0001209191-17-011584.txt : 20170216
0001209191-17-011584.hdr.sgml : 20170216
20170216172134
ACCESSION NUMBER: 0001209191-17-011584
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170215
FILED AS OF DATE: 20170216
DATE AS OF CHANGE: 20170216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERVA INC
CENTRAL INDEX KEY: 0001364962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 030460133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-345-9000
MAIL ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kraynak Mark E.
CENTRAL INDEX KEY: 0001533545
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35338
FILM NUMBER: 17618853
MAIL ADDRESS:
STREET 1: IMPERVA, INC.
STREET 2: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-15
0
0001364962
IMPERVA INC
IMPV
0001533545
Kraynak Mark E.
C/O IMPERVA, INC.
3400 BRIDGE PARKWAY, SUITE 200
REDWOOD SHORES
CA
94065
0
1
0
0
SVP & GM of Enterprise Bus.
Common Stock
2017-02-15
4
M
0
526
0.00
A
3858
D
Common Stock
2017-02-15
4
M
0
909
0.00
A
4767
D
Common Stock
2017-02-15
4
M
0
326
0.00
A
5093
D
Common Stock
2017-02-15
4
M
0
1702
0.00
A
6795
D
Common Stock
2017-02-16
4
S
0
1731
46.10
D
5064
D
Restricted Stock Units
2017-02-15
4
M
0
937
0.00
D
2023-02-04
Common Stock
937
0
D
Restricted Stock Units
2017-02-15
4
M
0
1500
0.00
D
2024-02-03
Common Stock
1500
6000
D
Restricted Stock Units
2017-02-15
4
M
0
515
0.00
D
2026-01-31
Common Stock
515
3611
D
Restricted Stock Units
2017-02-15
4
M
0
2725
0.00
D
2026-01-31
Common Stock
2725
8175
D
Represents the number of shares that were acquired in connection with the net settlement of the restricted stock units listed in Table II.
This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
/s/ Shulamite White, Attorney-in-Fact
2017-02-16