0001127602-16-042423.txt : 20160219 0001127602-16-042423.hdr.sgml : 20160219 20160219160510 ACCESSION NUMBER: 0001127602-16-042423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160217 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Robert L. CENTRAL INDEX KEY: 0001561432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 161441875 MAIL ADDRESS: STREET 1: BLACKROCK, INC. STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-17 0001364742 BlackRock Inc. BLK 0001561432 Goldstein Robert L. BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 Chief Operating Officer Shares Of Common Stock (par Value $0.01 Per Share) 2016-02-17 4 S 0 600 317.5268 D 77725 D Shares Of Common Stock (par Value $0.01 Per Share) 2016-02-17 4 S 0 700 318.7907 D 77025 D Shares Of Common Stock (par Value $0.01 Per Share) 2016-02-17 4 S 0 3500 319.6351 D 73525 D Shares Of Common Stock (par Value $0.01 Per Share) 2016-02-17 4 S 0 200 320.4075 D 73325 D Shares Of Common Stock (par Value $0.01 Per Share) 2016-02-19 4 S 0 5783 311.00 D 67542 D This transaction was executed in multiple trades at prices ranging from $317.0100 to $318.0000. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Includes 1,312 shares of Common Stock held in the BlackRock, Inc. Retirement Savings Plan. Also includes (i) 1,959 Restricted Stock Units vesting on 1/31/17, (ii) 3,926 Restricted Stock Units vesting in equal installments on 1/31/17 and 1/31/18, (iii) 6,416 Restricted Stock Units vesting in equal installments on 1/31/17, 1/31/18 and 1/31/2019, (iv) 16,566 Restricted Stock Units awarded on 1/18/13 will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (v) 8,960 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. This transaction was executed in multiple trades at prices ranging from $318.0800 to $319.0100 The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $319.0950 to $320.0500 The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $320.1900 to $320.6200 The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. /s/ Daniel R. Waltcher as Attorney-in-Fact for Robert L. Goldstein 2016-02-19