the vesting of the restricted stock units previously reported by the reporting person on Form 4 filed with the Securities and Exchange Commission on July 21, 2014 such that all of the restricted stock units converted into common stock on a one-to-one basis on August 6, 2015. Represents shares of common stock underlying restricted stock units granted to the reporting person on August 6, 2015. The restricted stock units are fully vested on the date of the grant. The option shall vest and become exercisable in ten equal monthly installments beginning on August 31, 2015 and ending on May 31, 2016. /s/Samuel D. Riccitelli, as Attorney-in-Fact for Robin L. Smith 2015-08-10