0001209191-16-137378.txt : 20160816
0001209191-16-137378.hdr.sgml : 20160816
20160816194500
ACCESSION NUMBER: 0001209191-16-137378
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160815
FILED AS OF DATE: 20160816
DATE AS OF CHANGE: 20160816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERVA INC
CENTRAL INDEX KEY: 0001364962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 030460133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-345-9000
MAIL ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shulman Amichai
CENTRAL INDEX KEY: 0001533440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35338
FILM NUMBER: 161837283
MAIL ADDRESS:
STREET 1: IMPERVA, INC.
STREET 2: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-15
0
0001364962
IMPERVA INC
IMPV
0001533440
Shulman Amichai
C/O IMPERVA, INC.
3400 BRIDGE PARKWAY, SUITE 200
REDWOOD SHORES
CA
94065
0
1
0
0
Chief Technology Officer
Common Stock
2016-08-15
4
M
0
937
0.00
A
94317
D
Common Stock
2016-08-15
4
M
0
1000
0.00
A
95317
D
Common Stock
2016-08-15
4
M
0
5000
0.00
A
100317
D
Common Stock
2016-08-15
4
S
0
3085
46.87
D
97232
D
Common Stock
18765
I
See Footnote
Restricted Stock Units
2016-08-15
4
M
0
937
0.00
D
2023-02-04
Common Stock
937
1875
D
Restricted Stock Units
2016-08-15
4
M
0
1000
0.00
D
2024-02-03
Common Stock
1000
6000
D
Restricted Stock Units
2016-08-15
4
M
0
5000
0.00
D
2025-02-02
Common Stock
5000
5000
D
Represents the number of shares that were acquired in connection with the settlement of the restricted stock units listed in Table II.
This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $46.50 to $47.42. The reporting person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
The shares are owned of record by Amichai Shulman Holdings 2000 Ltd. The Reporting Person is a director and beneficial owner of the shares held by such entity.
Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
The restricted stock units vest as follows: 25% of the underlying shares vest on each vesting date for four quarters beginning on February 15, 2016. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
/s/ Shulamite White, Attorney-in-Fact
2016-08-16