0001140361-15-022436.txt : 20150529 0001140361-15-022436.hdr.sgml : 20150529 20150529173848 ACCESSION NUMBER: 0001140361-15-022436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150527 FILED AS OF DATE: 20150529 DATE AS OF CHANGE: 20150529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERVA INC CENTRAL INDEX KEY: 0001364962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 030460133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-345-9000 MAIL ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmid Terrence J. CENTRAL INDEX KEY: 0001533439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35338 FILM NUMBER: 15900664 MAIL ADDRESS: STREET 1: IMPERVA, INC. STREET 2: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 4 1 doc1.xml FORM 4 X0306 4 2015-05-27 0 0001364962 IMPERVA INC IMPV 0001533439 Schmid Terrence J. C/O IMPERVA, INC. 3400 BRIDGE PARKWAY, SUITE 200 REDWOOD SHORES CA 94065 0 1 0 0 Chief Financial Officer Common Stock 2015-05-27 4 M 0 6437 3.70 A 8136 D Common Stock 2015-05-27 4 S 0 6437 59.32 D 1699 D Common Stock 2015-05-27 4 M 0 8438 34.55 A 10137 D Common Stock 2015-05-27 4 S 0 8438 59.53 D 1699 D Common Stock 2015-05-27 4 S 0 1625 59.61 D 74 D Employee Stock Option (Right to Buy) 3.70 2015-05-27 4 M 0 6437 0 D 2020-11-17 Common Stock 6437 0 D Employee Stock Option (Right to Buy) 34.55 2015-05-27 4 M 0 8438 0 D 2023-02-04 Common Stock 8438 6562 D Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $59.14 to $59.49 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $59.49 to $59.60 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $59.60 to $59.62 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of November 1, 2010, with the remaining 75% vesting in equal quarterly installments over the next three years. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of January 1, 2013 with the remaining 75% vesting in equal quarterly installments over the next three years. This stock option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. /s/ Tram Phi, attorney-in-fact 2015-05-29