0000899243-16-028300.txt : 20160831
0000899243-16-028300.hdr.sgml : 20160831
20160831181927
ACCESSION NUMBER: 0000899243-16-028300
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160829
FILED AS OF DATE: 20160831
DATE AS OF CHANGE: 20160831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sagent Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001369786
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1901 NORTH ROSELLE ROAD, SUITE 700
CITY: SCHAUMBURG
STATE: IL
ZIP: 60195
BUSINESS PHONE: 847-908-1604
MAIL ADDRESS:
STREET 1: 1901 NORTH ROSELLE ROAD, SUITE 700
CITY: SCHAUMBURG
STATE: IL
ZIP: 60195
FORMER COMPANY:
FORMER CONFORMED NAME: Sagent Holding Co.
DATE OF NAME CHANGE: 20090529
FORMER COMPANY:
FORMER CONFORMED NAME: NHS PHARMACEUTICALS
DATE OF NAME CHANGE: 20060720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harmon J Frank
CENTRAL INDEX KEY: 0001364845
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35144
FILM NUMBER: 161864162
MAIL ADDRESS:
STREET 1: 2730 WILSHIRE BLVD., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-29
1
0001369786
Sagent Pharmaceuticals, Inc.
SGNT
0001364845
Harmon J Frank
C/O SAGENT PHARMACEUTICALS, INC.
1901 NORTH ROSELLE ROAD, SUITE 700
SCHAUMBURG
IL
60195
0
1
0
0
EVP, Global Operations
Common Stock
2016-08-29
4
D
0
8915
21.75
D
0
D
Stock Option to Buy
13.46
2016-08-29
4
D
0
18897
8.29
D
2026-03-14
Common Stock
18897
0
D
Pursuant to the Agreement and Plan of Merger by and among Nichi-Iko Pharmaceutical Co. Ltd., Shepard Vision, Inc. and Sagent Pharmaceuticals, Inc. (the "Merger Agreement"), these restricted shares were canceled and converted into the right to receive $21.75 per share, without interest, less any applicable withholding taxes (the "Merger Consideration").
Represents the disposition of options, which provided for vesting in four equal installments beginning Mach 14, 2017. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $8.29 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Merger Consideration.
/s/ J. Frank Harmon
2016-08-31