The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Eagle Point Income Company Inc. | Common | 269817102 | 50,292,440 | 3,529,294 | SH | DFND | 3,529,294 | 0 | 0 | |||
| Eagle Point Income Company Inc. | Common | 269817102 | 3,352,826 | 235,286 | SH | DFND | 1 | 235,286 | 0 | 0 | ||
| KKR & Co. Inc. | Common | 48251W104 | 45,110,481 | 732,313 | SH | DFND | 1 | 732,313 | 0 | 0 | ||
| Apollo Global Management, Inc. | Common | 037612306 | 52,784,086 | 588,058 | SH | DFND | 1 | 588,058 | 0 | 0 | ||
| The Blackstone Group Inc. | Common | 09253U108 | 54,641,293 | 509,999 | SH | DFND | 1 | 509,999 | 0 | 0 | ||
| Vanguard Short-Term Bond ETF | ETF | 921937827 | 2,417,918 | 32,166 | SH | DFND | 32,166 | 0 | 0 | |||
| HP Inc | Common | 40434L105 | 35,980 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | ||
| Barclays PLC | ADR | 06738E204 | 7,790 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | ||
| JPMorgan Equity Premium Income ETF | ETF | 46641Q332 | 36,440,939 | 680,376 | SH | DFND | 680,376 | 0 | 0 | |||
| JPMorgan Equity Premium Income ETF | Common | 46641Q332 | 56,934,280 | 1,063,000 | SH | DFND | 1 | 1,063,000 | 0 | 0 | ||
| Eagle Point Credit Company | Common | 269808101 | 142 | 14 | SH | DFND | 14 | 0 | 0 | |||