0001209191-12-030033.txt : 20120523 0001209191-12-030033.hdr.sgml : 20120523 20120523172150 ACCESSION NUMBER: 0001209191-12-030033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120521 FILED AS OF DATE: 20120523 DATE AS OF CHANGE: 20120523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kraynak Mark E. CENTRAL INDEX KEY: 0001533545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35338 FILM NUMBER: 12864995 MAIL ADDRESS: STREET 1: IMPERVA, INC. STREET 2: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERVA INC CENTRAL INDEX KEY: 0001364962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 030460133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-345-9000 MAIL ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-21 0 0001364962 IMPERVA INC IMPV 0001533545 Kraynak Mark E. C/O IMPERVA, INC. 3400 BRIDGE PARKWAY, SUITE 200 REDWOOD SHORES CA 94065 0 1 0 0 VP, Worldwide Marketing Common Stock 2012-05-21 4 M 0 10000 0.60 A 10000 D Common Stock 2012-05-21 4 S 0 400 25.38 D 9600 D Common Stock 2012-05-21 4 S 0 300 26.29 D 9300 D Common Stock 2012-05-21 4 S 0 7900 27.64 D 1400 D Common Stock 2012-05-21 4 S 0 1400 28.03 D 0 D Common Stock 2012-05-22 4 M 0 3750 0.60 A 3750 D Common Stock 2012-05-22 4 S 0 1600 26.99 D 2150 D Common Stock 2012-05-22 4 S 0 2150 27.75 D 0 D Common Stock 2012-05-22 4 M 0 6250 0.60 A 6250 D Common Stock 2012-05-22 4 S 0 6250 27.96 D 0 D Employee Stock Option (right to buy) 0.60 2012-05-21 4 M 0 10000 0.00 D 2014-07-20 Common Stock 10000 3750 D Employee Stock Option (right to buy) 0.60 2012-05-22 4 M 0 3750 0.00 D 2014-07-20 Common Stock 3750 0 D Employee Stock Option (right to buy) 0.60 2012-05-22 4 M 0 6250 0.00 D 2014-12-07 Common Stock 6250 2500 D Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $25.02 to $25.79. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $26.09 to $26.55. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.16 to $27.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.08. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $26.44 to $27.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.45 to $27.84. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.84 to $28.15. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. This Stock Option vested over four years as follows: 25% of the underlying shares vested one year following the vesting commencement date of June 15, 2004, and the remaining 75% vested in equal quarterly installments over the next three years. This Option is now fully vested and exercisable. This Stock Option vested over four years as follows: 25% of the underlying shares vested one year following the vesting commencement date of December 7, 2004, and the remaining 75% vested in equal quarterly installments over the next three years. This Option is now fully vested and exercisable. /s/ Tram Phi, Attorney-in-Fact 2012-05-23