0001062993-22-015262.txt : 20220621 0001062993-22-015262.hdr.sgml : 20220621 20220621161702 ACCESSION NUMBER: 0001062993-22-015262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220616 FILED AS OF DATE: 20220621 DATE AS OF CHANGE: 20220621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nerud Mark D CENTRAL INDEX KEY: 0001364117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40274 FILM NUMBER: 221028333 MAIL ADDRESS: STREET 1: C/O JACKSON FINANCIAL INC. STREET 2: 1 CORPORATE WAY CITY: LANSING STATE: MI ZIP: 48951 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Jackson Financial Inc. CENTRAL INDEX KEY: 0001822993 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 980486152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CORPORATE WAY CITY: LANSING STATE: MI ZIP: 48951 BUSINESS PHONE: 517-381-5500 MAIL ADDRESS: STREET 1: 1 CORPORATE WAY CITY: LANSING STATE: MI ZIP: 48951 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-06-16 0001822993 Jackson Financial Inc. JXN 0001364117 Nerud Mark D 1 CORPORATE WAY LANSING MI 48951 0 1 0 0 President and CEO of JNAM Common Stock 2022-05-05 4 G 0 12435 0.00 D 38880.34 I Nerud Revoc Trust Common Stock .80 D Common Stock 2022-06-16 4 A 0 244.28 0.00 A 39124.62 D Common Stock 2022-06-16 4 A 0 38.16 0.00 A 39162.78 D Common Stock 2022-06-16 4 A 0 200.24 0.00 A 39363.02 D Mr. Nerud transferred 12,435 shares of his Jackson Financial Inc. ("JFI") common stock to a brokerage account with the account name of the Mark D. Nerud 2012 Revocable Trust Dated 5/8/12. Mr. Nerud is the grantor, and he also is a co-trustee with his spouse. Mr. Nerud's spouse is beneficiary of the trust. The total amount of JFI common stock beneficially owned includes an adjustment to reflect an over reporting of 90.62 dividend equivalents as originally reported in a Form 4 filed on March 24, 2022. It also includes an adjustment to reflect an under reporting of 1,393.84 shares of common stock earned on February 2, 2022 as originally reported in a Form 4 filed on March 14, 2022. Reflects the same class of JFI shares of common stock remaining in original account prior to the transfer described in Footnote 1. Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 12,003 RSUs. These RSUs vest over 30 months with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 9,969 RSUs. The RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Power of Attorney on file. /s/ Kristan L. Richardson, as Attorney-in-Fact 2022-06-21