0001209191-15-062279.txt : 20150723
0001209191-15-062279.hdr.sgml : 20150723
20150723183941
ACCESSION NUMBER: 0001209191-15-062279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150723
FILED AS OF DATE: 20150723
DATE AS OF CHANGE: 20150723
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Catamaran Corp
CENTRAL INDEX KEY: 0001363851
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 980167449
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 MCCONNOR PARKWAY
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173-6801
BUSINESS PHONE: 800-282-3232
MAIL ADDRESS:
STREET 1: 1600 MCCONNOR PARKWAY
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173-6801
FORMER COMPANY:
FORMER CONFORMED NAME: SXC Health Solutions Corp.
DATE OF NAME CHANGE: 20090506
FORMER COMPANY:
FORMER CONFORMED NAME: SXC Health Solutions Inc.
DATE OF NAME CHANGE: 20090324
FORMER COMPANY:
FORMER CONFORMED NAME: SXC Health Solutions Corp.
DATE OF NAME CHANGE: 20070712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAPIRO MICHAEL H.
CENTRAL INDEX KEY: 0001524881
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52073
FILM NUMBER: 151003149
MAIL ADDRESS:
STREET 1: C/O CATAMARAN
STREET 2: 1600 MCCONNOR PARKWAY
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-23
1
0001363851
Catamaran Corp
CTRX
0001524881
SHAPIRO MICHAEL H.
1600 MCCONNOR PARKWAY
SCHAUMBURG
IL
60173
0
1
0
0
SVP & Chief Financial Officer
Common share
2015-07-23
4
D
0
9173
61.50
D
0
D
Stock option (nonqualified)
35.25
2015-07-23
4
D
0
12000
D
2019-03-06
Common share
12000
0
D
Stock option (nonqualified)
56.25
2015-07-23
4
D
0
10420
D
2020-03-06
Common share
10420
0
D
Restricted stock unit
0.00
2015-07-23
4
D
0
1000
D
Common share
1000
0
D
Restricted stock unit
0.00
2015-07-23
4
D
0
10426
D
Common share
2086
0
D
Stock option (nonqualified)
45.91
2015-07-23
4
D
0
13856
D
2021-03-20
Common share
13856
0
D
Restricted stock unit
0.00
2015-07-23
4
D
0
22633
D
Common share
4158
0
D
Restricted stock unit
0.00
2015-07-23
4
D
0
38756
D
Common share
10570
0
D
Stock option (nonqualified)
49.65
2015-07-23
4
D
0
26424
D
2022-03-04
Common share
26424
0
D
Disposed of pursuant to the terms of the arrangement agreement, dated March 29, 2015, among issuer, UnitedHealth Group Incorporated and 1031387 B.C. Unlimited Liability Company in exchange for a cash payment of $61.50 per share (the "arrangement consideration").
These stock options vested in full upon consummation of the arrangement and, upon vesting, were converted into the right to receive an amount in cash equal to the product of (i) the number of common shares subject to such stock option multiplied by (ii) the excess, if any, of (A) the arrangement consideration over (B) the exercise price per common share of such stock option (less any withholding taxes).
Pursuant to the terms of the arrangement agreement, these restricted stock units vested in full upon consummation of the arrangement (with performance-based restricted stock units vesting at 200% of the target level applicable to such performance-based restricted stock unit) and, upon vesting, were converted into the right to receive the arrangement consideration (less any withholding taxes) for each common share subject to such restricted stock unit.
Pursuant to the terms of the arrangement agreement, these restricted stock units vested in full upon consummation of the arrangement (with performance-based restricted stock units granted in 2014 vesting at 166.67% of the target level and performance-based restricted stock units granted in 2015 vesting at 133.33% of the target level) and, upon vesting, were converted into the right to receive the arrangement consideration (less any withholding taxes) for each common share subject to such restricted stock unit.
Michael H. Shapiro, BY: Jennifer Guico, his attorney-in-fact
2015-07-23