The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Eagle Point Income Company Inc. | Common | 269817102 | 52,214,725 | 3,764,580 | SH | DFND | 3,764,580 | 0 | 0 | |||
KKR & Co. Inc. | Common | 48251W104 | 33,993,969 | 732,313 | SH | DFND | 1 | 732,313 | 0 | 0 | ||
Apollo Global Management, Inc. | Common | 037612306 | 37,512,220 | 588,058 | SH | DFND | 1 | 588,058 | 0 | 0 | ||
The Blackstone Group Inc. | Common | 09253U108 | 37,836,826 | 509,999 | SH | DFND | 1 | 509,999 | 0 | 0 | ||
Vanguard Short-Term Bond ETF | ETF | 921937827 | 3,267,152 | 43,400 | SH | DFND | 43,400 | 0 | 0 | |||
HP Inc | Common | 40434L105 | 37,618 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | ||
Barclays PLC | ADR | 06738E204 | 7,800 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | ||
Eagle Point Credit Co Inc. | Common | 269808101 | 3,413,527 | 337,305 | SH | DFND | 337,305 | 0 | 0 | |||
Oxford Lane Capital Corp. | Common | 691543102 | 3,165,809 | 624,420 | SH | DFND | 624,420 | 0 | 0 | |||
Owl Rock Capital Corp. | Common | 69121K104 | 48,064,863 | 4,161,460 | SH | DFND | 1 | 4,161,460 | 0 | 0 | ||
Ares Capital Corporation | Common | 04010L103 | 54,455,655 | 2,948,330 | SH | DFND | 1 | 2,948,330 | 0 | 0 | ||
Argo Group International Holdings, Ltd. | Common | G0464B107 | 43,945,000 | 1,700,000 | SH | DFND | 1 | 1,700,000 | 0 | 0 | ||
Owl Rock Capital Corp. | Common | 69121K104 | 19,209,082 | 1,663,124 | SH | DFND | 1,663,124 | 0 | 0 | |||
Ares Capital Corporation | Common | 04010L103 | 21,044,256 | 1,139,375 | SH | DFND | 1,139,375 | 0 | 0 |