0001600626-21-000083.txt : 20210301 0001600626-21-000083.hdr.sgml : 20210301 20210301175235 ACCESSION NUMBER: 0001600626-21-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210301 DATE AS OF CHANGE: 20210301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOZER RICHARD H CENTRAL INDEX KEY: 0001364761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55605 FILM NUMBER: 21700009 MAIL ADDRESS: STREET 1: VIAD CORP STREET 2: 1850 N CENTRAL AVE, STE 800 CITY: PHOENIX STATE: AZ ZIP: 85004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Griffin Capital Essential Asset REIT, Inc. CENTRAL INDEX KEY: 0001600626 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 464654479 FISCAL YEAR END: 1231 BUSINESS ADDRESS: BUSINESS PHONE: 3104696100 MAIL ADDRESS: STREET 1: 1520 EAST GRAND AVENUE CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: Griffin Capital Essential Asset REIT II, Inc. DATE OF NAME CHANGE: 20140220 4 1 wf-form4_161463913070441.xml FORM 4 X0306 4 2021-03-01 0 0001600626 Griffin Capital Essential Asset REIT, Inc. N/A 0001364761 DOZER RICHARD H 1520 E. GRAND AVE. EL SEGUNDO CA 90245 1 0 0 0 Common Stock 2021-03-01 4 A 0 14425.749 0 A 14425.749 D Common Stock 2021-03-01 4 A 0 3901 0 A 18326.749 D Reflects shares of Class E common stock of the Issuer received by the Reporting Person pursuant to an Agreement and Plan of Merger, dated as of October 29, 2020, by and among the Issuer, GRT (Cardinal REIT Merger Sub), LLC ("Merger Sub"), Griffin Capital Essential Asset Operating Partnership, L.P., GRT OP (Cardinal New GP Sub), LLC, GRT OP (Cardinal LP Merger Sub), LLC, GRT OP (Cardinal OP Merger Sub), LLC, Cole Office & Industrial REIT (CCIT II), Inc. ("CCIT II"), Cole Corporate Income Operating Partnership II, LP and CRI CCIT II LLC (the "Merger Agreement"). Pursuant to the Merger Agreement, on March 1, 2021, CCIT II merged with and into Merger Sub with Merger Sub continuing as the surviving entity and each issued and outstanding share of CCIT II's Class A common stock, $0.01 par value per share, and Class T common stock, $0.01 par value per share, was converted into the right to receive 1.392 shares of the Issuer's Class E common stock, $0.001 par value per share. Initial new director equity grant of the Issuer's Class E common stock. The number of shares was calculated based on the Issuer's most recent published NAV as of the date of grant. /s/ Javier F. Bitar, pursuant to a power of attorney 2021-03-01