Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 98.5%
|
|||||
|
Belgium — 5.3%
|
|
|||
115,005
|
Ageas S.A./N.V. (EUR)
|
$4,990,778
|
|||
61,017
|
Cofinimmo S.A. (EUR)
|
4,809,474
|
|||
|
|
9,800,252
|
|||
|
Denmark — 4.1%
|
|
|||
4,284
|
AP Moller - Maersk A/S,
Class A (DKK)
|
7,600,267
|
|||
|
France — 14.2%
|
|
|||
71,427
|
BNP Paribas S.A. (EUR)
|
4,935,326
|
|||
80,349
|
Covivio S.A. (EUR)
|
4,317,969
|
|||
493,727
|
Credit Agricole S.A. (EUR)
|
7,004,967
|
|||
454,094
|
Orange S.A. (EUR)
|
5,165,355
|
|||
205,241
|
Rubis SCA (EUR)
|
5,097,945
|
|||
|
|
26,521,562
|
|||
|
Germany — 10.2%
|
|
|||
17,167
|
Allianz SE (EUR)
|
4,585,308
|
|||
52,170
|
Bayerische Motoren Werke AG
(Preference Shares) (EUR)
|
5,180,486
|
|||
213,507
|
Evonik Industries AG (EUR)
|
4,360,461
|
|||
71,316
|
Mercedes-Benz Group AG
(EUR)
|
4,924,507
|
|||
|
|
19,050,762
|
|||
|
Italy — 5.3%
|
|
|||
444,794
|
Poste Italiane S.p.A.
(EUR) (c) (d)
|
5,045,326
|
|||
958,005
|
Snam S.p.A. (EUR)
|
4,923,070
|
|||
|
|
9,968,396
|
|||
|
Jersey — 4.5%
|
|
|||
1,391,534
|
Glencore PLC (GBP)
|
8,373,717
|
|||
|
Netherlands — 6.6%
|
|
|||
123,805
|
ASR Nederland N.V. (EUR)
|
5,835,990
|
|||
164,790
|
NN Group N.V. (EUR)
|
6,503,624
|
|||
|
|
12,339,614
|
|||
|
Norway — 7.4%
|
|
|||
240,727
|
Aker BP ASA (NOK)
|
7,001,528
|
|||
192,926
|
Yara International ASA (NOK)
|
6,858,815
|
|||
|
|
13,860,343
|
|||
|
Poland — 4.1%
|
|
|||
454,307
|
ORLEN S.A. (PLN)
|
7,562,643
|
|||
|
Spain — 8.4%
|
|
|||
201,735
|
ACS Actividades de
Construccion y Servicios S.A.
(EUR)
|
8,943,828
|
|||
334,292
|
Endesa S.A. (EUR)
|
6,812,495
|
|||
|
|
15,756,323
|
|||
|
Sweden — 2.6%
|
|
|||
570,684
|
Tele2 AB, Class B (SEK)
|
4,896,564
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Switzerland — 5.3%
|
|
|||
73,192
|
Holcim AG (CHF)
|
$5,745,361
|
|||
7,840
|
Zurich Insurance Group AG
(CHF)
|
4,097,811
|
|||
|
|
9,843,172
|
|||
|
United Kingdom — 20.5%
|
|
|||
542,191
|
Close Brothers Group PLC
(GBP)
|
5,487,358
|
|||
615,428
|
IG Group Holdings PLC (GBP)
|
6,004,998
|
|||
2,494,195
|
Legal & General Group PLC
(GBP)
|
7,983,026
|
|||
112,431
|
Rio Tinto PLC (GBP)
|
8,372,171
|
|||
5,569,660
|
Taylor Wimpey PLC (GBP)
|
10,439,607
|
|||
|
|
38,287,160
|
|||
|
Total Common Stocks
|
183,860,775
|
|||
|
(Cost $180,450,753)
|
|
|||
MONEY MARKET FUNDS — 0.1%
|
|||||
137,591
|
Morgan Stanley Institutional
Liquidity Funds - Treasury
Portfolio - Institutional Class -
5.22% (e)
|
137,591
|
|||
|
(Cost $137,591)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 98.6%
|
183,998,366
|
|||
|
(Cost $180,588,344)
|
|
|||
|
Net Other Assets and
Liabilities — 1.4%
|
2,589,783
|
|||
|
Net Assets — 100.0%
|
$186,588,149
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(d)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(e)
|
Rate shown reflects yield as of December 31, 2023.
|
Abbreviations throughout the Portfolio of Investments:
|
|
CHF
|
– Swiss Franc
|
DKK
|
– Danish Krone
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
NOK
|
– Norwegian Krone
|
PLN
|
– Polish Zloty
|
SEK
|
– Swedish Krona
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Financials
|
34.0%
|
Materials
|
18.3
|
Consumer Discretionary
|
11.2
|
Utilities
|
9.1
|
Industrials
|
9.0
|
Energy
|
7.9
|
Communication Services
|
5.5
|
Real Estate
|
5.0
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
EUR
|
50.8%
|
GBP
|
25.4
|
NOK
|
7.5
|
CHF
|
5.3
|
DKK
|
4.1
|
PLN
|
4.1
|
SEK
|
2.7
|
USD
|
0.1
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks*
|
$ 183,860,775
|
$ 183,860,775
|
$ —
|
$ —
|
Money Market
Funds
|
137,591
|
137,591
|
—
|
—
|
Total Investments
|
$183,998,366
|
$183,998,366
|
$—
|
$—
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.6%
|
|||||
|
Belgium — 1.3%
|
|
|||
9,471
|
Warehouses De Pauw C.V.A.
(EUR)
|
$297,981
|
|||
|
Canada — 1.3%
|
|
|||
30,218
|
Dream Industrial Real Estate
Investment Trust (CAD)
|
318,360
|
|||
|
Cayman Islands — 1.3%
|
|
|||
215,766
|
ESR Group Ltd. (HKD) (c) (d)
|
298,428
|
|||
|
Japan — 9.3%
|
|
|||
293
|
Daiwa House REIT Investment
Corp. (JPY)
|
523,036
|
|||
560
|
GLP J-REIT (JPY)
|
558,014
|
|||
266
|
LaSalle Logiport REIT (JPY)
|
286,752
|
|||
93
|
Mitsui Fudosan Logistics Park,
Inc. (JPY)
|
301,756
|
|||
269
|
Nippon Prologis REIT, Inc.
(JPY)
|
517,777
|
|||
|
|
2,187,335
|
|||
|
Singapore — 4.5%
|
|
|||
388,364
|
Frasers Logistics & Commercial
Trust (SGD) (d)
|
338,411
|
|||
544,277
|
Mapletree Logistics Trust (SGD)
|
717,592
|
|||
|
|
1,056,003
|
|||
|
United Kingdom — 5.1%
|
|
|||
80,976
|
Segro PLC (GBP)
|
914,906
|
|||
135,772
|
Tritax Big Box REIT PLC
(GBP)
|
292,301
|
|||
|
|
1,207,207
|
|||
|
United States — 76.8%
|
|
|||
8,243
|
American Tower Corp.
|
1,779,499
|
|||
31,041
|
Americold Realty Trust, Inc.
|
939,611
|
|||
14,356
|
Crown Castle, Inc.
|
1,653,668
|
|||
10,880
|
Digital Realty Trust, Inc.
|
1,464,230
|
|||
50,229
|
DigitalBridge Group, Inc.
|
881,017
|
|||
5,419
|
EastGroup Properties, Inc.
|
994,603
|
|||
1,821
|
Equinix, Inc.
|
1,466,615
|
|||
18,892
|
First Industrial Realty Trust, Inc.
|
995,042
|
|||
89,745
|
LXP Industrial Trust
|
890,270
|
|||
12,347
|
Prologis, Inc.
|
1,645,855
|
|||
18,456
|
Rexford Industrial Realty, Inc.
|
1,035,382
|
|||
6,772
|
SBA Communications Corp.
|
1,717,989
|
|||
24,779
|
STAG Industrial, Inc.
|
972,824
|
|||
15,339
|
Terreno Realty Corp.
|
961,295
|
|||
110,080
|
Uniti Group, Inc.
|
636,262
|
|||
|
|
18,034,162
|
|||
|
Total Common Stocks
|
23,399,476
|
|||
|
(Cost $20,697,137)
|
|
Shares
|
Description
|
Value
|
|||
MONEY MARKET FUNDS — 0.2%
|
|||||
38,720
|
Morgan Stanley Institutional
Liquidity Funds - Treasury
Portfolio - Institutional Class -
5.22% (e)
|
$38,720
|
|||
|
(Cost $38,720)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 99.8%
|
23,438,196
|
|||
|
(Cost $20,735,857)
|
|
|||
|
Net Other Assets and
Liabilities — 0.2%
|
46,334
|
|||
|
Net Assets — 100.0%
|
$23,484,530
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(d)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(e)
|
Rate shown reflects yield as of December 31, 2023.
|
Abbreviations throughout the Portfolio of Investments:
|
|
CAD
|
– Canadian Dollar
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
HKD
|
– Hong Kong Dollar
|
JPY
|
– Japanese Yen
|
SGD
|
– Singapore Dollar
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Real Estate
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
USD
|
77.1%
|
JPY
|
9.3
|
GBP
|
5.1
|
SGD
|
4.5
|
CAD
|
1.4
|
HKD
|
1.3
|
EUR
|
1.3
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks*
|
$ 23,399,476
|
$ 23,399,476
|
$ —
|
$ —
|
Money Market Funds
|
38,720
|
38,720
|
—
|
—
|
Total Investments
|
$23,438,196
|
$23,438,196
|
$—
|
$—
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.2%
|
|||||
|
Australia — 5.5%
|
|
|||
568,800
|
Fortescue Ltd. (AUD)
|
$11,248,399
|
|||
2,866,717
|
Harvey Norman Holdings Ltd.
(AUD)
|
8,204,797
|
|||
265,068
|
JB Hi-Fi Ltd. (AUD)
|
9,578,834
|
|||
630,588
|
Super Retail Group Ltd. (AUD)
|
6,776,589
|
|||
|
|
35,808,619
|
|||
|
Belgium — 0.9%
|
|
|||
138,917
|
Ageas S.A./N.V. (EUR)
|
6,028,468
|
|||
|
Bermuda — 1.6%
|
|
|||
1,018,970
|
CK Infrastructure Holdings Ltd.
(HKD)
|
5,637,383
|
|||
130,500
|
Lazard Ltd.
|
4,541,400
|
|||
|
|
10,178,783
|
|||
|
Canada — 12.2%
|
|
|||
111,699
|
Bank of Nova Scotia (The)
(CAD)
|
5,437,218
|
|||
132,915
|
BCE, Inc. (CAD)
|
5,233,143
|
|||
1,364,337
|
Birchcliff Energy Ltd. (CAD)
|
5,951,374
|
|||
111,539
|
Canadian Imperial Bank of
Commerce (CAD)
|
5,370,505
|
|||
178,391
|
Canadian Utilities Ltd., Class A
(CAD)
|
4,293,339
|
|||
191,821
|
Great-West Lifeco, Inc. (CAD)
|
6,349,397
|
|||
155,432
|
IGM Financial, Inc. (CAD)
|
4,106,769
|
|||
284,273
|
Labrador Iron Ore Royalty Corp.
(CAD)
|
6,843,748
|
|||
196,716
|
Laurentian Bank of Canada
(CAD)
|
4,137,561
|
|||
251,229
|
Manulife Financial Corp. (CAD)
|
5,551,477
|
|||
1,143,274
|
Peyto Exploration &
Development Corp. (CAD)
|
10,388,302
|
|||
182,910
|
Power Corp. of Canada (CAD)
|
5,230,338
|
|||
153,990
|
TC Energy Corp. (CAD)
|
6,015,262
|
|||
238,040
|
TELUS Corp. (CAD)
|
4,236,054
|
|||
|
|
79,144,487
|
|||
|
Cayman Islands — 0.7%
|
|
|||
854,870
|
CK Hutchison Holdings Ltd.
(HKD)
|
4,581,713
|
|||
|
Denmark — 1.4%
|
|
|||
4,959
|
AP Moller - Maersk A/S,
Class A (DKK)
|
8,797,788
|
|||
|
Finland — 1.9%
|
|
|||
471,979
|
Fortum Oyj (EUR)
|
6,804,784
|
|||
709,758
|
Metsa Board Oyj, Class B (EUR)
|
5,633,622
|
|||
|
|
12,438,406
|
|||
|
France — 2.4%
|
|
|||
558,716
|
ALD S.A. (EUR) (c) (d)
|
3,975,232
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
France (Continued)
|
|
|||
346,719
|
Nexity S.A. (EUR)
|
$6,449,500
|
|||
70,317
|
TotalEnergies SE (EUR)
|
4,781,780
|
|||
|
|
15,206,512
|
|||
|
Germany — 5.2%
|
|
|||
19,919
|
Allianz SE (EUR)
|
5,320,368
|
|||
125,402
|
BASF SE (EUR)
|
6,752,969
|
|||
256,273
|
Freenet AG (EUR)
|
7,168,990
|
|||
59,536
|
Hapag-Lloyd AG (EUR) (c) (d)
|
8,872,825
|
|||
82,255
|
Mercedes-Benz Group AG
(EUR)
|
5,679,867
|
|||
|
|
33,795,019
|
|||
|
Hong Kong — 3.5%
|
|
|||
1,674,692
|
Henderson Land Development
Co., Ltd. (HKD)
|
5,158,013
|
|||
1,793,476
|
Hysan Development Co., Ltd.
(HKD)
|
3,560,079
|
|||
2,963,697
|
New World Development Co.,
Ltd. (HKD)
|
4,600,116
|
|||
17,393,681
|
PCCW Ltd. (HKD)
|
9,266,532
|
|||
|
|
22,584,740
|
|||
|
Israel — 1.1%
|
|
|||
1,426,152
|
ICL Group Ltd. (ILS)
|
7,212,397
|
|||
|
Italy — 5.1%
|
|
|||
4,062,700
|
A2A S.p.A. (EUR)
|
8,337,631
|
|||
1,138,687
|
Anima Holding S.p.A.
(EUR) (c) (d)
|
5,035,746
|
|||
223,968
|
Azimut Holding S.p.A. (EUR)
|
5,844,966
|
|||
452,472
|
Eni S.p.A. (EUR)
|
7,666,409
|
|||
509,304
|
Poste Italiane S.p.A.
(EUR) (c) (d)
|
5,777,067
|
|||
|
|
32,661,819
|
|||
|
Japan — 9.7%
|
|
|||
276,454
|
Aozora Bank Ltd. (JPY)
|
6,005,522
|
|||
398,700
|
Haseko Corp. (JPY)
|
5,180,272
|
|||
304,470
|
Japan Tobacco, Inc. (JPY)
|
7,870,873
|
|||
548,700
|
Mitsui OSK Lines Ltd. (JPY)
|
17,577,858
|
|||
124,300
|
MS&AD Insurance Group
Holdings, Inc. (JPY)
|
4,889,133
|
|||
504,300
|
Nippon Yusen KK (JPY)
|
15,633,300
|
|||
249,500
|
Sumitomo Corp. (JPY)
|
5,442,993
|
|||
|
|
62,599,951
|
|||
|
Jersey — 1.8%
|
|
|||
4,655,073
|
Centamin PLC (GBP)
|
5,915,781
|
|||
192,389
|
Janus Henderson Group PLC
|
5,800,528
|
|||
|
|
11,716,309
|
|||
|
Luxembourg — 0.7%
|
|
|||
124,906
|
APERAM S.A. (EUR)
|
4,533,813
|
|||
|
Mauritius — 0.9%
|
|
|||
29,834,800
|
Golden Agri-Resources Ltd.
(SGD)
|
5,877,665
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) (Continued)
|
|||||
|
Netherlands — 3.6%
|
|
|||
123,700
|
ASR Nederland N.V. (EUR)
|
$5,831,041
|
|||
48,149
|
LyondellBasell Industries N.V.,
Class A
|
4,578,007
|
|||
163,938
|
NN Group N.V. (EUR)
|
6,469,998
|
|||
475,395
|
SBM Offshore N.V. (EUR)
|
6,533,900
|
|||
|
|
23,412,946
|
|||
|
New Zealand — 1.0%
|
|
|||
1,904,359
|
Spark New Zealand Ltd. (NZD)
|
6,235,906
|
|||
|
Norway — 2.2%
|
|
|||
910,370
|
Norsk Hydro ASA (NOK)
|
6,128,929
|
|||
219,076
|
Yara International ASA (NOK)
|
7,788,487
|
|||
|
|
13,917,416
|
|||
|
South Korea — 13.0%
|
|
|||
1,714,310
|
BNK Financial Group, Inc.
(KRW)
|
9,503,978
|
|||
97,704
|
DB Insurance Co., Ltd. (KRW)
|
6,349,736
|
|||
1,273,011
|
DGB Financial Group, Inc.
(KRW)
|
8,391,850
|
|||
204,186
|
Hana Financial Group, Inc.
(KRW)
|
6,880,715
|
|||
96,211
|
Hyundai Motor Co. (Preference
Shares) (KRW)
|
8,531,172
|
|||
1,111,046
|
Industrial Bank of Korea (KRW)
|
10,231,389
|
|||
136,799
|
KB Financial Group, Inc.
(KRW)
|
5,746,429
|
|||
78,899
|
KT&G Corp. (KRW)
|
5,323,645
|
|||
36,965
|
Samsung Fire & Marine
Insurance Co., Ltd. (KRW)
|
7,548,563
|
|||
193,000
|
Samsung Securities Co., Ltd.
(KRW)
|
5,769,470
|
|||
957,015
|
Woori Financial Group, Inc.
(KRW)
|
9,660,063
|
|||
|
|
83,937,010
|
|||
|
Spain — 7.4%
|
|
|||
209,871
|
ACS Actividades de
Construccion y Servicios S.A.
(EUR)
|
9,304,534
|
|||
227,374
|
Cia de Distribucion Integral
Logista Holdings S.A. (EUR)
|
6,144,701
|
|||
512,612
|
Enagas S.A. (EUR)
|
8,638,415
|
|||
3,039,982
|
Mapfre S.A. (EUR)
|
6,520,671
|
|||
151,725
|
Naturgy Energy Group S.A.
(EUR)
|
4,522,405
|
|||
348,785
|
Redeia Corp. S.A. (EUR)
|
5,740,952
|
|||
1,698,972
|
Telefonica S.A. (EUR)
|
6,628,287
|
|||
|
|
47,499,965
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Sweden — 1.4%
|
|
|||
5,046,384
|
Samhallsbyggnadsbolaget i
Norden AB (SEK)
|
$2,533,686
|
|||
2,618,226
|
Telia Co., AB (SEK)
|
6,679,221
|
|||
|
|
9,212,907
|
|||
|
Switzerland — 2.4%
|
|
|||
30,712
|
Helvetia Holding AG (CHF)
|
4,232,235
|
|||
53,151
|
Swiss Re AG (CHF)
|
5,975,814
|
|||
10,299
|
Zurich Insurance Group AG
(CHF)
|
5,383,081
|
|||
|
|
15,591,130
|
|||
|
United Kingdom — 5.5%
|
|
|||
2,152,557
|
abrdn PLC (GBP)
|
4,901,716
|
|||
1,865,461
|
Ashmore Group PLC (GBP)
|
5,297,754
|
|||
179,123
|
British American Tobacco PLC
(GBP)
|
5,241,060
|
|||
2,151,690
|
Legal & General Group PLC
(GBP)
|
6,886,790
|
|||
947,235
|
Phoenix Group Holdings PLC
(GBP)
|
6,461,960
|
|||
91,999
|
Rio Tinto PLC (GBP)
|
6,850,703
|
|||
|
|
35,639,983
|
|||
|
United States — 8.1%
|
|
|||
157,635
|
Altria Group, Inc.
|
6,358,996
|
|||
287,338
|
AT&T, Inc.
|
4,821,532
|
|||
240,211
|
Kohl’s Corp.
|
6,889,251
|
|||
396,793
|
Northwest Bancshares, Inc.
|
4,951,977
|
|||
48,082
|
Prudential Financial, Inc.
|
4,986,584
|
|||
442,423
|
Sitio Royalties Corp., Class A
|
10,401,365
|
|||
111,727
|
Universal Corp.
|
7,521,461
|
|||
560,424
|
Western Union (The) Co.
|
6,680,254
|
|||
|
|
52,611,420
|
|||
|
Total Common Stocks
|
641,225,172
|
|||
|
(Cost $657,154,816)
|
|
|||
MONEY MARKET FUNDS — 0.1%
|
|||||
254,663
|
Morgan Stanley Institutional
Liquidity Funds - Treasury
Portfolio - Institutional Class -
5.22% (e)
|
254,663
|
|||
|
(Cost $254,663)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 99.3%
|
641,479,835
|
|||
|
(Cost $657,409,479)
|
|
|||
|
Net Other Assets and
Liabilities — 0.7%
|
4,789,881
|
|||
|
Net Assets — 100.0%
|
$646,269,716
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(d)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(e)
|
Rate shown reflects yield as of December 31, 2023.
|
Abbreviations throughout the Portfolio of Investments:
|
|
AUD
|
– Australian Dollar
|
CAD
|
– Canadian Dollar
|
CHF
|
– Swiss Franc
|
DKK
|
– Danish Krone
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
HKD
|
– Hong Kong Dollar
|
ILS
|
– Israeli Shekel
|
JPY
|
– Japanese Yen
|
KRW
|
– South Korean Won
|
NOK
|
– Norwegian Krone
|
NZD
|
– New Zealand Dollar
|
SEK
|
– Swedish Krona
|
SGD
|
– Singapore Dollar
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Financials
|
35.9%
|
Industrials
|
12.5
|
Materials
|
11.5
|
Energy
|
8.1
|
Consumer Discretionary
|
7.9
|
Communication Services
|
7.8
|
Utilities
|
6.9
|
Consumer Staples
|
5.9
|
Real Estate
|
3.5
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
EUR
|
26.6%
|
KRW
|
13.1
|
CAD
|
12.3
|
USD
|
10.6
|
JPY
|
9.8
|
GBP
|
6.5
|
AUD
|
5.6
|
HKD
|
5.1
|
CHF
|
2.4
|
NOK
|
2.2
|
SEK
|
1.4
|
DKK
|
1.4
|
ILS
|
1.1
|
NZD
|
1.0
|
SGD
|
0.9
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks*
|
$ 641,225,172
|
$ 641,225,172
|
$ —
|
$ —
|
Money Market
Funds
|
254,663
|
254,663
|
—
|
—
|
Total Investments
|
$641,479,835
|
$641,479,835
|
$—
|
$—
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.7%
|
|||||
|
Bermuda — 0.7%
|
|
|||
19,723,539
|
Concord New Energy Group
Ltd. (HKD)
|
$1,616,580
|
|||
|
Brazil — 0.7%
|
|
|||
1,270,908
|
Aeris Industria E Comercio De
Equipamentos Para Geracao
De Energia S.A. (BRL) (c)
|
235,469
|
|||
661,350
|
Serena Energia S.A. (BRL) (c)
|
1,390,066
|
|||
|
|
1,625,535
|
|||
|
Canada — 12.2%
|
|
|||
296,499
|
Boralex, Inc., Class A (CAD)
|
7,536,385
|
|||
541,985
|
Innergex Renewable Energy, Inc.
(CAD)
|
3,758,984
|
|||
839,372
|
Northland Power, Inc. (CAD)
|
15,247,488
|
|||
|
|
26,542,857
|
|||
|
Cayman Islands — 0.1%
|
|
|||
1,464,426
|
China High Speed Transmission
Equipment Group Co., Ltd.
(HKD) (c)
|
305,694
|
|||
|
China — 5.5%
|
|
|||
7,714,177
|
China Datang Corp. Renewable
Power Co., Ltd., Class H
(HKD)
|
1,778,257
|
|||
11,076,164
|
China Longyuan Power Group
Corp., Ltd., Class H (HKD)
|
8,397,374
|
|||
1,811,774
|
China Suntien Green Energy
Corp., Ltd., Class H (HKD)
|
658,953
|
|||
2,437,099
|
Goldwind Science &
Technology Co., Ltd. (HKD)
|
1,095,501
|
|||
|
|
11,930,085
|
|||
|
Denmark — 18.0%
|
|
|||
458,711
|
Cadeler A/S (NOK) (c) (d)
|
2,118,399
|
|||
258,902
|
Orsted A/S (DKK) (e) (f)
|
14,350,855
|
|||
720,621
|
Vestas Wind Systems A/S
(DKK) (c)
|
22,869,234
|
|||
|
|
39,338,488
|
|||
|
France — 3.3%
|
|
|||
258,084
|
Engie S.A. (EUR)
|
4,535,217
|
|||
82,167
|
Neoen S.A. (EUR) (e) (f)
|
2,746,641
|
|||
|
|
7,281,858
|
|||
|
Germany — 7.6%
|
|
|||
20,409
|
Energiekontor AG (EUR)
|
1,863,270
|
|||
360,705
|
Nordex SE (EUR) (c) (d)
|
4,141,274
|
|||
111,714
|
PNE AG (EUR) (d)
|
1,706,838
|
|||
100,969
|
RWE AG (EUR)
|
4,590,108
|
|||
51,828
|
SGL Carbon SE (EUR) (c) (d)
|
372,472
|
|||
292,011
|
Siemens Energy AG (EUR) (c)
|
3,868,378
|
|||
|
|
16,542,340
|
|||
|
Greece — 1.4%
|
|
|||
176,252
|
Terna Energy S.A. (EUR)
|
3,093,711
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Italy — 6.9%
|
|
|||
618,819
|
Enel S.p.A. (EUR)
|
$4,597,558
|
|||
183,955
|
ERG S.p.A. (EUR)
|
5,860,794
|
|||
101,690
|
Prysmian S.p.A. (EUR)
|
4,621,762
|
|||
|
|
15,080,114
|
|||
|
Japan — 3.9%
|
|
|||
62,600
|
Hitachi Ltd. (JPY)
|
4,515,192
|
|||
772,410
|
Toray Industries, Inc. (JPY)
|
4,015,984
|
|||
|
|
8,531,176
|
|||
|
Norway — 0.2%
|
|
|||
755,503
|
Aker Horizons ASA
(NOK) (c) (d)
|
323,918
|
|||
|
Portugal — 2.1%
|
|
|||
913,663
|
EDP - Energias de Portugal S.A.
(EUR)
|
4,594,338
|
|||
|
South Korea — 1.4%
|
|
|||
47,946
|
CS Bearing Co., Ltd. (KRW) (c)
|
409,881
|
|||
41,969
|
CS Wind Corp. (KRW)
|
2,287,618
|
|||
30,270
|
Dongkuk Structures &
Construction Co., Ltd.
(KRW) (c)
|
72,508
|
|||
368,676
|
Unison Co., Ltd. (KRW) (c)
|
376,720
|
|||
|
|
3,146,727
|
|||
|
Spain — 12.4%
|
|
|||
26,144
|
Acciona S.A. (EUR)
|
3,847,252
|
|||
909,286
|
EDP Renovaveis S.A. (EUR)
|
18,595,473
|
|||
350,627
|
Iberdrola S.A. (EUR)
|
4,594,567
|
|||
|
|
27,037,292
|
|||
|
Sweden — 3.8%
|
|
|||
635,302
|
Orron Energy AB (SEK) (c) (d)
|
501,386
|
|||
488,025
|
OX2 AB (SEK) (c)
|
2,653,980
|
|||
256,937
|
SKF AB, Class B (SEK)
|
5,128,015
|
|||
|
|
8,283,381
|
|||
|
Switzerland — 2.1%
|
|
|||
20,690
|
BKW AG (CHF)
|
3,677,730
|
|||
8,536
|
Gurit Holding AG (CHF) (c)
|
828,176
|
|||
|
|
4,505,906
|
|||
|
Taiwan — 1.5%
|
|
|||
592,516
|
Century Iron & Steel Industrial
Co., Ltd. (TWD)
|
3,368,927
|
|||
|
United Kingdom — 1.1%
|
|
|||
304,047
|
ReNew Energy Global PLC,
Class A (c) (d)
|
2,329,000
|
|||
|
United States — 14.8%
|
|
|||
83,134
|
Alliant Energy Corp.
|
4,264,774
|
|||
32,075
|
American Superconductor
Corp. (c)
|
357,315
|
|||
44,413
|
Arcosa, Inc.
|
3,670,290
|
|||
82,019
|
Clearway Energy, Inc., Class C
|
2,249,781
|
|||
36,439
|
General Electric Co.
|
4,650,710
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) (Continued)
|
|||||
|
United States (Continued)
|
|
|||
56,901
|
Hexcel Corp.
|
$4,196,449
|
|||
62,438
|
NextEra Energy, Inc.
|
3,792,484
|
|||
28,982
|
Owens Corning
|
4,296,002
|
|||
54,578
|
Timken (The) Co.
|
4,374,427
|
|||
129,878
|
TPI Composites, Inc. (c) (d)
|
537,695
|
|||
|
|
32,389,927
|
|||
|
Total Common Stocks
|
217,867,854
|
|||
|
(Cost $261,399,358)
|
|
|||
MONEY MARKET FUNDS — 0.0%
|
|||||
49,214
|
Morgan Stanley Institutional
Liquidity Funds - Treasury
Portfolio - Institutional Class -
5.22% (g)
|
49,214
|
|||
|
(Cost $49,214)
|
|
Principal
Value
|
Description
|
Value
|
|||
REPURCHASE AGREEMENTS — 2.4%
|
|||||
$2,564,269
|
Bank of America Corp., 5.32%
(g), dated 12/29/23, due
01/02/24, with a maturity
value of $2,566,164.
Collateralized by
U.S. Treasury Securities,
interest rates of 0.00% to
3.13%, due 08/31/27 to
05/15/48. The value of the
collateral including accrued
interest is $2,615,554. (h)
|
2,564,269
|
|||
2,668,932
|
JPMorgan Chase & Co., 5.33%
(g), dated 12/29/23, due
01/02/24, with a maturity
value of $2,670,908.
Collateralized by
U.S. Treasury Securities,
interest rates of 2.50% to
5.00%, due 02/15/29 to
08/15/53. The value of the
collateral including accrued
interest is $2,722,311. (h)
|
2,668,932
|
|||
|
Total Repurchase Agreements
|
5,233,201
|
|||
|
(Cost $5,233,201)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 102.1%
|
223,150,269
|
|||
|
(Cost $266,681,773)
|
|
|||
|
Net Other Assets and
Liabilities — (2.1)%
|
(4,665,474
)
|
|||
|
Net Assets — 100.0%
|
$218,484,795
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
Non-income producing security.
|
(d)
|
All or a portion of this security is on loan for securities
lending. The remaining contractual maturity of all of the
securities lending transactions is overnight and continuous.
The aggregate value of such securities, including those sold
and pending settlement, is $4,907,553 and the total value of
the collateral held by the Fund is $5,233,201.
|
(e)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(f)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(g)
|
Rate shown reflects yield as of December 31, 2023.
|
(h)
|
This security serves as collateral for securities on loan.
|
Abbreviations throughout the Portfolio of Investments:
|
|
BRL
|
– Brazilian Real
|
CAD
|
– Canadian Dollar
|
CHF
|
– Swiss Franc
|
DKK
|
– Danish Krone
|
EUR
|
– Euro
|
HKD
|
– Hong Kong Dollar
|
JPY
|
– Japanese Yen
|
KRW
|
– South Korean Won
|
NOK
|
– Norwegian Krone
|
SEK
|
– Swedish Krona
|
TWD
|
– New Taiwan Dollar
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Utilities
|
58.7%
|
Industrials
|
37.2
|
Materials
|
3.8
|
Energy
|
0.3
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
EUR
|
33.0%
|
USD
|
17.9
|
DKK
|
16.7
|
CAD
|
11.9
|
HKD
|
6.2
|
JPY
|
3.8
|
SEK
|
3.7
|
CHF
|
2.0
|
TWD
|
1.5
|
KRW
|
1.4
|
NOK
|
1.1
|
BRL
|
0.8
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks*
|
$ 217,867,854
|
$ 217,867,854
|
$ —
|
$ —
|
Money Market
Funds
|
49,214
|
49,214
|
—
|
—
|
Repurchase
Agreements
|
5,233,201
|
—
|
5,233,201
|
—
|
Total Investments
|
$223,150,269
|
$217,917,068
|
$5,233,201
|
$—
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS — 99.7%
|
|||||
|
Building Products — 9.6%
|
|
|||
732
|
Allegion PLC
|
$92,737
|
|||
653
|
Builders FirstSource, Inc. (a)
|
109,012
|
|||
295
|
Carlisle Cos., Inc.
|
92,167
|
|||
1,396
|
Carrier Global Corp.
|
80,200
|
|||
1,452
|
Johnson Controls
International PLC
|
83,693
|
|||
198
|
Lennox International, Inc.
|
88,609
|
|||
1,473
|
Masco Corp.
|
98,662
|
|||
588
|
Owens Corning
|
87,159
|
|||
368
|
Trane Technologies PLC
|
89,755
|
|||
|
|
821,994
|
|||
|
Construction & Engineering
— 3.0%
|
|
|||
921
|
AECOM
|
85,128
|
|||
368
|
EMCOR Group, Inc.
|
79,278
|
|||
427
|
Quanta Services, Inc.
|
92,147
|
|||
|
|
256,553
|
|||
|
Construction Materials —
2.0%
|
|
|||
177
|
Martin Marietta Materials, Inc.
|
88,307
|
|||
361
|
Vulcan Materials Co.
|
81,951
|
|||
|
|
170,258
|
|||
|
Electric Utilities — 14.4%
|
|
|||
1,544
|
Alliant Energy Corp.
|
79,207
|
|||
1,035
|
American Electric Power Co.,
Inc.
|
84,063
|
|||
657
|
Constellation Energy Corp.
|
76,797
|
|||
864
|
Duke Energy Corp.
|
83,843
|
|||
1,172
|
Edison International
|
83,786
|
|||
813
|
Entergy Corp.
|
82,267
|
|||
1,544
|
Evergy, Inc.
|
80,597
|
|||
1,394
|
Eversource Energy
|
86,038
|
|||
1,909
|
Exelon Corp.
|
68,533
|
|||
2,154
|
FirstEnergy Corp.
|
78,966
|
|||
1,435
|
NextEra Energy, Inc.
|
87,162
|
|||
4,765
|
PG&E Corp.
|
85,913
|
|||
3,215
|
PPL Corp.
|
87,126
|
|||
1,157
|
Southern (The) Co.
|
81,129
|
|||
1,308
|
Xcel Energy, Inc.
|
80,978
|
|||
|
|
1,226,405
|
|||
|
Electrical Equipment — 6.7%
|
|
|||
503
|
AMETEK, Inc.
|
82,940
|
|||
350
|
Eaton Corp. PLC
|
84,287
|
|||
792
|
Emerson Electric Co.
|
77,085
|
|||
246
|
Hubbell, Inc.
|
80,917
|
|||
564
|
Regal Rexnord Corp.
|
83,483
|
|||
253
|
Rockwell Automation, Inc.
|
78,551
|
|||
1,819
|
Vertiv Holdings Co., Class A
|
87,367
|
|||
|
|
574,630
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Energy Equipment & Services
— 2.4%
|
|
|||
2,187
|
Baker Hughes Co.
|
$74,752
|
|||
1,822
|
Halliburton Co.
|
65,865
|
|||
1,303
|
Schlumberger N.V.
|
67,808
|
|||
|
|
208,425
|
|||
|
Gas Utilities — 0.9%
|
|
|||
684
|
Atmos Energy Corp.
|
79,276
|
|||
|
Ground Transportation —
3.1%
|
|
|||
2,440
|
CSX Corp.
|
84,595
|
|||
378
|
Norfolk Southern Corp.
|
89,351
|
|||
366
|
Union Pacific Corp.
|
89,897
|
|||
|
|
263,843
|
|||
|
Independent Power and
Renewable Electricity
Producers — 2.4%
|
|
|||
5,827
|
AES (The) Corp.
|
112,170
|
|||
2,391
|
Vistra Corp.
|
92,101
|
|||
|
|
204,271
|
|||
|
Industrial Conglomerates —
3.1%
|
|
|||
854
|
3M Co.
|
93,359
|
|||
683
|
General Electric Co.
|
87,172
|
|||
413
|
Honeywell International, Inc.
|
86,610
|
|||
|
|
267,141
|
|||
|
IT Services — 8.6%
|
|
|||
706
|
Akamai Technologies, Inc. (a)
|
83,555
|
|||
1,214
|
Cloudflare, Inc., Class A (a)
|
101,078
|
|||
1,008
|
GoDaddy, Inc., Class A (a)
|
107,009
|
|||
209
|
MongoDB, Inc. (a)
|
85,450
|
|||
899
|
Okta, Inc. (a)
|
81,387
|
|||
475
|
Snowflake, Inc., Class A (a)
|
94,525
|
|||
1,351
|
Twilio, Inc., Class A (a)
|
102,500
|
|||
364
|
VeriSign, Inc. (a)
|
74,969
|
|||
|
|
730,473
|
|||
|
Machinery — 18.2%
|
|
|||
282
|
Caterpillar, Inc.
|
83,379
|
|||
334
|
Cummins, Inc.
|
80,016
|
|||
542
|
Dover Corp.
|
83,365
|
|||
1,001
|
Fortive Corp.
|
73,704
|
|||
1,019
|
Graco, Inc.
|
88,408
|
|||
370
|
IDEX Corp.
|
80,331
|
|||
325
|
Illinois Tool Works, Inc.
|
85,131
|
|||
1,151
|
Ingersoll Rand, Inc.
|
89,018
|
|||
412
|
Lincoln Electric Holdings, Inc.
|
89,594
|
|||
334
|
Nordson Corp.
|
88,229
|
|||
945
|
Otis Worldwide Corp.
|
84,549
|
|||
922
|
PACCAR, Inc.
|
90,033
|
|||
187
|
Parker-Hannifin Corp.
|
86,151
|
|||
1,179
|
Pentair PLC
|
85,725
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (Continued)
|
|||||
|
Machinery (Continued)
|
|
|||
299
|
Snap-on, Inc.
|
$86,363
|
|||
918
|
Stanley Black & Decker, Inc.
|
90,056
|
|||
731
|
Westinghouse Air Brake
Technologies Corp.
|
92,764
|
|||
833
|
Xylem, Inc.
|
95,262
|
|||
|
|
1,552,078
|
|||
|
Metals & Mining — 4.1%
|
|
|||
2,108
|
Freeport-McMoRan, Inc.
|
89,737
|
|||
515
|
Nucor Corp.
|
89,631
|
|||
295
|
Reliance Steel & Aluminum Co.
|
82,506
|
|||
719
|
Steel Dynamics, Inc.
|
84,914
|
|||
|
|
346,788
|
|||
|
Multi-Utilities — 9.4%
|
|
|||
991
|
Ameren Corp.
|
71,689
|
|||
2,762
|
CenterPoint Energy, Inc.
|
78,910
|
|||
1,422
|
CMS Energy Corp.
|
82,576
|
|||
870
|
Consolidated Edison, Inc.
|
79,144
|
|||
1,830
|
Dominion Energy, Inc.
|
86,010
|
|||
792
|
DTE Energy Co.
|
87,326
|
|||
2,995
|
NiSource, Inc.
|
79,517
|
|||
1,255
|
Public Service Enterprise Group,
Inc.
|
76,743
|
|||
1,111
|
Sempra
|
83,025
|
|||
935
|
WEC Energy Group, Inc.
|
78,699
|
|||
|
|
803,639
|
|||
|
Oil, Gas & Consumable Fuels
— 4.5%
|
|
|||
436
|
Cheniere Energy, Inc.
|
74,430
|
|||
4,497
|
Kinder Morgan, Inc.
|
79,327
|
|||
1,117
|
ONEOK, Inc.
|
78,436
|
|||
889
|
Targa Resources Corp.
|
77,227
|
|||
2,185
|
Williams (The) Cos., Inc.
|
76,103
|
|||
|
|
385,523
|
|||
|
Specialized REITs — 5.3%
|
|
|||
463
|
American Tower Corp.
|
99,953
|
|||
806
|
Crown Castle, Inc.
|
92,843
|
|||
611
|
Digital Realty Trust, Inc.
|
82,228
|
|||
102
|
Equinix, Inc.
|
82,150
|
|||
380
|
SBA Communications Corp.
|
96,402
|
|||
|
|
453,576
|
|||
|
Water Utilities — 2.0%
|
|
|||
643
|
American Water Works Co., Inc.
|
84,870
|
|||
2,273
|
Essential Utilities, Inc.
|
84,896
|
|||
|
|
169,766
|
|||
|
Total Common Stocks
|
8,514,639
|
|||
|
(Cost $7,433,829)
|
|
Shares
|
Description
|
Value
|
|||
WARRANTS (b) — 0.0%
|
|||||
|
Construction & Engineering
— 0.0%
|
|
|||
298
|
Webuild S.p.A., expiring 8/31/30
(EUR) (a) (c) (d)
|
$3
|
|||
|
(Cost $0)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 99.7%
|
8,514,642
|
|||
|
(Cost $7,433,829)
|
|
|||
|
Net Other Assets and
Liabilities — 0.3%
|
22,288
|
|||
|
Net Assets — 100.0%
|
$8,536,930
|
(a)
|
Non-income producing security.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(d)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $3 or 0.0% of net assets.
|
Abbreviations throughout the Portfolio of Investments:
|
|
EUR
|
– Euro
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks*
|
$ 8,514,639
|
$ 8,514,639
|
$ —
|
$ —
|
Warrants*
|
3
|
—
|
3
|
—
|
Total Investments
|
$8,514,642
|
$8,514,639
|
$3
|
$—
|
*
|
See Portfolio of Investments for industry breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.7%
|
|||||
|
Austria — 0.1%
|
|
|||
7,717
|
Verbund AG (EUR)
|
$716,036
|
|||
|
Belgium — 0.8%
|
|
|||
53,688
|
Elia Group S.A./N.V. (EUR)
|
6,715,149
|
|||
|
Brazil — 3.9%
|
|
|||
483,971
|
Alupar Investimento S.A. (BRL)
|
3,139,395
|
|||
3,333
|
Centrais Eletricas Brasileiras
S.A., ADR
|
28,730
|
|||
305,626
|
Cia de Transmissao de Energia
Eletrica Paulista (Preference
Shares) (BRL)
|
1,667,303
|
|||
1,760,360
|
Companhia Paranaense de
Energia, Class B (Preference
Shares) (BRL)
|
3,754,391
|
|||
440,090
|
Companhia Paranaense de
Energia (BRL)
|
859,777
|
|||
487,792
|
Energisa S.A. (BRL)
|
5,405,518
|
|||
1,542,330
|
Equatorial Energia S.A. (BRL)
|
11,341,409
|
|||
547,081
|
Transmissora Alianca de Energia
Eletrica S.A. (BRL)
|
4,322,498
|
|||
135,958
|
WEG S.A. (BRL)
|
1,033,064
|
|||
|
|
31,552,085
|
|||
|
Canada — 2.1%
|
|
|||
31,632
|
Fortis, Inc. (CAD)
|
1,301,279
|
|||
13,184
|
Hammond Power Solutions
(CAD) (c)
|
812,900
|
|||
504,034
|
Hydro One Ltd. (CAD) (d) (e)
|
15,101,430
|
|||
3,220
|
Stella-Jones, Inc. (CAD)
|
187,409
|
|||
|
|
17,403,018
|
|||
|
China — 0.2%
|
|
|||
65,345
|
BYD Co., Ltd., Class H (HKD)
|
1,794,195
|
|||
|
Denmark — 0.7%
|
|
|||
85,278
|
NKT A/S (DKK) (f)
|
5,857,203
|
|||
|
France — 9.6%
|
|
|||
111,972
|
Engie S.A. (EUR)
|
1,967,644
|
|||
44,452
|
Nexans S.A. (EUR)
|
3,889,010
|
|||
326,753
|
Schneider Electric SE (EUR)
|
65,571,359
|
|||
214,239
|
SPIE S.A. (EUR)
|
6,693,195
|
|||
|
|
78,121,208
|
|||
|
Germany — 1.9%
|
|
|||
131,708
|
E.ON SE (EUR)
|
1,766,595
|
|||
78,650
|
Infineon Technologies AG
(EUR)
|
3,282,003
|
|||
45,072
|
Siemens AG (EUR)
|
8,454,732
|
|||
30,297
|
SMA Solar Technology AG
(EUR) (f)
|
2,025,174
|
|||
|
|
15,528,504
|
|||
|
Ireland — 16.7%
|
|
|||
264,027
|
Eaton Corp. PLC
|
63,582,982
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Ireland (Continued)
|
|
|||
1,012,390
|
Johnson Controls
International PLC
|
$58,354,159
|
|||
242,307
|
nVent Electric PLC
|
14,317,921
|
|||
|
|
136,255,062
|
|||
|
Italy — 5.0%
|
|
|||
467,453
|
Enel S.p.A. (EUR)
|
3,472,974
|
|||
408,257
|
Prysmian S.p.A. (EUR)
|
18,555,088
|
|||
2,233,542
|
Terna-Rete Elettrica Nazionale
(EUR)
|
18,626,000
|
|||
|
|
40,654,062
|
|||
|
Japan — 1.3%
|
|
|||
1,700
|
Daihen Corp. (JPY)
|
77,766
|
|||
4,835
|
GS Yuasa Corp. (JPY)
|
68,067
|
|||
60,024
|
Hitachi Ltd. (JPY)
|
4,329,391
|
|||
67,899
|
Meidensha Corp. (JPY)
|
1,172,582
|
|||
17,325
|
NGK Insulators Ltd. (JPY)
|
207,101
|
|||
69,600
|
Osaki Electric (JPY)
|
316,409
|
|||
158,970
|
Panasonic Holdings Corp. (JPY)
|
1,574,480
|
|||
116,700
|
Renesas Electronics Corp.
(JPY) (f)
|
2,109,704
|
|||
51,400
|
Sumitomo Electric Industries
Ltd. (JPY)
|
654,530
|
|||
16,800
|
Takaoka Toko Co., Ltd. (JPY)
|
251,523
|
|||
|
|
10,761,553
|
|||
|
Jersey — 4.0%
|
|
|||
362,846
|
Aptiv PLC (f)
|
32,554,543
|
|||
|
Netherlands — 0.7%
|
|
|||
30,384
|
Alfen N.V. (EUR) (c) (d) (e) (f)
|
2,021,933
|
|||
13,855
|
NXP Semiconductors N.V.
|
3,182,216
|
|||
4,932
|
STMicroelectronics N.V.
|
247,241
|
|||
|
|
5,451,390
|
|||
|
Portugal — 0.3%
|
|
|||
149,024
|
EDP - Energias de Portugal S.A.
(EUR)
|
749,365
|
|||
561,342
|
REN - Redes Energeticas
Nacionais SGPS S.A. (EUR)
|
1,440,784
|
|||
|
|
2,190,149
|
|||
|
South Korea — 4.1%
|
|
|||
28,050
|
HD Hyundai Electric Co., Ltd.
(KRW)
|
1,790,287
|
|||
236
|
Hyosung Heavy Industries Corp.
(KRW) (f)
|
29,667
|
|||
25,321
|
Iljin Electric Co., Ltd. (KRW)
|
209,190
|
|||
20,486
|
LS Electric Co., Ltd. (KRW)
|
1,164,357
|
|||
79,717
|
Samsung SDI Co., Ltd. (KRW)
|
29,215,330
|
|||
118,577
|
Taihan Electric Wire Co., Ltd.
(KRW) (f)
|
928,066
|
|||
|
|
33,336,897
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) (Continued)
|
|||||
|
Spain — 1.9%
|
|
|||
353,664
|
Iberdrola S.A. (EUR)
|
$4,634,363
|
|||
644,206
|
Redeia Corp. S.A. (EUR)
|
10,603,541
|
|||
|
|
15,237,904
|
|||
|
Switzerland — 8.5%
|
|
|||
1,506,027
|
ABB Ltd. (CHF)
|
66,791,281
|
|||
33,960
|
Landis+Gyr Group AG (CHF)
|
3,068,736
|
|||
|
|
69,860,017
|
|||
|
Taiwan — 1.4%
|
|
|||
34,996
|
Advantech Co., Ltd. (TWD)
|
424,187
|
|||
391,999
|
Allis Electric Co., Ltd. (TWD)
|
959,226
|
|||
27,694
|
Chung-Hsin Electric &
Machinery Manufacturing
Corp. (TWD)
|
105,125
|
|||
314,958
|
Fortune Electric Co., Ltd.
(TWD)
|
3,355,803
|
|||
48,158
|
Ta Ya Electric Wire & Cable
(TWD)
|
54,136
|
|||
125,347
|
Voltronic Power Technology
Corp. (TWD)
|
6,984,030
|
|||
|
|
11,882,507
|
|||
|
United Kingdom — 7.8%
|
|
|||
4,621,623
|
National Grid PLC (GBP)
|
62,326,197
|
|||
62,277
|
SSE PLC (GBP)
|
1,473,317
|
|||
|
|
63,799,514
|
|||
|
United States — 28.7%
|
|
|||
45,570
|
Advanced Energy Industries,
Inc.
|
4,963,484
|
|||
34,258
|
AES (The) Corp.
|
659,466
|
|||
48,129
|
American Superconductor
Corp. (f)
|
536,157
|
|||
30,531
|
Analog Devices, Inc.
|
6,062,235
|
|||
2,716
|
Arcosa, Inc.
|
224,450
|
|||
55,094
|
Atkore, Inc. (f)
|
8,815,040
|
|||
1,234
|
AZZ, Inc.
|
71,683
|
|||
2,402
|
Belden, Inc.
|
185,554
|
|||
249,989
|
Cisco Systems, Inc.
|
12,629,444
|
|||
1,987
|
Digi International, Inc. (f)
|
51,662
|
|||
36,919
|
Emerson Electric Co.
|
3,593,326
|
|||
2,328
|
EnerSys
|
235,035
|
|||
203,763
|
Enphase Energy, Inc. (f)
|
26,925,243
|
|||
1,319
|
ESCO Technologies, Inc.
|
154,363
|
|||
66,289
|
Fluence Energy, Inc. (f)
|
1,580,993
|
|||
3,978
|
Generac Holdings, Inc. (f)
|
514,117
|
|||
61,320
|
General Electric Co.
|
7,826,272
|
|||
42,692
|
Honeywell International, Inc.
|
8,952,939
|
|||
78,313
|
Hubbell, Inc.
|
25,759,495
|
|||
55,585
|
International Business Machines
Corp.
|
9,090,927
|
|||
61,385
|
Itron, Inc. (f)
|
4,635,181
|
|||
1,387
|
Littelfuse, Inc.
|
371,106
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
United States (Continued)
|
|
|||
3,726
|
MasTec, Inc. (f)
|
$282,133
|
|||
22,547
|
MYR Group, Inc. (f)
|
3,260,973
|
|||
32,134
|
NVIDIA Corp.
|
15,913,399
|
|||
102,892
|
Oracle Corp.
|
10,847,903
|
|||
4,428
|
Preformed Line Products Co.
|
592,732
|
|||
68,473
|
QUALCOMM, Inc.
|
9,903,250
|
|||
159,621
|
Quanta Services, Inc.
|
34,446,212
|
|||
85,676
|
SolarEdge Technologies, Inc. (f)
|
8,019,274
|
|||
62,600
|
Tesla, Inc. (f)
|
15,554,848
|
|||
55,286
|
Texas Instruments, Inc.
|
9,424,052
|
|||
15,143
|
Trimble, Inc. (f)
|
805,608
|
|||
1,231
|
Valmont Industries, Inc.
|
287,451
|
|||
2,679
|
WESCO International, Inc.
|
465,824
|
|||
20,580
|
Willdan Group, Inc. (f)
|
442,470
|
|||
|
|
234,084,301
|
|||
|
Total Common Stocks
|
813,755,297
|
|||
|
(Cost $760,522,599)
|
|
|||
RIGHTS (a) (b) — 0.0%
|
|||||
|
South Korea — 0.0%
|
|
|||
5,679
|
Iljin Electric Co., Ltd. (KRW)
(f) (g) (h)
|
5,335
|
|||
|
(Cost $0)
|
|
|||
MONEY MARKET FUNDS — 0.3%
|
|||||
2,656,086
|
Goldman Sachs Financial Square
Treasury Obligations Fund -
Institutional Class -
5.17% (i) (j)
|
2,656,086
|
|||
|
(Cost $2,656,086)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 100.0%
|
816,416,718
|
|||
|
(Cost $763,178,685)
|
|
|||
|
Net Other Assets and
Liabilities — 0.0%
|
692
|
|||
|
Net Assets — 100.0%
|
$816,417,410
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
All or a portion of this security is on loan for securities
lending. The remaining contractual maturity of all of the
securities lending transactions is overnight and continuous.
The aggregate value of such securities, including those sold
and pending settlement, is $2,524,709 and the total value of
the collateral held by the Fund is $2,656,086.
|
(d)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(e)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(f)
|
Non-income producing security.
|
(g)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(h)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $5,335 or 0.0% of net assets.
|
(i)
|
Rate shown reflects yield as of December 31, 2023.
|
(j)
|
This security serves as collateral for securities on loan.
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
BRL
|
– Brazilian Real
|
CAD
|
– Canadian Dollar
|
CHF
|
– Swiss Franc
|
DKK
|
– Danish Krone
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
HKD
|
– Hong Kong Dollar
|
JPY
|
– Japanese Yen
|
KRW
|
– South Korean Won
|
TWD
|
– New Taiwan Dollar
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Industrials
|
53.6%
|
Information Technology
|
20.1
|
Utilities
|
19.9
|
Consumer Discretionary
|
6.4
|
Materials
|
0.0‡
|
Total
|
100.0%
|
‡
|
Amount is less than 0.1%.
|
Currency Exposure Diversification
|
% of Total
Investments
|
USD
|
50.1%
|
EUR
|
19.7
|
CHF
|
8.6
|
GBP
|
7.8
|
KRW
|
4.1
|
BRL
|
3.9
|
CAD
|
2.1
|
TWD
|
1.5
|
JPY
|
1.3
|
DKK
|
0.7
|
HKD
|
0.2
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks*
|
$ 813,755,297
|
$ 813,755,297
|
$ —
|
$ —
|
Rights*
|
5,335
|
—
|
5,335
|
—
|
Money Market
Funds
|
2,656,086
|
2,656,086
|
—
|
—
|
Total Investments
|
$816,416,718
|
$816,411,383
|
$5,335
|
$—
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.3%
|
|||||
|
Australia — 15.0%
|
|
|||
177,827
|
Champion Iron Ltd. (AUD)
|
$1,016,701
|
|||
118,024
|
GrainCorp Ltd., Class A (AUD)
|
586,316
|
|||
89,009
|
Mineral Resources Ltd. (AUD)
|
4,245,860
|
|||
610,690
|
Northern Star Resources Ltd.
(AUD)
|
5,680,508
|
|||
419,506
|
Whitehaven Coal Ltd. (AUD)
|
2,126,889
|
|||
930,733
|
Woodside Energy Group Ltd.
(AUD)
|
19,699,731
|
|||
|
|
33,356,005
|
|||
|
Brazil — 14.2%
|
|
|||
100,709
|
Cia de Saneamento de Minas
Gerais Copasa MG (BRL)
|
424,596
|
|||
1,426,847
|
Petroleo Brasileiro S.A., ADR
|
22,786,747
|
|||
96,468
|
SLC Agricola S.A. (BRL)
|
373,750
|
|||
707,733
|
Suzano S.A., ADR
|
8,039,847
|
|||
|
|
31,624,940
|
|||
|
Canada — 12.0%
|
|
|||
176,691
|
Agnico Eagle Mines Ltd.
|
9,691,501
|
|||
96,950
|
Dundee Precious Metals, Inc.
(CAD) (c)
|
620,457
|
|||
248,444
|
Nutrien Ltd.
|
13,994,850
|
|||
28,749
|
West Fraser Timber Co., Ltd.
(CAD)
|
2,459,520
|
|||
|
|
26,766,328
|
|||
|
Chile — 0.5%
|
|
|||
567,094
|
Empresas CMPC S.A. (CLP)
|
1,094,267
|
|||
|
China — 8.4%
|
|
|||
12,830,240
|
China Petroleum & Chemical
Corp., Class H (HKD)
|
6,720,328
|
|||
1,806,849
|
China Shenhua Energy Co., Ltd.,
Class H (HKD)
|
6,189,820
|
|||
577,525
|
Jiangxi Copper Co., Ltd.,
Class H (HKD)
|
816,530
|
|||
3,058,284
|
Zijin Mining Group Co., Ltd.,
Class H (HKD)
|
4,981,927
|
|||
|
|
18,708,605
|
|||
|
Colombia — 4.1%
|
|
|||
761,591
|
Ecopetrol S.A., ADR (c)
|
9,078,165
|
|||
|
Germany — 0.6%
|
|
|||
15,888
|
Aurubis AG (EUR)
|
1,302,485
|
|||
|
Hong Kong — 0.5%
|
|
|||
1,518,291
|
Guangdong Investment Ltd.
(HKD)
|
1,104,424
|
|||
|
India — 2.5%
|
|
|||
1,214,944
|
Coal India Ltd. (INR)
|
5,489,705
|
|||
|
Indonesia — 0.5%
|
|
|||
7,483,947
|
Adaro Energy Indonesia Tbk PT
(IDR)
|
1,156,835
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Ireland — 2.9%
|
|
|||
88,063
|
Pentair PLC
|
$6,403,061
|
|||
|
Japan — 0.3%
|
|
|||
16,200
|
Japan Petroleum Exploration
Co., Ltd. (JPY)
|
602,043
|
|||
|
Jersey — 0.4%
|
|
|||
618,286
|
Centamin PLC (GBP)
|
785,733
|
|||
|
Luxembourg — 0.4%
|
|
|||
22,800
|
APERAM S.A. (EUR)
|
827,590
|
|||
|
Norway — 2.6%
|
|
|||
162,984
|
Aker BP ASA (NOK)
|
4,740,378
|
|||
425,862
|
DNO ASA (NOK)
|
422,094
|
|||
184,005
|
Var Energi ASA (NOK)
|
582,447
|
|||
|
|
5,744,919
|
|||
|
Poland — 1.0%
|
|
|||
72,686
|
KGHM Polska Miedz S.A.
(PLN)
|
2,266,617
|
|||
|
Portugal — 0.2%
|
|
|||
114,101
|
Navigator (The) Co., S.A. (EUR)
|
446,911
|
|||
|
South Africa — 3.1%
|
|
|||
477,966
|
Gold Fields Ltd., ADR
|
6,911,388
|
|||
|
Sweden — 2.0%
|
|
|||
143,002
|
Boliden AB (SEK)
|
4,459,043
|
|||
|
United States — 28.1%
|
|
|||
46,933
|
Alliance Resource Partners,
L.P. (d)
|
994,041
|
|||
17,046
|
Andersons (The), Inc.
|
980,827
|
|||
266,024
|
Archer-Daniels-Midland Co.
|
19,212,253
|
|||
30,610
|
California Water Service Group
|
1,587,741
|
|||
101,714
|
CF Industries Holdings, Inc.
|
8,086,263
|
|||
58,178
|
Chesapeake Energy Corp.
|
4,476,215
|
|||
43,478
|
Civitas Resources, Inc.
|
2,973,026
|
|||
66,312
|
FMC Corp.
|
4,180,972
|
|||
15,538
|
SJW Group
|
1,015,408
|
|||
45,666
|
Southern Copper Corp.
|
3,930,473
|
|||
148,573
|
Tyson Foods, Inc., Class A
|
7,985,799
|
|||
32,106
|
UFP Industries, Inc.
|
4,030,908
|
|||
14,437
|
Watts Water Technologies, Inc.,
Class A
|
3,007,804
|
|||
|
|
62,461,730
|
|||
|
Total Common Stocks
|
220,590,794
|
|||
|
(Cost $228,519,908)
|
|
Shares
|
Description
|
Value
|
|||
MONEY MARKET FUNDS — 2.7%
|
|||||
6,029,720
|
Goldman Sachs Financial Square
Treasury Obligations Fund -
Institutional Class -
5.17% (e) (f)
|
$6,029,720
|
|||
|
(Cost $6,029,720)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 102.0%
|
226,620,514
|
|||
|
(Cost $234,549,628)
|
|
|||
|
Net Other Assets and
Liabilities — (2.0)%
|
(4,395,118
)
|
|||
|
Net Assets — 100.0%
|
$222,225,396
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
All or a portion of this security is on loan for securities
lending. The remaining contractual maturity of all of the
securities lending transactions is overnight and continuous.
The aggregate value of such securities, including those sold
and pending settlement, is $5,865,128 and the total value of
the collateral held by the Fund is $6,029,720.
|
(d)
|
Security is a Master Limited Partnership (“MLP”).
|
(e)
|
Rate shown reflects yield as of December 31, 2023.
|
(f)
|
This security serves as collateral for securities on loan.
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
AUD
|
– Australian Dollar
|
BRL
|
– Brazilian Real
|
CAD
|
– Canadian Dollar
|
CLP
|
– Chilean Peso
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
HKD
|
– Hong Kong Dollar
|
IDR
|
– Indonesian Rupiah
|
INR
|
– Indian Rupee
|
JPY
|
– Japanese Yen
|
NOK
|
– Norwegian Krone
|
PLN
|
– Polish Zloty
|
SEK
|
– Swedish Krona
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Energy
|
39.9%
|
Materials
|
38.9
|
Consumer Staples
|
13.2
|
Industrials
|
6.1
|
Utilities
|
1.9
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
USD
|
64.2%
|
AUD
|
14.7
|
HKD
|
8.7
|
NOK
|
2.5
|
INR
|
2.4
|
SEK
|
2.0
|
CAD
|
1.4
|
EUR
|
1.1
|
PLN
|
1.0
|
IDR
|
0.5
|
CLP
|
0.5
|
BRL
|
0.4
|
GBP
|
0.3
|
JPY
|
0.3
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks*
|
$ 220,590,794
|
$ 220,590,794
|
$ —
|
$ —
|
Money Market
Funds
|
6,029,720
|
6,029,720
|
—
|
—
|
Total Investments
|
$226,620,514
|
$226,620,514
|
$—
|
$—
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.9%
|
|||||
|
Australia — 1.0%
|
|
|||
50,000
|
Incitec Pivot Ltd. (AUD)
|
$96,766
|
|||
9,830
|
Nufarm Ltd. (AUD)
|
34,967
|
|||
|
|
131,733
|
|||
|
Belgium — 0.5%
|
|
|||
2,191
|
Tessenderlo Group S.A. (EUR)
|
68,330
|
|||
|
Canada — 5.6%
|
|
|||
12,531
|
Nutrien Ltd. (CAD)
|
705,965
|
|||
|
Chile — 1.8%
|
|
|||
3,679
|
Sociedad Quimica y Minera de
Chile S.A., ADR
|
221,549
|
|||
|
Germany — 19.6%
|
|
|||
22,617
|
BASF SE (EUR)
|
1,217,938
|
|||
24,858
|
Bayer AG (EUR)
|
922,872
|
|||
11,991
|
Evonik Industries AG (EUR)
|
244,893
|
|||
4,609
|
K+S AG (EUR)
|
72,811
|
|||
|
|
2,458,514
|
|||
|
India — 9.2%
|
|
|||
10,715
|
Chambal Fertilisers and
Chemicals Ltd. (INR)
|
48,081
|
|||
7,582
|
Coromandel International Ltd.
(INR)
|
114,044
|
|||
4,569
|
EID Parry India Ltd. (INR)
|
30,577
|
|||
2,847
|
Escorts Kubota Ltd. (INR)
|
102,061
|
|||
4,003
|
Gujarat Narmada Valley
Fertilizers & Chemicals Ltd.
(INR)
|
36,211
|
|||
26,032
|
Mahindra & Mahindra Ltd.
(INR)
|
541,013
|
|||
12,865
|
Sumitomo Chemical India Ltd.
(INR)
|
62,467
|
|||
6,560
|
Tata Chemicals Ltd. (INR)
|
87,040
|
|||
19,333
|
UPL Ltd. (INR)
|
136,435
|
|||
|
|
1,157,929
|
|||
|
Israel — 1.3%
|
|
|||
33,131
|
ICL Group Ltd. (ILS)
|
167,551
|
|||
|
Japan — 7.1%
|
|
|||
30,400
|
Kubota Corp. (JPY)
|
457,617
|
|||
5,200
|
Mitsui Chemicals, Inc. (JPY)
|
154,230
|
|||
3,600
|
Nissan Chemical Corp. (JPY)
|
140,579
|
|||
1,200
|
Sakata Seed Corp. (JPY)
|
33,319
|
|||
42,700
|
Sumitomo Chemical Co., Ltd.
(JPY)
|
104,176
|
|||
|
|
889,921
|
|||
|
Malaysia — 2.6%
|
|
|||
206,101
|
Petronas Chemicals Group Bhd
(MYR)
|
321,150
|
|||
|
Mexico — 0.9%
|
|
|||
51,607
|
Orbia Advance Corp. S.A.B. de
C.V. (MXN)
|
114,331
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Netherlands — 4.6%
|
|
|||
34,277
|
CNH Industrial N.V.
|
$417,494
|
|||
5,429
|
OCI N.V. (EUR)
|
157,265
|
|||
|
|
574,759
|
|||
|
Qatar — 4.4%
|
|
|||
155,908
|
Industries Qatar QSC (QAR)
|
552,379
|
|||
|
Russia — 0.0%
|
|
|||
1,918
|
PhosAgro PJSC
(RUB) (c) (d) (e) (f)
|
0
|
|||
|
Singapore — 3.5%
|
|
|||
164,800
|
Wilmar International Ltd. (SGD)
|
445,794
|
|||
|
Switzerland — 3.9%
|
|
|||
264
|
Bucher Industries AG (CHF)
|
110,867
|
|||
3,743
|
Bunge Global S.A.
|
377,856
|
|||
|
|
488,723
|
|||
|
Turkey — 0.9%
|
|
|||
8,632
|
Gubre Fabrikalari T.A.S.
(TRY) (d)
|
45,051
|
|||
2,577
|
Turk Traktor ve Ziraat
Makineleri A.S. (TRY)
|
62,257
|
|||
|
|
107,308
|
|||
|
United Arab Emirates — 1.4%
|
|
|||
213,854
|
Fertiglobe PLC (AED)
|
172,935
|
|||
|
United States — 31.6%
|
|
|||
694
|
AdvanSix, Inc.
|
20,792
|
|||
1,929
|
AGCO Corp.
|
234,200
|
|||
309
|
Alamo Group, Inc.
|
64,949
|
|||
4,922
|
CF Industries Holdings, Inc.
|
391,299
|
|||
1,062
|
Compass Minerals International,
Inc.
|
26,890
|
|||
17,853
|
Corteva, Inc.
|
855,516
|
|||
272
|
CVR Partners, L.P. (g)
|
17,816
|
|||
3,201
|
Deere & Co.
|
1,279,984
|
|||
3,214
|
FMC Corp.
|
202,643
|
|||
284
|
Lindsay Corp.
|
36,681
|
|||
8,420
|
Mosaic (The) Co.
|
300,847
|
|||
1,457
|
Scotts Miracle-Gro (The) Co.
|
92,884
|
|||
1,163
|
SiteOne Landscape Supply,
Inc. (d)
|
188,987
|
|||
2,675
|
Toro (The) Co.
|
256,773
|
|||
|
|
3,970,261
|
|||
|
|||||
|
|||||
|
Total Investments — 99.9%
|
12,549,132
|
|||
|
(Cost $15,575,795)
|
|
|||
|
Net Other Assets and
Liabilities — 0.1%
|
14,689
|
|||
|
Net Assets — 100.0%
|
$12,563,821
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(d)
|
Non-income producing security.
|
(e)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $0 or 0.0% of net assets.
|
(f)
|
This security’s value was determined using significant
unobservable inputs (see Valuation Inputs in the Additional
Information section).
|
(g)
|
Security is a Master Limited Partnership (“MLP”).
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
AED
|
– United Arab Emirates Dirham
|
AUD
|
– Australian Dollar
|
CAD
|
– Canadian Dollar
|
CHF
|
– Swiss Franc
|
EUR
|
– Euro
|
ILS
|
– Israeli Shekel
|
INR
|
– Indian Rupee
|
JPY
|
– Japanese Yen
|
MXN
|
– Mexican Peso
|
MYR
|
– Malaysian Ringgit
|
QAR
|
– Qatari Riyal
|
RUB
|
– Russian Ruble
|
SGD
|
– Singapore Dollar
|
TRY
|
– Turkish Lira
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Materials
|
49.7%
|
Industrials
|
31.8
|
Health Care
|
7.4
|
Consumer Staples
|
6.8
|
Consumer Discretionary
|
4.3
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
USD
|
39.8%
|
EUR
|
21.4
|
INR
|
9.2
|
JPY
|
7.1
|
CAD
|
5.6
|
QAR
|
4.4
|
SGD
|
3.5
|
MYR
|
2.6
|
AED
|
1.4
|
ILS
|
1.3
|
AUD
|
1.0
|
MXN
|
0.9
|
CHF
|
0.9
|
TRY
|
0.9
|
RUB
|
0.0‡
|
Total
|
100.0%
|
‡
|
Investment is valued at $0.
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks:
|
|
|
|
|
Russia
|
$ —**
|
$ —
|
$ —
|
$ —**
|
Other Country
Categories*
|
12,549,132
|
12,549,132
|
—
|
—
|
Total Investments
|
$12,549,132
|
$12,549,132
|
$—
|
$—**
|
*
|
See Portfolio of Investments for country breakout.
|
**
|
Investment is valued at $0.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.8%
|
|||||
|
Australia — 0.5%
|
|
|||
815,728
|
Telstra Group Ltd. (AUD)
|
$2,201,275
|
|||
|
Brazil — 0.5%
|
|
|||
191,178
|
Telefonica Brasil S.A., ADR
|
2,091,487
|
|||
|
Canada — 1.5%
|
|
|||
50,674
|
BCE, Inc. (CAD)
|
1,995,142
|
|||
45,361
|
Rogers Communications, Inc.,
Class B (CAD)
|
2,123,499
|
|||
109,061
|
TELUS Corp. (CAD)
|
1,940,801
|
|||
|
|
6,059,442
|
|||
|
Cayman Islands — 1.3%
|
|
|||
2,581,827
|
Xiaomi Corp., Class B
(HKD) (c) (d) (e)
|
5,158,033
|
|||
|
China — 2.5%
|
|
|||
46,792,050
|
China Tower Corp., Ltd.,
Class H (HKD) (c) (e)
|
4,913,810
|
|||
2,313,785
|
ZTE Corp., Class H (HKD)
|
5,167,754
|
|||
|
|
10,081,564
|
|||
|
Finland — 2.6%
|
|
|||
107,367
|
Elisa Oyj (EUR)
|
4,962,749
|
|||
1,564,661
|
Nokia Oyj, ADR (f)
|
5,351,140
|
|||
|
|
10,313,889
|
|||
|
France — 0.5%
|
|
|||
171,799
|
Orange S.A. (EUR)
|
1,954,227
|
|||
|
Germany — 2.3%
|
|
|||
84,713
|
Deutsche Telekom AG (EUR)
|
2,034,032
|
|||
123,459
|
Infineon Technologies AG
(EUR)
|
5,151,848
|
|||
814,691
|
Telefonica Deutschland Holding
AG (EUR)
|
2,115,333
|
|||
|
|
9,301,213
|
|||
|
Guernsey — 1.2%
|
|
|||
57,004
|
Amdocs Ltd.
|
5,010,082
|
|||
|
Hong Kong — 1.4%
|
|
|||
3,972,331
|
Lenovo Group Ltd. (HKD)
|
5,555,210
|
|||
|
India — 7.0%
|
|
|||
172,183
|
Bharti Airtel Ltd. (INR)
|
2,135,793
|
|||
304,589
|
HCL Technologies Ltd. (INR)
|
5,366,396
|
|||
274,969
|
Infosys Ltd., ADR
|
5,053,930
|
|||
111,896
|
Tata Consultancy Services Ltd.
(INR)
|
5,100,915
|
|||
330,672
|
Tech Mahindra Ltd. (INR)
|
5,057,214
|
|||
973,986
|
Wipro Ltd., ADR
|
5,425,102
|
|||
|
|
28,139,350
|
|||
|
Indonesia — 0.5%
|
|
|||
8,192,866
|
Telkom Indonesia Persero Tbk
PT (IDR)
|
2,101,826
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Italy — 3.2%
|
|
|||
393,492
|
Infrastrutture Wireless Italiane
S.p.A. (EUR) (c) (e)
|
$4,973,818
|
|||
120,504
|
Prysmian S.p.A. (EUR)
|
5,476,850
|
|||
7,271,265
|
Telecom Italia S.p.A. (EUR) (d)
|
2,361,572
|
|||
|
|
12,812,240
|
|||
|
Japan — 10.5%
|
|
|||
32,432
|
Fujitsu Ltd. (JPY)
|
4,893,552
|
|||
64,448
|
KDDI Corp. (JPY)
|
2,050,452
|
|||
343,284
|
Kyocera Corp. (JPY)
|
5,010,485
|
|||
353,165
|
Mitsubishi Electric Corp. (JPY)
|
5,006,928
|
|||
85,159
|
NEC Corp. (JPY)
|
5,043,104
|
|||
4,047,150
|
Nippon Telegraph & Telephone
Corp. (JPY)
|
4,945,560
|
|||
296,959
|
Renesas Electronics Corp.
(JPY) (d)
|
5,368,429
|
|||
384,798
|
SoftBank Corp. (JPY)
|
4,801,788
|
|||
54,076
|
Sony Group Corp. (JPY)
|
5,142,973
|
|||
|
|
42,263,271
|
|||
|
Malaysia — 0.5%
|
|
|||
2,336,655
|
CelcomDigi Bhd (MYR)
|
2,074,767
|
|||
|
Mexico — 0.5%
|
|
|||
2,246,138
|
America Movil S.A.B. de C.V.,
Series B (MXN)
|
2,081,986
|
|||
|
Netherlands — 3.1%
|
|
|||
608,558
|
Koninklijke KPN N.V. (EUR)
|
2,094,723
|
|||
22,912
|
NXP Semiconductors N.V.
|
5,262,428
|
|||
102,592
|
STMicroelectronics N.V. (EUR)
|
5,120,313
|
|||
|
|
12,477,464
|
|||
|
New Zealand — 0.5%
|
|
|||
645,717
|
Spark New Zealand Ltd. (NZD)
|
2,114,428
|
|||
|
Norway — 0.5%
|
|
|||
183,129
|
Telenor ASA (NOK)
|
2,101,678
|
|||
|
Philippines — 0.5%
|
|
|||
66,045
|
Globe Telecom, Inc. (PHP)
|
2,051,420
|
|||
|
Qatar — 0.6%
|
|
|||
752,331
|
Ooredoo QPSC (QAR)
|
2,252,241
|
|||
|
Russia — 0.0%
|
|
|||
755,018
|
Mobile TeleSystems PJSC,
ADR (d) (g) (h) (i)
|
0
|
|||
|
Singapore — 0.6%
|
|
|||
1,191,752
|
Singapore Telecommunications
Ltd. (SGD)
|
2,230,443
|
|||
|
South Africa — 1.1%
|
|
|||
371,718
|
MTN Group Ltd. (ZAR)
|
2,347,051
|
|||
396,684
|
Vodacom Group Ltd. (ZAR)
|
2,298,674
|
|||
|
|
4,645,725
|
|||
|
South Korea — 5.0%
|
|
|||
158,854
|
KT Corp., ADR
|
2,134,998
|
|||
67,475
|
LG Electronics, Inc. (KRW)
|
5,333,454
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) (Continued)
|
|||||
|
South Korea (Continued)
|
|
|||
89,935
|
Samsung Electronics Co., Ltd.
(KRW)
|
$5,481,712
|
|||
39,377
|
Samsung SDS Co., Ltd. (KRW)
|
5,197,678
|
|||
54,527
|
SK Telecom Co., Ltd. (KRW)
|
2,121,130
|
|||
|
|
20,268,972
|
|||
|
Spain — 1.0%
|
|
|||
53,255
|
Cellnex Telecom S.A.
(EUR) (c) (e)
|
2,096,477
|
|||
476,013
|
Telefonica S.A. (EUR) (f)
|
1,857,094
|
|||
|
|
3,953,571
|
|||
|
Sweden — 2.4%
|
|
|||
250,814
|
Tele2 AB, Class B (SEK)
|
2,152,026
|
|||
872,012
|
Telefonaktiebolaget LM
Ericsson, Class B (SEK)
|
5,456,316
|
|||
823,486
|
Telia Co., AB (SEK)
|
2,100,753
|
|||
|
|
9,709,095
|
|||
|
Switzerland — 0.5%
|
|
|||
3,553
|
Swisscom AG (CHF)
|
2,137,588
|
|||
|
Taiwan — 10.1%
|
|
|||
435,174
|
Advantech Co., Ltd. (TWD)
|
5,274,751
|
|||
1,209,200
|
ASE Technology Holding Co.,
Ltd. (TWD)
|
5,318,975
|
|||
538,124
|
Chunghwa Telecom Co., Ltd.
(TWD)
|
2,104,067
|
|||
491,845
|
Delta Electronics, Inc. (TWD)
|
5,024,141
|
|||
793,093
|
Far EasTone
Telecommunications Co., Ltd.
(TWD)
|
2,062,163
|
|||
164,301
|
MediaTek, Inc. (TWD)
|
5,433,783
|
|||
1,538,871
|
Taiwan Mobile Co., Ltd. (TWD)
|
4,943,963
|
|||
48,851
|
Taiwan Semiconductor
Manufacturing Co., Ltd., ADR
|
5,080,504
|
|||
3,157,147
|
United Microelectronics Corp.
(TWD)
|
5,410,988
|
|||
|
|
40,653,335
|
|||
|
Thailand — 0.5%
|
|
|||
330,200
|
Advanced Info Service PCL
(THB)
|
2,099,272
|
|||
|
United Arab Emirates — 0.5%
|
|
|||
394,089
|
Emirates Telecommunications
Group Co. PJSC (AED)
|
2,107,388
|
|||
|
United Kingdom — 1.6%
|
|
|||
2,869,953
|
BT Group PLC (GBP)
|
4,521,512
|
|||
2,352,326
|
Vodafone Group PLC (GBP)
|
2,055,695
|
|||
|
|
6,577,207
|
|||
|
United States — 34.8%
|
|
|||
37,785
|
Advanced Micro Devices,
Inc. (d)
|
5,569,887
|
|||
23,018
|
American Tower Corp.
|
4,969,126
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
United States (Continued)
|
|
|||
26,307
|
Analog Devices, Inc.
|
$5,223,518
|
|||
24,968
|
Apple, Inc.
|
4,807,089
|
|||
22,530
|
Arista Networks, Inc. (d)
|
5,306,040
|
|||
120,814
|
AT&T, Inc.
|
2,027,259
|
|||
5,259
|
Broadcom, Inc.
|
5,870,359
|
|||
104,739
|
Ciena Corp. (d)
|
4,714,302
|
|||
100,507
|
Cisco Systems, Inc.
|
5,077,614
|
|||
41,231
|
Crown Castle, Inc.
|
4,749,399
|
|||
36,189
|
Digital Realty Trust, Inc.
|
4,870,315
|
|||
5,987
|
Equinix, Inc.
|
4,821,870
|
|||
28,684
|
F5, Inc. (d)
|
5,133,862
|
|||
300,896
|
Hewlett Packard Enterprise Co.
|
5,109,214
|
|||
115,076
|
Intel Corp.
|
5,782,569
|
|||
30,274
|
International Business Machines
Corp.
|
4,951,313
|
|||
168,068
|
Juniper Networks, Inc.
|
4,954,645
|
|||
34,185
|
Keysight Technologies, Inc. (d)
|
5,438,492
|
|||
92,938
|
Marvell Technology, Inc.
|
5,605,091
|
|||
56,525
|
Microchip Technology, Inc.
|
5,097,424
|
|||
65,858
|
Micron Technology, Inc.
|
5,620,322
|
|||
15,000
|
Motorola Solutions, Inc.
|
4,696,350
|
|||
10,410
|
NVIDIA Corp.
|
5,155,240
|
|||
48,350
|
Qorvo, Inc. (d)
|
5,444,693
|
|||
36,486
|
QUALCOMM, Inc.
|
5,276,970
|
|||
19,315
|
SBA Communications Corp.
|
4,900,022
|
|||
47,423
|
Skyworks Solutions, Inc.
|
5,331,294
|
|||
13,205
|
T-Mobile US, Inc.
|
2,117,158
|
|||
53,421
|
Verizon Communications, Inc.
|
2,013,972
|
|||
|
|
140,635,409
|
|||
|
Total Common Stocks
|
403,215,098
|
|||
|
(Cost $386,167,547)
|
|
|||
MONEY MARKET FUNDS — 0.4%
|
|||||
1,362,397
|
Goldman Sachs Financial Square
Treasury Obligations Fund -
Institutional Class -
5.17% (j) (k)
|
1,362,397
|
|||
|
(Cost $1,362,397)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 100.2%
|
404,577,495
|
|||
|
(Cost $387,529,944)
|
|
|||
|
Net Other Assets and
Liabilities — (0.2)%
|
(657,737
)
|
|||
|
Net Assets — 100.0%
|
$403,919,758
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(d)
|
Non-income producing security.
|
(e)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(f)
|
All or a portion of this security is on loan for securities
lending. The remaining contractual maturity of all of the
securities lending transactions is overnight and continuous.
The aggregate value of such securities, including those sold
and pending settlement, is $1,298,531 and the total value of
the collateral held by the Fund is $1,362,397.
|
(g)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(h)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $0 or 0.0% of net assets.
|
(i)
|
This security’s value was determined using significant
unobservable inputs (see Valuation Inputs in the Additional
Information section).
|
(j)
|
Rate shown reflects yield as of December 31, 2023.
|
(k)
|
This security serves as collateral for securities on loan.
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
AED
|
– United Arab Emirates Dirham
|
AUD
|
– Australian Dollar
|
CAD
|
– Canadian Dollar
|
CHF
|
– Swiss Franc
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
HKD
|
– Hong Kong Dollar
|
IDR
|
– Indonesian Rupiah
|
INR
|
– Indian Rupee
|
JPY
|
– Japanese Yen
|
KRW
|
– South Korean Won
|
MXN
|
– Mexican Peso
|
MYR
|
– Malaysian Ringgit
|
NOK
|
– Norwegian Krone
|
NZD
|
– New Zealand Dollar
|
PHP
|
– Philippine Peso
|
QAR
|
– Qatari Riyal
|
SEK
|
– Swedish Krona
|
SGD
|
– Singapore Dollar
|
THB
|
– Thai Baht
|
TWD
|
– New Taiwan Dollar
|
USD
|
– United States Dollar
|
ZAR
|
– South African Rand
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Information Technology
|
61.0%
|
Communication Services
|
27.8
|
Real Estate
|
6.0
|
Industrials
|
2.6
|
Consumer Discretionary
|
2.6
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
USD
|
43.9%
|
JPY
|
10.5
|
EUR
|
9.9
|
TWD
|
8.8
|
HKD
|
5.1
|
KRW
|
4.5
|
INR
|
4.4
|
SEK
|
2.4
|
GBP
|
1.6
|
CAD
|
1.5
|
ZAR
|
1.2
|
QAR
|
0.6
|
SGD
|
0.6
|
AUD
|
0.5
|
CHF
|
0.5
|
NZD
|
0.5
|
AED
|
0.5
|
IDR
|
0.5
|
NOK
|
0.5
|
THB
|
0.5
|
MXN
|
0.5
|
MYR
|
0.5
|
PHP
|
0.5
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common
Stocks:
|
|
|
|
|
Russia
|
$ —**
|
$ —
|
$ —
|
$ —**
|
Thailand
|
2,099,272
|
—
|
2,099,272
|
—
|
Other Country
Categories*
|
401,115,826
|
401,115,826
|
—
|
—
|
Money Market
Funds
|
1,362,397
|
1,362,397
|
—
|
—
|
Total
Investments
|
$404,577,495
|
$402,478,223
|
$2,099,272
|
$—**
|
*
|
See Portfolio of Investments for country breakout.
|
**
|
Investment is valued at $0.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.8%
|
|||||
|
Australia — 1.3%
|
|
|||
26,494
|
IGO Ltd. (AUD)
|
$163,392
|
|||
382,505
|
Nickel Industries Ltd. (AUD)
|
181,157
|
|||
72,685
|
Pilbara Minerals Ltd. (AUD) (c)
|
195,648
|
|||
|
|
540,197
|
|||
|
Austria — 1.0%
|
|
|||
164,902
|
ams-OSRAM AG (CHF) (d)
|
414,485
|
|||
|
Canada — 0.9%
|
|
|||
27,717
|
Lithium Americas Argentina
Corp. (d)
|
175,171
|
|||
3,675
|
Magna International, Inc.
|
217,119
|
|||
|
|
392,290
|
|||
|
Cayman Islands — 3.9%
|
|
|||
3,575
|
Ambarella, Inc. (d)
|
219,112
|
|||
2,190
|
Baidu, Inc., ADR (d)
|
260,807
|
|||
160,258
|
Geely Automobile Holdings Ltd.
(HKD)
|
176,297
|
|||
33,743
|
Himax Technologies, Inc., ADR
|
204,820
|
|||
6,399
|
Li Auto, Inc., ADR (d)
|
239,515
|
|||
22,988
|
NIO, Inc., ADR (c) (d)
|
208,501
|
|||
11,903
|
XPeng, Inc., ADR (c) (d)
|
173,665
|
|||
104,256
|
Yadea Group Holdings Ltd.
(HKD) (e) (f)
|
183,184
|
|||
|
|
1,665,901
|
|||
|
Chile — 0.5%
|
|
|||
3,306
|
Sociedad Quimica y Minera de
Chile S.A., ADR (c)
|
199,087
|
|||
|
China — 1.8%
|
|
|||
7,367
|
BYD Co., Ltd., Class H (HKD)
|
202,278
|
|||
44,551
|
Ganfeng Lithium Group Co.,
Ltd., Class H (HKD) (e) (f)
|
168,311
|
|||
155,930
|
Great Wall Motor Co., Ltd.,
Class H (HKD)
|
202,488
|
|||
33,004
|
Tianqi Lithium Corp., Class H
(HKD) (c)
|
182,381
|
|||
|
|
755,458
|
|||
|
France — 1.9%
|
|
|||
3,973
|
Schneider Electric SE (EUR)
|
797,284
|
|||
|
Germany — 3.6%
|
|
|||
2,556
|
Bayerische Motoren Werke AG
(EUR)
|
284,370
|
|||
2,846
|
Continental AG (EUR)
|
241,670
|
|||
9,635
|
Infineon Technologies AG
(EUR)
|
402,061
|
|||
6,370
|
Mercedes-Benz Group AG
(EUR)
|
439,861
|
|||
1,457
|
Wacker Chemie AG (EUR)
|
183,846
|
|||
|
|
1,551,808
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Indonesia — 0.5%
|
|
|||
1,193,804
|
Merdeka Copper Gold Tbk PT
(IDR) (d)
|
$209,344
|
|||
|
Japan — 5.9%
|
|
|||
5,200
|
Aisin Corp. (JPY)
|
181,926
|
|||
11,900
|
Denso Corp. (JPY)
|
179,513
|
|||
16,892
|
Honda Motor Co., Ltd. (JPY)
|
175,629
|
|||
45,409
|
Nissan Motor Co., Ltd. (JPY)
|
178,480
|
|||
17,600
|
Panasonic Holdings Corp. (JPY)
|
174,315
|
|||
12,200
|
Renesas Electronics Corp.
(JPY) (d)
|
220,552
|
|||
10,110
|
Subaru Corp. (JPY)
|
185,421
|
|||
68,160
|
Toyota Motor Corp. (JPY)
|
1,252,259
|
|||
|
|
2,548,095
|
|||
|
Jersey — 0.9%
|
|
|||
2,085
|
Aptiv PLC (d)
|
187,066
|
|||
26,413
|
Arcadium Lithium PLC
(AUD) (d)
|
201,770
|
|||
|
|
388,836
|
|||
|
Netherlands — 4.2%
|
|
|||
5,059
|
Alfen N.V. (EUR) (c) (d) (e) (f)
|
336,656
|
|||
967
|
Ferrari N.V.
|
327,262
|
|||
1,909
|
NXP Semiconductors N.V.
|
438,459
|
|||
16,103
|
Stellantis N.V. (EUR)
|
375,981
|
|||
6,749
|
STMicroelectronics N.V.
|
338,327
|
|||
7,107
|
Yandex N.V.,
Class A (d) (g) (h) (i)
|
0
|
|||
|
|
1,816,685
|
|||
|
South Korea — 9.2%
|
|
|||
1,023
|
Ecopro BM Co., Ltd. (KRW)
|
228,763
|
|||
1,110
|
Hyundai Mobis Co., Ltd. (KRW)
|
204,263
|
|||
1,382
|
Hyundai Motor Co. (KRW)
|
218,369
|
|||
3,075
|
Kia Corp. (KRW)
|
238,761
|
|||
491
|
LG Chem Ltd. (KRW)
|
190,239
|
|||
6,329
|
Lotte Energy Materials Corp.
(KRW)
|
206,642
|
|||
3,075
|
LX Semicon Co., Ltd. (KRW)
|
207,244
|
|||
33,938
|
Samsung Electronics Co., Ltd.
(KRW)
|
2,068,587
|
|||
486
|
Samsung SDI Co., Ltd. (KRW)
|
178,113
|
|||
3,649
|
SK IE Technology Co., Ltd.
(KRW) (d) (e) (f)
|
223,547
|
|||
|
|
3,964,528
|
|||
|
Sweden — 0.7%
|
|
|||
12,459
|
Volvo AB, Class B (SEK)
|
323,270
|
|||
|
Switzerland — 0.8%
|
|
|||
2,323
|
TE Connectivity Ltd.
|
326,382
|
|||
|
Taiwan — 4.6%
|
|
|||
18,894
|
Taiwan Semiconductor
Manufacturing Co., Ltd., ADR
|
1,964,976
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) (Continued)
|
|||||
|
United Kingdom — 0.4%
|
|
|||
68,802
|
Polestar Automotive Holding
UK PLC, Class A,
ADR (c) (d)
|
$155,493
|
|||
|
United States — 57.7%
|
|
|||
22,746
|
Adeia, Inc.
|
281,823
|
|||
16,051
|
Advanced Micro Devices,
Inc. (d)
|
2,366,078
|
|||
1,136
|
Albemarle Corp.
|
164,129
|
|||
6,357
|
Allegro MicroSystems, Inc. (d)
|
192,426
|
|||
12,565
|
Alphabet, Inc., Class A (d)
|
1,755,205
|
|||
3,679
|
Analog Devices, Inc.
|
730,502
|
|||
9,663
|
Apple, Inc.
|
1,860,417
|
|||
100,529
|
Aurora Innovation, Inc. (d)
|
439,312
|
|||
4,943
|
BorgWarner, Inc.
|
177,207
|
|||
10,743
|
Cerence, Inc. (d)
|
211,207
|
|||
54,196
|
ChargePoint Holdings,
Inc. (c) (d)
|
126,819
|
|||
2,674
|
Cirrus Logic, Inc. (d)
|
222,450
|
|||
1,032
|
Cummins, Inc.
|
247,236
|
|||
32,070
|
Fisker, Inc. (c) (d)
|
56,123
|
|||
29,081
|
Ford Motor Co.
|
354,497
|
|||
10,176
|
General Motors Co.
|
365,522
|
|||
37,969
|
indie Semiconductor, Inc.,
Class A (d)
|
307,929
|
|||
31,025
|
Intel Corp.
|
1,559,006
|
|||
1,420
|
Lear Corp.
|
200,518
|
|||
10,465
|
Livent Corp. (d)
|
188,161
|
|||
38,269
|
Lucid Group, Inc. (c) (d)
|
161,113
|
|||
47,207
|
Luminar Technologies,
Inc. (c) (d)
|
159,088
|
|||
6,342
|
Marvell Technology, Inc.
|
382,486
|
|||
8,697
|
MaxLinear, Inc. (d)
|
206,728
|
|||
3,950
|
Microchip Technology, Inc.
|
356,211
|
|||
8,076
|
Micron Technology, Inc.
|
689,206
|
|||
5,273
|
Microsoft Corp.
|
1,982,859
|
|||
112,803
|
Microvast Holdings, Inc. (c) (d)
|
157,924
|
|||
5,339
|
Mobileye Global, Inc.,
Class A (d)
|
231,285
|
|||
152,773
|
Nikola Corp. (d)
|
133,646
|
|||
3,720
|
NVIDIA Corp.
|
1,842,218
|
|||
3,179
|
ON Semiconductor Corp. (d)
|
265,542
|
|||
3,806
|
PACCAR, Inc.
|
371,656
|
|||
26,184
|
Plug Power, Inc. (c) (d)
|
117,828
|
|||
2,086
|
Qorvo, Inc. (d)
|
234,904
|
|||
8,263
|
QUALCOMM, Inc.
|
1,195,078
|
|||
3,218
|
Rambus, Inc. (d)
|
219,629
|
|||
10,037
|
Rivian Automotive, Inc.,
Class A (d)
|
235,468
|
|||
1,690
|
Silicon Laboratories, Inc. (d)
|
223,536
|
|||
1,622
|
SiTime Corp. (d)
|
198,014
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
United States (Continued)
|
|
|||
2,001
|
Skyworks Solutions, Inc.
|
$224,952
|
|||
2,013
|
Synaptics, Inc. (d)
|
229,643
|
|||
6,745
|
Tesla, Inc. (d)
|
1,675,998
|
|||
6,720
|
Texas Instruments, Inc.
|
1,145,491
|
|||
5,830
|
Wolfspeed, Inc. (d)
|
253,663
|
|||
|
|
24,700,733
|
|||
|
Total Common Stocks
|
42,714,852
|
|||
|
(Cost $41,818,619)
|
|
|||
MONEY MARKET FUNDS — 4.7%
|
|||||
1,997,131
|
Goldman Sachs Financial Square
Treasury Obligations Fund -
Institutional Class -
5.17% (j) (k)
|
1,997,131
|
|||
|
(Cost $1,997,131)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 104.5%
|
44,711,983
|
|||
|
(Cost $43,815,750)
|
|
|||
|
Net Other Assets and
Liabilities — (4.5)%
|
(1,906,621
)
|
|||
|
Net Assets — 100.0%
|
$42,805,362
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
All or a portion of this security is on loan for securities
lending. The remaining contractual maturity of all of the
securities lending transactions is overnight and continuous.
The aggregate value of such securities, including those sold
and pending settlement, is $1,895,817 and the total value of
the collateral held by the Fund is $1,997,131.
|
(d)
|
Non-income producing security.
|
(e)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(f)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(g)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(h)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $0 or 0.0% of net assets.
|
(i)
|
This security’s value was determined using significant
unobservable inputs (see Valuation Inputs in the Additional
Information section).
|
(j)
|
Rate shown reflects yield as of December 31, 2023.
|
(k)
|
This security serves as collateral for securities on loan.
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
AUD
|
– Australian Dollar
|
CHF
|
– Swiss Franc
|
EUR
|
– Euro
|
HKD
|
– Hong Kong Dollar
|
IDR
|
– Indonesian Rupiah
|
JPY
|
– Japanese Yen
|
KRW
|
– South Korean Won
|
SEK
|
– Swedish Krona
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Information Technology
|
58.6%
|
Consumer Discretionary
|
23.9
|
Industrials
|
7.1
|
Materials
|
5.7
|
Communication Services
|
4.7
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
USD
|
72.3%
|
KRW
|
8.9
|
EUR
|
6.8
|
JPY
|
5.7
|
HKD
|
2.5
|
AUD
|
1.7
|
CHF
|
0.9
|
SEK
|
0.7
|
IDR
|
0.5
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks:
|
|
|
|
|
Netherlands
|
$ 1,816,685
|
$ 1,816,685
|
$ —
|
$ —**
|
Other Country
Categories*
|
40,898,167
|
40,898,167
|
—
|
—
|
Money Market Funds
|
1,997,131
|
1,997,131
|
—
|
—
|
Total Investments
|
$44,711,983
|
$44,711,983
|
$—
|
$—**
|
*
|
See Portfolio of Investments for country breakout.
|
**
|
Investments are valued at $0.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) — 100.0%
|
|||||
|
Canada — 2.5%
|
|
|||
431,326
|
Open Text Corp.
|
$18,124,318
|
|||
713,270
|
Shopify, Inc., Class A (b)
|
55,563,733
|
|||
|
|
73,688,051
|
|||
|
Germany — 1.2%
|
|
|||
217,615
|
SAP SE, ADR
|
33,641,103
|
|||
|
Israel — 1.5%
|
|
|||
341,152
|
Wix.com Ltd. (b)
|
41,968,519
|
|||
|
Netherlands — 0.8%
|
|
|||
215,448
|
Elastic N.V. (b)
|
24,280,990
|
|||
|
United States — 94.0%
|
|
|||
85,007
|
Adobe, Inc. (b)
|
50,715,176
|
|||
599,444
|
Akamai Technologies, Inc. (b)
|
70,944,197
|
|||
783,827
|
Alphabet, Inc., Class A (b)
|
109,492,794
|
|||
711,072
|
Amazon.com, Inc. (b)
|
108,040,280
|
|||
91,485
|
Appfolio, Inc., Class A (b)
|
15,848,861
|
|||
955,487
|
Appian Corp., Class A (b)
|
35,983,640
|
|||
1,385,813
|
AppLovin Corp., Class A (b)
|
55,224,648
|
|||
472,808
|
Arista Networks, Inc. (b)
|
111,351,012
|
|||
824,057
|
Asana, Inc., Class A (b)
|
15,665,324
|
|||
272,009
|
Atlassian Corp., Class A (b)
|
64,700,061
|
|||
230,110
|
Blackbaud, Inc. (b)
|
19,950,537
|
|||
299,281
|
BlackLine, Inc. (b)
|
18,687,106
|
|||
661,575
|
Box, Inc., Class A (b)
|
16,942,936
|
|||
1,431,453
|
Cisco Systems, Inc.
|
72,317,006
|
|||
897,651
|
Cloudflare, Inc., Class A (b)
|
74,738,422
|
|||
2,447,705
|
Confluent, Inc., Class A (b)
|
57,276,297
|
|||
73,055
|
Crowdstrike Holdings, Inc.,
Class A (b)
|
18,652,403
|
|||
148,524
|
Datadog, Inc., Class A (b)
|
18,027,843
|
|||
684,596
|
Dell Technologies, Inc., Class C
|
52,371,594
|
|||
1,533,515
|
DigitalOcean Holdings, Inc. (b)
|
56,264,665
|
|||
401,703
|
DocuSign, Inc. (b)
|
23,881,243
|
|||
614,388
|
Dropbox, Inc., Class A (b)
|
18,112,158
|
|||
2,167,362
|
Eventbrite, Inc., Class A (b)
|
18,119,146
|
|||
850,366
|
Everbridge, Inc. (b)
|
20,672,397
|
|||
2,834,433
|
Fastly, Inc., Class A (b)
|
50,452,907
|
|||
1,074,478
|
Gitlab, Inc., Class A (b)
|
67,649,135
|
|||
2,424,851
|
HashiCorp, Inc., Class A (b)
|
57,323,478
|
|||
3,071,572
|
Hewlett Packard Enterprise Co.
|
52,155,293
|
|||
105,157
|
HubSpot, Inc. (b)
|
61,047,845
|
|||
655,150
|
International Business Machines
Corp.
|
107,149,782
|
|||
30,297
|
Intuit, Inc.
|
18,936,534
|
|||
24,076,750
|
Lumen Technologies, Inc. (b)
|
44,060,453
|
|||
274,156
|
Microsoft Corp.
|
103,093,622
|
|||
208,224
|
MongoDB, Inc. (b)
|
85,132,382
|
|||
568,337
|
NetApp, Inc.
|
50,104,590
|
|||
2,410,782
|
Nutanix, Inc., Class A (b)
|
114,970,194
|
|||
893,904
|
Oracle Corp.
|
94,244,299
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
United States (Continued)
|
|
|||
58,671
|
Palo Alto Networks, Inc. (b)
|
$17,300,904
|
|||
95,307
|
Paycom Software, Inc.
|
19,701,863
|
|||
110,509
|
Paylocity Holding Corp. (b)
|
18,217,409
|
|||
3,118,601
|
Pure Storage, Inc., Class A (b)
|
111,209,312
|
|||
487,428
|
Q2 Holdings, Inc. (b)
|
21,159,249
|
|||
93,667
|
Qualys, Inc. (b)
|
18,384,959
|
|||
1,609,497
|
RingCentral, Inc., Class A (b)
|
54,642,423
|
|||
206,194
|
Salesforce, Inc. (b)
|
54,257,889
|
|||
75,743
|
ServiceNow, Inc. (b)
|
53,511,672
|
|||
408,528
|
Smartsheet, Inc., Class A (b)
|
19,535,809
|
|||
92,249
|
Snowflake, Inc., Class A (b)
|
18,357,551
|
|||
304,279
|
Sprout Social, Inc., Class A (b)
|
18,694,902
|
|||
617,676
|
Squarespace, Inc., Class A (b)
|
20,389,485
|
|||
1,164,320
|
Toast, Inc., Class A (b)
|
21,260,483
|
|||
245,720
|
Trade Desk (The), Inc.,
Class A (b)
|
17,682,011
|
|||
803,035
|
Twilio, Inc., Class A (b)
|
60,926,265
|
|||
99,326
|
Veeva Systems, Inc., Class A (b)
|
19,122,242
|
|||
63,953
|
Workday, Inc., Class A (b)
|
17,654,865
|
|||
540,088
|
Workiva, Inc. (b)
|
54,835,135
|
|||
255,248
|
Zoom Video Communications,
Inc., Class A (b)
|
18,354,884
|
|||
87,649
|
Zscaler, Inc. (b)
|
19,419,512
|
|||
1,898,403
|
Zuora, Inc., Class A (b)
|
17,844,988
|
|||
|
|
2,722,764,072
|
|||
|
|||||
|
|||||
|
Total Investments — 100.0%
|
2,896,342,735
|
|||
|
(Cost $2,656,766,045)
|
|
|||
|
Net Other Assets and
Liabilities — 0.0%
|
1,003,907
|
|||
|
Net Assets — 100.0%
|
$2,897,346,642
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Non-income producing security.
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Information Technology
|
87.0%
|
Communication Services
|
6.6
|
Consumer Discretionary
|
3.7
|
Industrials
|
1.3
|
Financials
|
0.7
|
Health Care
|
0.7
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common
Stocks*
|
$ 2,896,342,735
|
$ 2,896,342,735
|
$ —
|
$ —
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.7%
|
|||||
|
Brazil — 0.6%
|
|
|||
197,299
|
Caixa Seguridade Participacoes
S.A. (BRL)
|
$523,953
|
|||
360,752
|
CSN Mineracao S.A. (BRL)
|
581,499
|
|||
|
|
1,105,452
|
|||
|
Canada — 6.1%
|
|
|||
162,889
|
Brookfield Asset Management
Ltd., Class A (CAD)
|
6,542,359
|
|||
1,045
|
Constellation Software, Inc.
(CAD)
|
2,590,927
|
|||
31,216
|
Open Text Corp.
|
1,311,696
|
|||
|
|
10,444,982
|
|||
|
Cayman Islands — 22.8%
|
|
|||
52,271
|
Li Auto, Inc., ADR (c)
|
1,956,504
|
|||
41,554
|
MINISO Group Holding Ltd.,
ADR
|
847,702
|
|||
42,416
|
NetEase, Inc., ADR
|
3,951,475
|
|||
83,822
|
New Oriental Education &
Technology Group, Inc.,
ADR (c)
|
6,142,476
|
|||
623,810
|
NU Holdings Ltd., Class A (c)
|
5,196,337
|
|||
115,559
|
PDD Holdings, Inc., ADR (c)
|
16,907,437
|
|||
45,725
|
SharkNinja, Inc.
|
2,339,748
|
|||
155,000
|
WuXi XDC Cayman, Inc.
(HKD) (c)
|
635,205
|
|||
71,300
|
XPeng, Inc., ADR (c) (d)
|
1,040,267
|
|||
|
|
39,017,151
|
|||
|
Denmark — 3.6%
|
|
|||
59,321
|
Novo Nordisk A/S, ADR
|
6,136,757
|
|||
|
Germany — 3.5%
|
|
|||
94,715
|
Daimler Truck Holding AG
(EUR)
|
3,557,145
|
|||
26,961
|
Dr. Ing hc F Porsche AG
(Preference Shares)
(EUR) (e) (f)
|
2,378,106
|
|||
|
|
5,935,251
|
|||
|
Indonesia — 2.8%
|
|
|||
4,769,269
|
Amman Mineral Internasional
PT (IDR) (c)
|
2,028,883
|
|||
4,399,325
|
Barito Renewables Energy Tbk
PT (IDR)
|
2,135,803
|
|||
739,340
|
Petrindo Jaya Kreasi Tbk PT
(IDR) (c) (g) (h)
|
644,647
|
|||
|
|
4,809,333
|
|||
|
Ireland — 5.0%
|
|
|||
5,414
|
ICON PLC (c)
|
1,532,541
|
|||
120,026
|
nVent Electric PLC
|
7,092,336
|
|||
|
|
8,624,877
|
|||
|
Israel — 2.1%
|
|
|||
18,837
|
Monday.com Ltd. (c)
|
3,537,777
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Italy — 0.7%
|
|
|||
115,842
|
Lottomatica Group S.p.A.
(EUR) (c)
|
$1,251,980
|
|||
|
Japan — 7.8%
|
|
|||
27,000
|
M&A Research Institute
Holdings, Inc. (JPY) (c) (d)
|
856,915
|
|||
193,200
|
Renesas Electronics Corp.
(JPY) (c)
|
3,492,672
|
|||
236,517
|
SoftBank Corp. (JPY)
|
2,951,430
|
|||
127,800
|
TDK Corp. (JPY)
|
6,088,175
|
|||
|
|
13,389,192
|
|||
|
Jersey — 0.7%
|
|
|||
24,705
|
Birkenstock Holding PLC (c) (d)
|
1,203,875
|
|||
|
Luxembourg — 6.3%
|
|
|||
230,183
|
InPost S.A. (EUR) (c)
|
3,180,187
|
|||
475,733
|
Samsonite International S.A.
(HKD) (c) (e) (f)
|
1,568,819
|
|||
32,636
|
Spotify Technology S.A. (c)
|
6,132,631
|
|||
|
|
10,881,637
|
|||
|
Netherlands — 5.8%
|
|
|||
59,711
|
Technip Energies N.V. (EUR)
|
1,394,821
|
|||
299,511
|
Universal Music Group N.V.
(EUR)
|
8,533,934
|
|||
|
|
9,928,755
|
|||
|
Norway — 0.3%
|
|
|||
164,180
|
Var Energi ASA (NOK)
|
519,693
|
|||
|
Saudi Arabia — 7.4%
|
|
|||
36,061
|
ACWA Power Co. (SAR)
|
2,471,381
|
|||
23,676
|
Elm Co. (SAR)
|
5,145,584
|
|||
19,730
|
Riyadh Cables Group Co. (SAR)
|
485,095
|
|||
122,079
|
Saudi Aramco Base Oil Co.
(SAR)
|
4,609,703
|
|||
|
|
12,711,763
|
|||
|
South Korea — 6.6%
|
|
|||
22,512
|
Ecopro BM Co., Ltd. (KRW)
|
5,034,130
|
|||
6,925
|
LG Energy Solution Ltd.
(KRW) (c)
|
2,298,655
|
|||
16,022
|
NAVER Corp. (KRW)
|
2,786,651
|
|||
18,756
|
SK IE Technology Co., Ltd.
(KRW) (c) (e) (f)
|
1,149,040
|
|||
|
|
11,268,476
|
|||
|
Sweden — 3.6%
|
|
|||
148,834
|
Nordnet AB publ (SEK)
|
2,523,348
|
|||
139,830
|
Swedish Orphan Biovitrum AB
(SEK) (c)
|
3,701,609
|
|||
|
|
6,224,957
|
|||
|
Switzerland — 2.7%
|
|
|||
141,727
|
Sandoz Group AG (CHF) (c)
|
4,559,934
|
|||
|
Taiwan — 2.0%
|
|
|||
1,226,681
|
Pegatron Corp. (TWD)
|
3,489,329
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) (Continued)
|
|||||
|
United Arab Emirates — 1.8%
|
|
|||
1,578,396
|
Emaar Development PJSC
(AED)
|
$3,072,774
|
|||
|
United Kingdom — 7.5%
|
|
|||
67,426
|
ARM Holdings PLC,
ADR (c) (d)
|
5,066,727
|
|||
702,222
|
Wise PLC, Class A (GBP) (c)
|
7,823,053
|
|||
|
|
12,889,780
|
|||
|
Total Common Stocks
|
171,003,725
|
|||
|
(Cost $141,801,447)
|
|
|||
MONEY MARKET FUNDS — 4.5%
|
|||||
7,664,865
|
Goldman Sachs Financial Square
Treasury Obligations Fund -
Institutional Class -
5.17% (i) (j)
|
7,664,865
|
|||
|
(Cost $7,664,865)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 104.2%
|
178,668,590
|
|||
|
(Cost $149,466,312)
|
|
|||
|
Net Other Assets and
Liabilities — (4.2)%
|
(7,210,254
)
|
|||
|
Net Assets — 100.0%
|
$171,458,336
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
Non-income producing security.
|
(d)
|
All or a portion of this security is on loan for securities
lending. The remaining contractual maturity of all of the
securities lending transactions is overnight and continuous.
The aggregate value of such securities, including those sold
and pending settlement, is $7,341,532 and the total value of
the collateral held by the Fund is $7,664,865.
|
(e)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(f)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(g)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(h)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $644,647 or 0.4% of net assets.
|
(i)
|
Rate shown reflects yield as of December 31, 2023.
|
(j)
|
This security serves as collateral for securities on loan.
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
AED
|
– United Arab Emirates Dirham
|
BRL
|
– Brazilian Real
|
CAD
|
– Canadian Dollar
|
CHF
|
– Swiss Franc
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
HKD
|
– Hong Kong Dollar
|
IDR
|
– Indonesian Rupiah
|
JPY
|
– Japanese Yen
|
KRW
|
– South Korean Won
|
NOK
|
– Norwegian Krone
|
SAR
|
– Saudi Riyal
|
SEK
|
– Swedish Krona
|
TWD
|
– New Taiwan Dollar
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Consumer Discretionary
|
20.8%
|
Information Technology
|
18.0
|
Communication Services
|
14.2
|
Financials
|
13.7
|
Industrials
|
12.7
|
Health Care
|
9.7
|
Materials
|
4.9
|
Utilities
|
2.7
|
Real Estate
|
1.8
|
Energy
|
1.5
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
USD
|
43.7%
|
EUR
|
11.4
|
JPY
|
7.5
|
SAR
|
7.1
|
KRW
|
6.3
|
CAD
|
5.1
|
GBP
|
4.4
|
SEK
|
3.5
|
IDR
|
2.7
|
CHF
|
2.5
|
TWD
|
2.0
|
AED
|
1.7
|
HKD
|
1.2
|
BRL
|
0.6
|
NOK
|
0.3
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks:
|
|
|
|
|
Indonesia
|
$ 4,809,333
|
$ 4,164,686
|
$ 644,647
|
$ —
|
Other Country
Categories*
|
166,194,392
|
166,194,392
|
—
|
—
|
Money Market
Funds
|
7,664,865
|
7,664,865
|
—
|
—
|
Total Investments
|
$178,668,590
|
$178,023,943
|
$644,647
|
$—
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 100.0%
|
|||||
|
Canada — 4.5%
|
|
|||
26,588,880
|
BlackBerry Ltd. (c)
|
$94,124,635
|
|||
4,084,297
|
Open Text Corp. (CAD)
|
171,657,296
|
|||
|
|
265,781,931
|
|||
|
France — 2.8%
|
|
|||
1,094,457
|
Thales S.A. (EUR)
|
161,841,512
|
|||
|
India — 5.8%
|
|
|||
18,637,090
|
Infosys Ltd., ADR
|
342,549,714
|
|||
|
Israel — 6.5%
|
|
|||
1,120,142
|
Check Point Software
Technologies Ltd. (c)
|
171,146,496
|
|||
820,700
|
CyberArk Software Ltd. (c)
|
179,774,335
|
|||
1,915,577
|
Radware Ltd. (c)
|
31,951,824
|
|||
|
|
382,872,655
|
|||
|
Japan — 2.9%
|
|
|||
3,217,873
|
Trend Micro, Inc. (JPY)
|
172,258,904
|
|||
|
United Kingdom — 2.3%
|
|
|||
28,708,916
|
Darktrace PLC (GBP) (c)
|
134,189,381
|
|||
|
United States — 75.2%
|
|
|||
3,377,263
|
A10 Networks, Inc.
|
44,478,554
|
|||
1,415,568
|
Akamai Technologies, Inc. (c)
|
167,532,473
|
|||
1,306,968
|
Booz Allen Hamilton Holding
Corp.
|
167,174,277
|
|||
353,319
|
Broadcom, Inc.
|
394,392,334
|
|||
6,760,663
|
Cisco Systems, Inc.
|
341,548,695
|
|||
2,119,776
|
Cloudflare, Inc., Class A (c)
|
176,492,550
|
|||
1,380,148
|
Crowdstrike Holdings, Inc.,
Class A (c)
|
352,379,387
|
|||
955,317
|
F5, Inc. (c)
|
170,982,637
|
|||
3,111,501
|
Fortinet, Inc. (c)
|
182,116,153
|
|||
7,406,727
|
Gen Digital, Inc.
|
169,021,510
|
|||
5,748,352
|
Juniper Networks, Inc.
|
169,461,417
|
|||
1,523,858
|
Leidos Holdings, Inc.
|
164,942,390
|
|||
3,436,263
|
NetScout Systems, Inc. (c)
|
75,425,973
|
|||
2,439,085
|
Okta, Inc. (c)
|
220,810,365
|
|||
1,748,869
|
OneSpan, Inc. (c)
|
18,747,876
|
|||
1,108,408
|
Palo Alto Networks, Inc. (c)
|
326,847,351
|
|||
884,769
|
Qualys, Inc. (c)
|
173,662,459
|
|||
3,020,142
|
Rapid7, Inc. (c)
|
172,450,108
|
|||
1,392,904
|
Science Applications
International Corp.
|
173,165,825
|
|||
8,566,813
|
SentinelOne, Inc., Class A (c)
|
235,073,349
|
|||
3,951,205
|
Tenable Holdings, Inc. (c)
|
181,992,502
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
United States (Continued)
|
|
|||
3,904,046
|
Varonis Systems, Inc. (c)
|
$176,775,203
|
|||
827,927
|
Zscaler, Inc. (c)
|
183,435,506
|
|||
|
|
4,438,908,894
|
|||
|
|||||
|
|||||
|
Total Investments — 100.0%
|
5,898,402,991
|
|||
|
(Cost $4,687,873,181)
|
|
|||
|
Net Other Assets and
Liabilities — 0.0%
|
2,542,567
|
|||
|
Net Assets — 100.0%
|
$5,900,945,558
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
Non-income producing security.
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
CAD
|
– Canadian Dollar
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
JPY
|
– Japanese Yen
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Information Technology
|
88.7%
|
Industrials
|
11.3
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common
Stocks*
|
$ 5,898,402,991
|
$ 5,898,402,991
|
$ —
|
$ —
|
*
|
See Portfolio of Investments for country breakout.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.8%
|
|||||
|
Bahamas — 0.4%
|
|
|||
1,410
|
OneSpaWorld Holdings Ltd. (c)
|
$19,881
|
|||
|
Belgium — 0.9%
|
|
|||
689
|
Azelis Group N.V. (EUR)
|
16,871
|
|||
621
|
Euronav N.V. (EUR)
|
10,948
|
|||
108
|
Syensqo S.A. (EUR) (c)
|
11,238
|
|||
|
|
39,057
|
|||
|
Bermuda — 2.4%
|
|
|||
467
|
Conduit Holdings Ltd. (GBP)
|
2,792
|
|||
14,310
|
Hafnia Ltd. (NOK)
|
98,875
|
|||
473
|
SiriusPoint Ltd. (c)
|
5,487
|
|||
|
|
107,154
|
|||
|
Cayman Islands — 1.4%
|
|
|||
314
|
Bitdeer Technologies Group,
Class A (c)
|
3,096
|
|||
882
|
MoonLake
Immunotherapeutics (c)
|
53,264
|
|||
418
|
Patria Investments Ltd., Class A
|
6,483
|
|||
|
|
62,843
|
|||
|
Cyprus — 0.0%
|
|
|||
1,795
|
HeadHunter Group PLC,
ADR (c) (d) (e) (f)
|
0
|
|||
|
Denmark — 2.3%
|
|
|||
156
|
Better Collective A/S (SEK) (c)
|
3,967
|
|||
955
|
Novo Nordisk A/S, Class B
(DKK)
|
98,729
|
|||
|
|
102,696
|
|||
|
Finland — 1.0%
|
|
|||
157
|
Kempower Oyj (EUR) (c)
|
5,515
|
|||
2,835
|
Mandatum Oyj (EUR) (c)
|
12,738
|
|||
2,872
|
Puuilo Oyj (EUR)
|
28,297
|
|||
|
|
46,550
|
|||
|
France — 2.5%
|
|
|||
1,888
|
Dassault Systemes SE (EUR)
|
92,197
|
|||
539
|
La Francaise des Jeux SAEM
(EUR) (g) (h)
|
19,541
|
|||
|
|
111,738
|
|||
|
Germany — 10.5%
|
|
|||
2,324
|
Daimler Truck Holding AG
(EUR)
|
87,281
|
|||
1,286
|
Dr. Ing hc F Porsche AG
(Preference Shares)
(EUR) (g) (h)
|
113,432
|
|||
7,458
|
E.ON SE (EUR)
|
100,034
|
|||
296
|
Hensoldt AG (EUR)
|
7,973
|
|||
219
|
HOCHTIEF AG (EUR)
|
24,249
|
|||
395
|
Ionos SE (EUR) (c)
|
7,613
|
|||
97
|
MorphoSys AG (EUR) (c)
|
3,641
|
|||
851
|
Schott Pharma AG & Co KGaA
(EUR) (c)
|
31,566
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Germany (Continued)
|
|
|||
796
|
Siemens Healthineers AG
(EUR) (g) (h)
|
$46,222
|
|||
508
|
TeamViewer SE
(EUR) (c) (g) (h)
|
7,885
|
|||
357
|
Thyssenkrupp Nucera AG & Co.
KGaa (EUR) (c)
|
7,271
|
|||
1,412
|
Traton SE (EUR)
|
33,233
|
|||
|
|
470,400
|
|||
|
Ireland — 11.5%
|
|
|||
1,474
|
CRH PLC
|
101,942
|
|||
268
|
Dole PLC
|
3,294
|
|||
232
|
ICON PLC (c)
|
65,672
|
|||
5,856
|
nVent Electric PLC
|
346,031
|
|||
|
|
516,939
|
|||
|
Israel — 5.3%
|
|
|||
557
|
Cellebrite DI Ltd. (c)
|
4,824
|
|||
2,319
|
Global-e Online Ltd. (c)
|
91,902
|
|||
296
|
JFrog Ltd. (c)
|
10,244
|
|||
674
|
Monday.com Ltd. (c)
|
126,584
|
|||
160
|
Oddity Tech Ltd., Class A (c)
|
7,445
|
|||
|
|
240,999
|
|||
|
Italy — 2.8%
|
|
|||
7,105
|
Lottomatica Group S.p.A.
(EUR) (c)
|
76,788
|
|||
99
|
Sanlorenzo S.p.A. (EUR)
|
4,628
|
|||
1,121
|
Stevanato Group S.p.A.
|
30,592
|
|||
1,697
|
Technoprobe S.p.A. (EUR) (c)
|
16,196
|
|||
|
|
128,204
|
|||
|
Jersey — 2.1%
|
|
|||
1,458
|
Birkenstock Holding PLC (c) (i)
|
71,048
|
|||
3,061
|
Yellow Cake PLC
(GBP) (c) (g) (h)
|
24,132
|
|||
|
|
95,180
|
|||
|
Luxembourg — 5.7%
|
|
|||
2,984
|
Allegro.eu S.A. (PLN) (c) (g) (h)
|
25,273
|
|||
7,059
|
InPost S.A. (EUR) (c)
|
97,526
|
|||
701
|
Spotify Technology S.A. (c)
|
131,725
|
|||
|
|
254,524
|
|||
|
Netherlands — 10.8%
|
|
|||
125
|
Argenx SE (EUR) (c)
|
47,401
|
|||
1,265
|
CTP N.V. (EUR) (g) (h)
|
21,338
|
|||
702
|
Ermenegildo Zegna N.V.
|
8,122
|
|||
239
|
Immatics N.V. (c)
|
2,517
|
|||
4,595
|
Iveco Group N.V. (EUR) (c)
|
41,322
|
|||
1,468
|
Pharvaris N.V. (c) (i)
|
41,177
|
|||
1,882
|
Prosus N.V. (EUR)
|
56,065
|
|||
5,127
|
Technip Energies N.V. (EUR)
|
119,764
|
|||
5,143
|
Universal Music Group N.V.
(EUR)
|
146,539
|
|||
|
|
484,245
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) (Continued)
|
|||||
|
Norway — 3.8%
|
|
|||
499
|
DOF Group ASA (NOK) (c)
|
$2,785
|
|||
8,080
|
Hoegh Autoliners ASA (NOK)
|
73,365
|
|||
839
|
LINK Mobility Group Holding
ASA (NOK) (c)
|
1,500
|
|||
877
|
Norconsult AS (NOK) (c)
|
2,106
|
|||
2,828
|
Orkla ASA (NOK)
|
21,945
|
|||
3,951
|
Telenor ASA (NOK)
|
45,344
|
|||
7,049
|
Var Energi ASA (NOK)
|
22,313
|
|||
|
|
169,358
|
|||
|
Poland — 0.1%
|
|
|||
193
|
Grupa Pracuj S.A. (PLN)
|
3,041
|
|||
|
Portugal — 0.1%
|
|
|||
393
|
Greenvolt-Energias Renovaveis
S.A. (EUR) (c)
|
3,549
|
|||
|
Spain — 0.6%
|
|
|||
930
|
Corp ACCIONA Energias
Renovables S.A. (EUR)
|
28,829
|
|||
|
Sweden — 14.6%
|
|
|||
10,625
|
Alleima AB (SEK)
|
80,714
|
|||
3,738
|
BoneSupport Holding AB
(SEK) (c) (g) (h)
|
69,749
|
|||
429
|
Engcon AB (SEK)
|
3,968
|
|||
1,675
|
EQT AB (SEK)
|
47,330
|
|||
4,165
|
Hemnet Group AB (SEK)
|
99,685
|
|||
7,812
|
Munters Group AB
(SEK) (g) (h)
|
126,637
|
|||
7,100
|
Nordnet AB publ (SEK)
|
120,374
|
|||
3,429
|
Rusta AB (SEK) (c)
|
25,362
|
|||
319
|
Rvrc Holding AB (SEK)
|
1,906
|
|||
3,002
|
Swedish Orphan Biovitrum AB
(SEK) (c)
|
79,470
|
|||
|
|
655,195
|
|||
|
Switzerland — 3.9%
|
|
|||
1,334
|
Accelleron Industries AG (CHF)
|
41,651
|
|||
1,776
|
On Holding AG, Class A (c)
|
47,899
|
|||
2,434
|
Sandoz Group AG (CHF) (c)
|
78,311
|
|||
448
|
Softwareone Holding AG (CHF)
|
8,736
|
|||
|
|
176,597
|
|||
|
United Kingdom — 16.1%
|
|
|||
10,611
|
Airtel Africa PLC (GBP) (g) (h)
|
17,610
|
|||
2,895
|
ARM Holdings PLC,
ADR (c) (i)
|
217,545
|
|||
226
|
Ashtead Technology
Holdings PLC (GBP)
|
1,769
|
|||
1,393
|
Baltic Classifieds Group PLC
(GBP)
|
4,199
|
|||
2,247
|
Bridgepoint Group PLC
(GBP) (g) (h)
|
7,997
|
|||
676
|
Bytes Technology Group PLC
(GBP)
|
5,273
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
United Kingdom (Continued)
|
|
|||
276
|
Centessa Pharmaceuticals PLC,
ADR (c)
|
$2,197
|
|||
5,931
|
Darktrace PLC (GBP) (c)
|
27,722
|
|||
11,466
|
Deliveroo PLC (GBP) (c) (g) (h)
|
18,649
|
|||
3,936
|
Dowlais Group PLC (GBP)
|
5,361
|
|||
1,532
|
Finablr PLC
(GBP) (c) (d) (e) (f) (g)
|
0
|
|||
1,279
|
Frasers Group PLC (GBP) (c)
|
14,843
|
|||
19,555
|
Haleon PLC (GBP)
|
80,174
|
|||
140
|
Immunocore Holdings PLC,
ADR (c)
|
9,565
|
|||
14,635
|
JD Sports Fashion PLC (GBP)
|
30,957
|
|||
33,431
|
M&G PLC (GBP)
|
94,771
|
|||
970
|
Moonpig Group PLC (GBP) (c)
|
1,936
|
|||
3,671
|
THG PLC (GBP) (c)
|
3,985
|
|||
16,079
|
Wise PLC, Class A (GBP) (c)
|
179,127
|
|||
|
|
723,680
|
|||
|
United States — 1.0%
|
|
|||
1,809
|
Gen Digital, Inc.
|
41,282
|
|||
551
|
Soho House & Co., Inc. (c)
|
3,923
|
|||
|
|
45,205
|
|||
|
Total Common Stocks
|
4,485,864
|
|||
|
(Cost $3,887,904)
|
|
|||
MONEY MARKET FUNDS — 7.0%
|
|||||
315,773
|
Goldman Sachs Financial Square
Treasury Obligations Fund -
Institutional Class -
5.17% (j) (k)
|
315,773
|
|||
|
(Cost $315,773)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 106.8%
|
4,801,637
|
|||
|
(Cost $4,203,677)
|
|
|||
|
Net Other Assets and
Liabilities — (6.8)%
|
(307,126
)
|
|||
|
Net Assets — 100.0%
|
$4,494,511
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
Non-income producing security.
|
(d)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(e)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $0 or 0.0% of net assets.
|
(f)
|
This security’s value was determined using significant
unobservable inputs (see Valuation Inputs in the Additional
Information section).
|
(g)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(h)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(i)
|
All or a portion of this security is on loan for securities
lending. The remaining contractual maturity of all of the
securities lending transactions is overnight and continuous.
The aggregate value of such securities, including those sold
and pending settlement, is $302,299 and the total value of the
collateral held by the Fund is $315,773.
|
(j)
|
Rate shown reflects yield as of December 31, 2023.
|
(k)
|
This security serves as collateral for securities on loan.
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
CHF
|
– Swiss Franc
|
DKK
|
– Danish Krone
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
NOK
|
– Norwegian Krone
|
PLN
|
– Polish Zloty
|
SEK
|
– Swedish Krona
|
USD
|
– United States Dollar
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Industrials
|
21.1%
|
Consumer Discretionary
|
14.9
|
Health Care
|
14.7
|
Information Technology
|
12.7
|
Financials
|
10.6
|
Communication Services
|
10.0
|
Energy
|
5.7
|
Materials
|
4.3
|
Utilities
|
3.0
|
Consumer Staples
|
2.5
|
Real Estate
|
0.5
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
USD
|
36.8%
|
EUR
|
27.6
|
SEK
|
13.7
|
GBP
|
10.9
|
NOK
|
5.6
|
CHF
|
2.7
|
DKK
|
2.1
|
PLN
|
0.6
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks:
|
|
|
|
|
Cyprus
|
$ —**
|
$ —
|
$ —
|
$ —**
|
United Kingdom
|
723,680
|
723,680
|
—
|
—**
|
Other Country
Categories*
|
3,762,184
|
3,762,184
|
—
|
—
|
Money Market Funds
|
315,773
|
315,773
|
—
|
—
|
Total Investments
|
$4,801,637
|
$4,801,637
|
$—
|
$—**
|
*
|
See Portfolio of Investments for country breakout.
|
**
|
Investments are valued at $0.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.5%
|
|||||
|
Australia — 3.2%
|
|
|||
10,927
|
CAR Group Ltd. (AUD)
|
$231,875
|
|||
1,493
|
REA Group Ltd. (AUD)
|
184,303
|
|||
10,324
|
SEEK Ltd. (AUD)
|
188,053
|
|||
5,313
|
WiseTech Global Ltd. (AUD)
|
272,880
|
|||
|
|
877,111
|
|||
|
Canada — 10.8%
|
|
|||
2,464
|
Descartes Systems Group (The),
Inc. (CAD) (c)
|
207,024
|
|||
34,926
|
Shopify, Inc., Class A (CAD) (c)
|
2,719,117
|
|||
|
|
2,926,141
|
|||
|
Cayman Islands — 50.1%
|
|
|||
295,493
|
Alibaba Group Holding Ltd.
(HKD)
|
2,860,892
|
|||
65,781
|
Baidu, Inc., Class A (HKD) (c)
|
978,059
|
|||
29,507
|
JD Health International, Inc.
(HKD) (c) (d) (e)
|
147,752
|
|||
71,256
|
JD.com, Inc., Class A (HKD)
|
1,026,612
|
|||
9,579
|
Kanzhun Ltd., ADR
|
159,107
|
|||
72,877
|
Kuaishou Technology
(HKD) (c) (d) (e)
|
494,184
|
|||
115,901
|
Meituan, Class B
(HKD) (c) (d) (e)
|
1,215,636
|
|||
50,480
|
NetEase, Inc. (HKD)
|
908,944
|
|||
18,693
|
PDD Holdings, Inc., ADR (c)
|
2,734,973
|
|||
9,970
|
Sea Ltd., ADR (c)
|
403,785
|
|||
66,546
|
Tencent Holdings Ltd. (HKD)
|
2,502,133
|
|||
8,157
|
Vipshop Holdings Ltd., ADR (c)
|
144,868
|
|||
|
|
13,576,945
|
|||
|
Germany — 1.7%
|
|
|||
5,805
|
Delivery Hero SE
(EUR) (c) (d) (e)
|
160,275
|
|||
2,174
|
Scout24 SE (EUR) (d) (e)
|
153,983
|
|||
6,339
|
Zalando SE (EUR) (c) (d) (e)
|
150,105
|
|||
|
|
464,363
|
|||
|
Indonesia — 0.6%
|
|
|||
28,490,572
|
GoTo Gojek Tokopedia Tbk PT
(IDR) (c)
|
159,134
|
|||
|
Ireland — 3.3%
|
|
|||
5,124
|
Flutter Entertainment PLC
(EUR) (c)
|
905,060
|
|||
|
Isle Of Man — 0.9%
|
|
|||
18,514
|
Entain PLC (GBP)
|
234,620
|
|||
|
Israel — 0.7%
|
|
|||
1,656
|
Wix.com Ltd. (c)
|
203,721
|
|||
|
Japan — 3.4%
|
|
|||
77,476
|
LY Corp. (JPY)
|
274,573
|
|||
12,372
|
M3, Inc. (JPY)
|
204,708
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Japan (Continued)
|
|
|||
13,182
|
Nexon Co., Ltd. (JPY)
|
$240,221
|
|||
42,773
|
Rakuten Group, Inc. (JPY)
|
190,507
|
|||
|
|
910,009
|
|||
|
Luxembourg — 2.9%
|
|
|||
4,129
|
Spotify Technology S.A. (c)
|
775,880
|
|||
|
Netherlands — 9.1%
|
|
|||
899
|
Adyen N.V. (EUR) (c) (d) (e)
|
1,157,791
|
|||
43,936
|
Prosus N.V. (EUR)
|
1,308,855
|
|||
15,088
|
Yandex N.V.,
Class A (c) (f) (g) (h)
|
0
|
|||
|
|
2,466,646
|
|||
|
New Zealand — 1.2%
|
|
|||
4,083
|
Xero Ltd. (AUD) (c)
|
312,459
|
|||
|
South Africa — 3.4%
|
|
|||
5,366
|
Naspers Ltd., Class N (ZAR)
|
917,581
|
|||
|
South Korea — 4.7%
|
|
|||
8,760
|
Kakao Corp. (KRW)
|
369,336
|
|||
953
|
Krafton, Inc. (KRW) (c)
|
143,257
|
|||
4,374
|
NAVER Corp. (KRW)
|
760,755
|
|||
|
|
1,273,348
|
|||
|
United Kingdom — 1.5%
|
|
|||
26,586
|
Auto Trader Group PLC
(GBP) (d) (e)
|
244,467
|
|||
23,712
|
Rightmove PLC (GBP)
|
173,972
|
|||
|
|
418,439
|
|||
|
United States — 2.0%
|
|
|||
33,191
|
Coupang, Inc. (c)
|
537,362
|
|||
|
|||||
|
|||||
|
Total Investments — 99.5%
|
26,958,819
|
|||
|
(Cost $37,355,709)
|
|
|||
|
Net Other Assets and
Liabilities — 0.5%
|
139,148
|
|||
|
Net Assets — 100.0%
|
$27,097,967
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
Non-income producing security.
|
(d)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(e)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(f)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(g)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $0 or 0.0% of net assets.
|
(h)
|
This security’s value was determined using significant
unobservable inputs (see Valuation Inputs in the Additional
Information section).
|
Abbreviations throughout the Portfolio of Investments:
|
|
ADR
|
– American Depositary Receipt
|
AUD
|
– Australian Dollar
|
CAD
|
– Canadian Dollar
|
EUR
|
– Euro
|
GBP
|
– British Pound Sterling
|
HKD
|
– Hong Kong Dollar
|
IDR
|
– Indonesian Rupiah
|
JPY
|
– Japanese Yen
|
KRW
|
– South Korean Won
|
USD
|
– United States Dollar
|
ZAR
|
– South African Rand
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Consumer Discretionary
|
46.5%
|
Communication Services
|
34.1
|
Information Technology
|
13.8
|
Financials
|
4.3
|
Health Care
|
0.8
|
Consumer Staples
|
0.5
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
HKD
|
37.6%
|
USD
|
18.4
|
EUR
|
14.2
|
CAD
|
10.9
|
KRW
|
4.7
|
AUD
|
4.4
|
ZAR
|
3.4
|
JPY
|
3.4
|
GBP
|
2.4
|
IDR
|
0.6
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks:
|
|
|
|
|
Netherlands
|
$ 2,466,646
|
$ 2,466,646
|
$ —
|
$ —**
|
Other Country
Categories*
|
24,492,173
|
24,492,173
|
—
|
—
|
Total Investments
|
$26,958,819
|
$26,958,819
|
$—
|
$—**
|
*
|
See Portfolio of Investments for country breakout.
|
**
|
Investment is valued at $0.
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) — 99.8%
|
|||||
|
Brazil — 15.4%
|
|
|||
12,765
|
Ambev S.A. (BRL)
|
$36,080
|
|||
16,308
|
B3 S.A. - Brasil Bolsa Balcao
(BRL)
|
48,847
|
|||
18,871
|
Banco Bradesco S.A. (Preference
Shares) (BRL)
|
66,392
|
|||
3,799
|
Banco BTG Pactual S.A. (BRL)
|
29,414
|
|||
4,114
|
Banco do Brasil S.A. (BRL)
|
46,911
|
|||
11,453
|
Banco Santander Brasil S.A.
(BRL)
|
76,155
|
|||
15,068
|
Itau Unibanco Holding S.A.
(Preference Shares) (BRL)
|
105,373
|
|||
18,494
|
Itausa S.A. (Preference Shares)
(BRL)
|
39,481
|
|||
2,616
|
Localiza Rent a Car S.A. (BRL)
|
34,251
|
|||
24,895
|
Petroleo Brasileiro S.A.
(Preference Shares) (BRL)
|
190,854
|
|||
10,173
|
Vale S.A. (BRL)
|
161,676
|
|||
4,365
|
WEG S.A. (BRL)
|
33,167
|
|||
|
|
868,601
|
|||
|
Cayman Islands — 0.2%
|
|
|||
1,586
|
Chailease Holding Co., Ltd.
(TWD)
|
9,974
|
|||
|
Chile — 2.7%
|
|
|||
2,557
|
Sociedad Quimica y Minera de
Chile S.A., Class B
(Preference Shares) (CLP)
|
152,809
|
|||
|
Czech Republic — 2.2%
|
|
|||
2,843
|
CEZ AS (CZK)
|
121,850
|
|||
|
India — 14.3%
|
|
|||
438
|
Asian Paints Ltd. (INR)
|
17,909
|
|||
220
|
Avenue Supermarts Ltd.
(INR) (c) (d) (e)
|
10,794
|
|||
2,445
|
Axis Bank Ltd. (INR)
|
32,388
|
|||
233
|
Bajaj Finance Ltd. (INR)
|
20,518
|
|||
494
|
Bajaj Finserv Ltd. (INR)
|
10,008
|
|||
1,991
|
Bharti Airtel Ltd. (INR)
|
24,697
|
|||
886
|
HCL Technologies Ltd. (INR)
|
15,610
|
|||
5,844
|
HDFC Bank Ltd. (INR)
|
120,039
|
|||
745
|
Hindustan Unilever Ltd. (INR)
|
23,850
|
|||
6,048
|
ICICI Bank Ltd. (INR)
|
72,433
|
|||
554
|
IndusInd Bank Ltd. (INR)
|
10,645
|
|||
2,910
|
Infosys Ltd. (INR)
|
53,955
|
|||
6,218
|
ITC Ltd. (INR)
|
34,530
|
|||
1,242
|
Kotak Mahindra Bank Ltd.
(INR)
|
28,479
|
|||
938
|
Larsen & Toubro Ltd. (INR)
|
39,746
|
|||
810
|
Mahindra & Mahindra Ltd.
(INR)
|
16,834
|
|||
116
|
Maruti Suzuki India Ltd. (INR)
|
14,361
|
|||
32
|
Nestle India Ltd. (INR)
|
10,221
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
India (Continued)
|
|
|||
4,010
|
NTPC Ltd. (INR)
|
$14,994
|
|||
3,850
|
Power Grid Corp. of India Ltd.
(INR)
|
10,974
|
|||
2,757
|
Reliance Industries Ltd. (INR)
|
85,643
|
|||
25
|
Shree Cement Ltd. (INR)
|
8,608
|
|||
2,744
|
State Bank of India (INR)
|
21,172
|
|||
965
|
Sun Pharmaceutical Industries
Ltd. (INR)
|
14,605
|
|||
802
|
Tata Consultancy Services Ltd.
(INR)
|
36,560
|
|||
1,705
|
Tata Motors Ltd. (INR)
|
15,981
|
|||
6,696
|
Tata Steel Ltd. (INR)
|
11,233
|
|||
342
|
Titan Co., Ltd. (INR)
|
15,106
|
|||
105
|
UltraTech Cement Ltd. (INR)
|
13,253
|
|||
|
|
805,146
|
|||
|
Mexico — 15.0%
|
|
|||
165,210
|
America Movil S.A.B. de C.V.,
Series B (MXN)
|
153,136
|
|||
80,342
|
Cemex S.A.B. de C.V.,
Series CPO (MXN) (d)
|
62,548
|
|||
11,985
|
Fomento Economico Mexicano
S.A.B. de C.V., Series UBD
(MXN)
|
155,979
|
|||
15,990
|
Grupo Financiero Banorte
S.A.B. de C.V., Class O
(MXN)
|
160,794
|
|||
34,895
|
Grupo Mexico S.A.B. de C.V.,
Series B (MXN)
|
193,535
|
|||
28,556
|
Wal-Mart de Mexico S.A.B. de
C.V. (MXN)
|
120,355
|
|||
|
|
846,347
|
|||
|
Philippines — 1.8%
|
|
|||
6,469
|
SM Investments Corp. (PHP)
|
101,868
|
|||
|
Poland — 2.7%
|
|
|||
9,020
|
ORLEN S.A. (PLN)
|
150,152
|
|||
|
South Africa — 13.7%
|
|
|||
41,437
|
FirstRand Ltd. (ZAR)
|
166,518
|
|||
8,613
|
Gold Fields Ltd. (ZAR)
|
130,792
|
|||
15,290
|
MTN Group Ltd. (ZAR)
|
96,542
|
|||
1,430
|
Naspers Ltd., Class N (ZAR)
|
244,529
|
|||
11,687
|
Standard Bank Group Ltd.
(ZAR)
|
132,954
|
|||
|
|
771,335
|
|||
|
South Korea — 15.3%
|
|
|||
128
|
Celltrion, Inc. (KRW)
|
20,026
|
|||
65
|
Ecopro BM Co., Ltd. (KRW)
|
14,535
|
|||
373
|
Hana Financial Group, Inc.
(KRW)
|
12,569
|
|||
76
|
Hyundai Mobis Co., Ltd. (KRW)
|
13,986
|
|||
169
|
Hyundai Motor Co. (KRW)
|
26,704
|
|||
390
|
Kakao Corp. (KRW)
|
16,443
|
Shares
|
Description
|
Value
|
|||
COMMON STOCKS (a) (b) (Continued)
|
|||||
|
South Korea (Continued)
|
|
|||
429
|
KB Financial Group, Inc.
(KRW)
|
$18,021
|
|||
303
|
Kia Corp. (KRW)
|
23,527
|
|||
58
|
LG Chem Ltd. (KRW)
|
22,472
|
|||
134
|
LG Electronics, Inc. (KRW)
|
10,592
|
|||
31
|
LG Energy Solution Ltd.
(KRW) (d)
|
10,290
|
|||
181
|
NAVER Corp. (KRW)
|
31,481
|
|||
86
|
POSCO Holdings, Inc. (KRW)
|
33,354
|
|||
25
|
Samsung Biologics Co., Ltd.
(KRW) (c) (d) (e)
|
14,753
|
|||
7,800
|
Samsung Electronics Co., Ltd.
(KRW)
|
475,425
|
|||
66
|
Samsung SDI Co., Ltd. (KRW)
|
24,188
|
|||
637
|
Shinhan Financial Group Co.,
Ltd. (KRW)
|
19,858
|
|||
679
|
SK Hynix, Inc. (KRW)
|
74,601
|
|||
|
|
862,825
|
|||
|
Taiwan — 15.1%
|
|
|||
3,889
|
ASE Technology Holding Co.,
Ltd. (TWD)
|
17,107
|
|||
8,827
|
Cathay Financial Holding Co.,
Ltd. (TWD)
|
13,158
|
|||
12,042
|
China Steel Corp. (TWD)
|
10,594
|
|||
4,338
|
Chunghwa Telecom Co., Ltd.
(TWD)
|
16,962
|
|||
18,370
|
CTBC Financial Holding Co.,
Ltd. (TWD)
|
16,969
|
|||
1,930
|
Delta Electronics, Inc. (TWD)
|
19,715
|
|||
14,784
|
E.Sun Financial Holding Co.,
Ltd. (TWD)
|
12,428
|
|||
1,588
|
Evergreen Marine Corp. Taiwan
Ltd. (TWD)
|
7,425
|
|||
11,324
|
First Financial Holding Co., Ltd.
(TWD)
|
10,110
|
|||
4,877
|
Formosa Plastics Corp. (TWD)
|
12,586
|
|||
7,872
|
Fubon Financial Holding Co.,
Ltd. (TWD)
|
16,621
|
|||
12,057
|
Hon Hai Precision Industry Co.,
Ltd. (TWD)
|
41,054
|
|||
1,460
|
MediaTek, Inc. (TWD)
|
48,285
|
|||
11,068
|
Mega Financial Holding Co.,
Ltd. (TWD)
|
14,137
|
|||
5,027
|
Nan Ya Plastics Corp. (TWD)
|
10,892
|
|||
594
|
Novatek Microelectronics Corp.
(TWD)
|
10,006
|
|||
2,813
|
Quanta Computer, Inc. (TWD)
|
20,577
|
|||
10,293
|
Taiwan Cooperative Financial
Holding Co., Ltd. (TWD)
|
8,955
|
|||
2,348
|
Taiwan Mobile Co., Ltd. (TWD)
|
7,543
|
Shares
|
Description
|
Value
|
|||
|
|||||
|
Taiwan (Continued)
|
|
|||
25,472
|
Taiwan Semiconductor
Manufacturing Co., Ltd.
(TWD)
|
$492,168
|
|||
5,004
|
Uni-President Enterprises Corp.
(TWD)
|
12,147
|
|||
11,621
|
United Microelectronics Corp.
(TWD)
|
19,917
|
|||
12,586
|
Yuanta Financial Holding Co.,
Ltd. (TWD)
|
11,319
|
|||
|
|
850,675
|
|||
|
United Kingdom — 1.4%
|
|
|||
4,064
|
Anglogold Ashanti PLC (ZAR)
|
78,516
|
|||
|
Total Common Stocks
|
5,620,098
|
|||
|
(Cost $5,054,767)
|
|
|||
RIGHTS (a) (b) — 0.0%
|
|||||
|
Brazil — 0.0%
|
|
|||
9
|
Localiza Rent a Car S.A.,
expiring 02/08/24 (BRL)
(d) (f)
|
37
|
|||
|
Taiwan — 0.0%
|
|
|||
231
|
Mega Financial Holding Co.,
Ltd., expiring 01/19/24
(TWD) (d) (f) (g)
|
47
|
|||
|
Total Rights
|
84
|
|||
|
(Cost $0)
|
|
|||
|
|||||
|
|||||
|
Total Investments — 99.8%
|
5,620,182
|
|||
|
(Cost $5,054,767)
|
|
|||
|
Net Other Assets and
Liabilities — 0.2%
|
8,479
|
|||
|
Net Assets — 100.0%
|
$5,628,661
|
(a)
|
Portfolio securities are categorized based upon their country
of incorporation, which can be different from the country
categorization of the Fund’s underlying index. For a
breakdown of the portfolio securities by sector, please see the
Sector Allocation table.
|
(b)
|
Securities are issued in U.S. dollars unless otherwise
indicated in the security description.
|
(c)
|
This security is exempt from registration upon resale under
Rule 144A of the Securities Act of 1933, as amended (the
“1933 Act”) and may be resold in transactions exempt from
registration, normally to qualified institutional buyers. This
security is not restricted on the foreign exchange where it
trades freely without any additional registration. As such, it
does not require the additional disclosure required of
restricted securities.
|
(d)
|
Non-income producing security.
|
(e)
|
This security may be resold to qualified foreign investors and
foreign institutional buyers under Regulation S of the 1933
Act.
|
(f)
|
Pursuant to procedures adopted by the Trust’s Board of
Trustees, this security has been determined to be illiquid by
First Trust Advisors L.P., the Fund’s advisor.
|
(g)
|
This security is fair valued by the Advisor’s Pricing
Committee in accordance with procedures approved by the
Trust’s Board of Trustees, and in accordance with provisions
of the Investment Company Act of 1940 and rules
thereunder, as amended. At December 31, 2023, securities
noted as such are valued at $47 or 0.0% of net assets.
|
Abbreviations throughout the Portfolio of Investments:
|
|
BRL
|
– Brazilian Real
|
CLP
|
– Chilean Peso
|
CZK
|
– Czech Koruna
|
INR
|
– Indian Rupee
|
KRW
|
– South Korean Won
|
MXN
|
– Mexican Peso
|
PHP
|
– Philippine Peso
|
PLN
|
– Polish Zloty
|
TWD
|
– New Taiwan Dollar
|
ZAR
|
– South African Rand
|
Sector Allocation
|
% of Total
Long-Term
Investments
|
Financials
|
24.1%
|
Information Technology
|
24.0
|
Materials
|
13.6
|
Energy
|
7.6
|
Consumer Staples
|
7.2
|
Industrials
|
7.0
|
Consumer Discretionary
|
6.8
|
Communication Services
|
6.2
|
Utilities
|
2.6
|
Health Care
|
0.9
|
Total
|
100.0%
|
Currency Exposure Diversification
|
% of Total
Investments
|
BRL
|
15.5%
|
KRW
|
15.3
|
TWD
|
15.3
|
ZAR
|
15.1
|
MXN
|
15.1
|
INR
|
14.3
|
CLP
|
2.7
|
PLN
|
2.7
|
CZK
|
2.2
|
PHP
|
1.8
|
Total
|
100.0%
|
|
Total
Value at
12/31/2023
|
Level 1
Quoted
Prices
|
Level 2
Significant
Observable
Inputs
|
Level 3
Significant
Unobservable
Inputs
|
Common Stocks*
|
$ 5,620,098
|
$ 5,620,098
|
$ —
|
$ —
|
Rights:
|
|
|
|
|
Brazil
|
37
|
37
|
—
|
—
|
Taiwan
|
47
|
—
|
47
|
—
|
Total Investments
|
$5,620,182
|
$5,620,135
|
$47
|
$—
|
*
|
See Portfolio of Investments for country breakout.
|