SC 13D/A 1 d309089dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

TABULA RASA HEALTHCARE, INC.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

873379101

(CUSIP Number)

David Maryles

Managing Director, Legal and Compliance

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

(212) 810-5300

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

June 24, 2022

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box:  ☒

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No.: 873379101

 

  1    

  NAMES OF REPORTING PERSONS

 

  BlackRock, Inc.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☐

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  OO

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2 (d) or 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

  SOLE VOTING POWER

 

  512,228

     8   

  SHARED VOTING POWER

 

  0

     9   

  SOLE DISPOSITIVE POWER

 

  531,827

   10   

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  531,827

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  2.1%

14  

  TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

  HC

 

2

EXPLANATORY NOTE

This Amendment No. 2 (this “Amendment No. 2”) amends and supplements the Schedule 13D filed with the U.S. Securities and Exchange Commission on April 21, 2022, as amended by Amendment No. 1 filed June 21, 2022 (as amended the “Schedule 13D”), by and on behalf of BlackRock, Inc. (“BlackRock”), relating to the common stock, par value $0.0001 per share (the “Common Stock”), of Tabula Rasa HealthCare, Inc., a Delaware corporation (the “Issuer”).

Except as specifically provided herein, this Amendment No. 2 does not modify any of the information previously reported on the Schedule 13D. Capitalized terms used but not otherwise defined in this Amendment No. 2 shall have the meanings ascribed to them in the Schedule 13D.

Item 5. Interest in Securities of the Issuer.

Items 5 (a)-(c) and (e) of the Schedule 13D are hereby amended and restated as follows:

(a) and (b) The responses of BlackRock to Rows (7) through (11), and (13) of the cover page of this Schedule 13D are incorporated herein by reference.

The aggregate percentage of shares of Common Stock reported as beneficially owned by BlackRock was calculated based on 25,849,263 shares of Common Stock issued and outstanding as of April 30, 2022, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022, filed with the U.S. Securities and Exchange Commission on May 9, 2022.

The Common Stock beneficially owned by BlackRock includes Common Stock beneficially owned by the Advisory Subsidiaries, including BlackRock Advisors, LLC, BlackRock Fund Advisors, BlackRock Institutional Trust Company, National Association, BlackRock Financial Management, Inc., BlackRock Investment Management, LLC, BlackRock Investment Management (UK) Limited, Aperio Group, LLC and BlackRock (Netherlands) B.V., none of which individually beneficially owns in excess of 5% of the outstanding Common Stock.

(c) Annex B, attached hereto, sets forth transactions in the Common Stock that were effected since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Common Stock described on Annex B were effected on securities exchanges unless otherwise indicated therein.

(e) As of June 24, 2022, BlackRock no longer beneficially owns more than five percent of the Common Stock.

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: June 28, 2022     BLACKROCK, INC.
    By:  

/s/ David Maryles

    Name:   David Maryles
    Title:   Attorney in Fact

Annex B

Transaction in Common Stock

Since Filing of Amendment No. 1 to the Schedule 13D

 

Legal Entity

    Trade Date      Amount     Trade Price      Buy/Sell

BlackRock Financial Management, Inc.

      6/17/2022        (1,528 )    $ 2.42      SELL

BlackRock Fund Advisors

      6/17/2022        66     $ 2.42      BUY

BlackRock Financial Management, Inc.

      6/17/2022        (5,507 )    $ 2.42      SELL

BlackRock Fund Advisors

      6/17/2022        (240 )    $ 2.42      SELL

BlackRock Fund Advisors

      6/17/2022        (1,530 )    $ 2.42      SELL

BlackRock Fund Advisors

      6/17/2022        (1,955 )    $ 2.42      SELL

BlackRock Fund Advisors

      6/17/2022        75     $ 2.42      BUY

BlackRock Fund Advisors

      6/17/2022        (1,020 )    $ 2.42      SELL

BlackRock Fund Advisors

      6/17/2022        798     $ 2.42      BUY

BlackRock Fund Advisors

      6/17/2022        425     $ 2.42      BUY

BlackRock Fund Advisors

      6/17/2022        2,550     $ 2.42      BUY

BlackRock Fund Advisors

      6/17/2022        (720 )    $ 2.42      SELL

BlackRock Fund Advisors

      6/17/2022        33     $ 2.42      BUY

BlackRock Fund Advisors

      6/17/2022        54     $ 2.42      BUY

BlackRock Fund Advisors

      6/17/2022        720     $ 2.42      BUY

BlackRock Fund Advisors

      6/17/2022        (1,700 )    $ 2.42      SELL

BlackRock Fund Advisors

      6/21/2022        (240 )    $ 3.09      SELL

BlackRock Fund Advisors

      6/21/2022        (5,100 )    $ 3.09      SELL

BlackRock Fund Advisors

      6/21/2022        30     $ 3.09      BUY

BlackRock Financial Management, Inc.

      6/21/2022        35     $ 3.09      BUY

BlackRock Fund Advisors

      6/21/2022        (850 )    $ 3.09      SELL

BlackRock Fund Advisors

      6/21/2022        (850 )    $ 3.09      SELL

BlackRock Fund Advisors

      6/21/2022        (765 )    $ 3.09      SELL

BlackRock Fund Advisors

      6/21/2022        (240 )    $ 3.09      SELL

BlackRock Fund Advisors

      6/22/2022        30     $ 2.96      BUY

BlackRock Financial Management, Inc.

      6/22/2022        (10 )    $ 2.96      SELL

BlackRock Fund Advisors

      6/22/2022        (1,700 )    $ 2.96      SELL

Legal Entity

    Trade Date      Amount     Trade Price      Buy/Sell

BlackRock Fund Advisors

      6/22/2022        595     $ 2.96      BUY

BlackRock Fund Advisors

      6/22/2022        480     $ 2.96      BUY

BlackRock Fund Advisors

      6/22/2022        (1,530 )    $ 2.96      SELL

BlackRock Fund Advisors

      6/22/2022        765     $ 2.96      BUY

BlackRock Financial Management, Inc.

      6/22/2022        1,618     $ 2.93      BUY

BlackRock Fund Advisors

      6/22/2022        (720 )    $ 2.96      SELL

BlackRock Fund Advisors

      6/22/2022        (1,200 )    $ 2.96      SELL

BlackRock Fund Advisors

      6/22/2022        (170 )    $ 2.96      SELL

BlackRock Fund Advisors

      6/22/2022        138     $ 2.96      BUY

BlackRock Fund Advisors

      6/23/2022        480     $ 3.33      BUY

BlackRock Fund Advisors

      6/23/2022        720     $ 3.33      BUY

BlackRock Fund Advisors

      6/23/2022        (6,720 )    $ 3.33      SELL

BlackRock Fund Advisors

      6/23/2022        1,020     $ 3.33      BUY

BlackRock Fund Advisors

      6/23/2022        255     $ 3.33      BUY

BlackRock Fund Advisors

      6/23/2022        (510 )    $ 3.33      SELL

BlackRock Advisors, LLC

      6/24/2022        (1,878 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (352 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (531 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (23 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (4,430 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        4,305     $ 3.23      BUY

BlackRock Investment Management, LLC

      6/24/2022        (29,490 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        14,233     $ 3.23      BUY

BlackRock Financial Management, Inc.

      6/24/2022        (38 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (157 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (91 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (71 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (825 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (3,472 )    $ 3.23      SELL

Legal Entity

    Trade Date      Amount     Trade Price      Buy/Sell

BlackRock Institutional Trust Company, National Association

      6/24/2022        (80,362 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (1,553 )    $ 3.23      SELL

BlackRock Fund Advisors

      6/24/2022        48     $ 3.23      BUY

BlackRock Investment Management, LLC

      6/24/2022        (1,626 )    $ 3.23      SELL

BlackRock Advisors, LLC

      6/24/2022        (1,212 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (242 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (1,812 )    $ 3.23      SELL

BlackRock Fund Advisors

      6/24/2022        49,412     $ 3.23      BUY

BlackRock Institutional Trust Company, National Association

      6/24/2022        (167 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (9,871 )    $ 3.23      SELL

BlackRock Advisors, LLC

      6/24/2022        (8,725 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (361 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (191 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (249 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (2,056 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (271 )    $ 3.23      SELL

BlackRock Advisors, LLC

      6/24/2022        (1,489 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (735 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (1,274 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (2,536 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (254 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (2 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (1,288 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (32 )    $ 3.23      SELL

BlackRock Fund Advisors

      6/24/2022        24     $ 3.23      BUY

BlackRock Institutional Trust Company, National Association

      6/24/2022        (140 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (35,923 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (234 )    $ 3.23      SELL

BlackRock Fund Advisors

      6/24/2022        (26,988 )    $ 3.23      SELL

Legal Entity

    Trade Date      Amount     Trade Price      Buy/Sell

BlackRock Advisors, LLC

      6/24/2022        (2,751 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (80 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (32,869 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (3,546 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (6,376 )    $ 3.23      SELL

BlackRock Fund Advisors

      6/24/2022        (489,541 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (3,030 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (414 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (4,921 )    $ 3.23      SELL

BlackRock Fund Advisors

      6/24/2022        (10,545 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (70 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (1,980 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (332 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (1,060 )    $ 3.23      SELL

BlackRock Advisors, LLC

      6/24/2022        17,533     $ 3.23      BUY

BlackRock Investment Management, LLC

      6/24/2022        (113 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (4,387 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (87 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (1,448 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (13,337 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (1,586 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (195 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (13 )    $ 3.23      SELL

BlackRock Advisors, LLC

      6/24/2022        (34,073 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        (5 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (361 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (6,505 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (4,519 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (2,840 )    $ 3.23      SELL

BlackRock Institutional Trust Company, National Association

      6/24/2022        15,528     $ 3.23      BUY

BlackRock Investment Management, LLC

      6/24/2022        (6,021 )    $ 3.23      SELL

BlackRock Financial Management, Inc.

      6/24/2022        (544 )    $ 3.23      SELL

BlackRock Fund Advisors

      6/24/2022        (191,269 )    $ 3.23      SELL

BlackRock Investment Management, LLC

      6/24/2022        (58 )    $ 3.23      SELL