0001209191-15-080646.txt : 20151117
0001209191-15-080646.hdr.sgml : 20151117
20151117171055
ACCESSION NUMBER: 0001209191-15-080646
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151116
FILED AS OF DATE: 20151117
DATE AS OF CHANGE: 20151117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERVA INC
CENTRAL INDEX KEY: 0001364962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 030460133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-345-9000
MAIL ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kraynak Mark E.
CENTRAL INDEX KEY: 0001533545
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35338
FILM NUMBER: 151238880
MAIL ADDRESS:
STREET 1: IMPERVA, INC.
STREET 2: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-16
0
0001364962
IMPERVA INC
IMPV
0001533545
Kraynak Mark E.
C/O IMPERVA, INC.
3400 BRIDGE PARKWAY, SUITE 200
REDWOOD SHORES
CA
94065
0
1
0
0
Chief Product Officer
Common Stock
2015-11-16
4
M
0
448
0.00
A
649
D
Common Stock
2015-11-16
4
M
0
717
0.00
A
1366
D
Common Stock
2015-11-16
4
M
0
2423
0.00
A
3789
D
Common Stock
2015-11-16
4
S
0
3789
68.73
D
0
D
Restricted Stock Units
2015-11-16
4
M
0
938
0.00
D
2023-02-04
Common Stock
938
4687
D
Restricted Stock Units
2015-11-16
4
M
0
1500
0.00
D
2024-02-03
Common Stock
1500
13500
D
Restricted Stock Units
2015-11-16
4
M
0
5000
0.00
D
2016-12-15
Common Stock
5000
5000
D
Represents the number of shares that were acquired in connection with the net settlement of the restricted stock units listed in Table II.
Includes 201 shares of common stock acquired by the reporting person on November 16, 2015 under the Imperva, Inc. 2011 Employee Stock Purchase Plan.
This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $68.34 to $69.26. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of November 15, 2012, with the remaining 25% vesting in equal annual installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
/s/ Tram Phi, Attorney-in-Fact
2015-11-17