0001209191-16-130611.txt : 20160701 0001209191-16-130611.hdr.sgml : 20160701 20160701202134 ACCESSION NUMBER: 0001209191-16-130611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160701 DATE AS OF CHANGE: 20160701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Douglas Emmett Inc CENTRAL INDEX KEY: 0001364250 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 203073047 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 808 WILSHIRE BLVD., SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-7700 MAIL ADDRESS: STREET 1: 808 WILSHIRE BLVD., SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Emmett Dan A CENTRAL INDEX KEY: 0001378407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33106 FILM NUMBER: 161747908 MAIL ADDRESS: STREET 1: DOUGLAS EMMETT INC. STREET 2: 808 WILSHIRE BOULEVARD, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-23 0 0001364250 Douglas Emmett Inc DEI 0001378407 Emmett Dan A 808 WILSHIRE BOULEVARD SUITE 200 SANTA MONICA CA 90401 1 1 0 0 Chairman of the Board Common Stock 2016-06-23 5 G 0 E 35034 0.00 D 1593777 I See footnote 1. Common Stock 2016-06-29 4 M 0 177778 21.00 A 1771555 I See footnote 1. Common Stock 2016-06-29 4 M 0 26456 21.87 A 1798011 I See footnote 1. Common Stock 2016-06-29 4 F 0 161721 34.79 D 1636290 I See footnote 1. Employee Stock Options (right to buy) 21.00 2016-06-29 4 M 0 177778 0.00 D 2006-10-30 2016-10-30 Common Stock 177778 0 D Employee Stock Options (right to buy) 21.87 2016-06-29 4 M 0 26456 0.00 D 2008-01-25 2017-12-31 Common Stock 26456 0 D Shares beneficially owned include (i) 1,564,290 Shares owned by the Dan A. Emmett Revocable Trust; and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's spouse and children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Employee stock options (right to buy) ("Options) granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Beneficial ownership: (i) 5,170,188 partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), (ii) 217,288 OP Units held by Rivermouth Partners, A California Limited Partnership, of which Reporting Person is president of the manager of the GP, (iii) 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children, (iv) 11,559 long term incentive plan units ("LTIP Units") of the Operating Partnership, and (v) 70,121 Options. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares of Issuer's common stock, or for the cash value of such shares at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. Reporting Person disclaims beneficial ownership of OP Units and LTIP Units described herein except to the extent of his pecuniary interest, if any, therein. /s/ Ben D. Orlanski by PA for Dan A. Emmett 2016-07-01