0001127602-16-039309.txt : 20160203 0001127602-16-039309.hdr.sgml : 20160203 20160203164043 ACCESSION NUMBER: 0001127602-16-039309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCombe Mark CENTRAL INDEX KEY: 0001539202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 161385361 MAIL ADDRESS: STREET 1: BLACKROCK, INC. STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-01 0001364742 BlackRock Inc. BLK 0001539202 McCombe Mark BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 Senior Managing Director Shares Of Common Stock (par Value $0.01 Per Share) 2016-02-01 4 F 0 3801 314.26 D 36748 D Represents the withholding by BlackRock of Common Stock to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units granted under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan. Includes (i) 1,123 Restricted Stock Units vesting on 1/31/17, (ii) 2,424 Restricted Stock Units vesting in equal installments on 1/31/17 and 1/31/18, (iii) 4,305 Restricted Stock Units vesting in equal installments on 1/31/17, 1/31/18 and 1/31/19, (iv) 9,861 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (v) 6,144 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. /s/ Daniel R. Waltcher as Attorney-in-Fact for Mark McCombe 2016-02-03