0001578563-19-000017.txt : 20190529
0001578563-19-000017.hdr.sgml : 20190529
20190529162943
ACCESSION NUMBER: 0001578563-19-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190524
FILED AS OF DATE: 20190529
DATE AS OF CHANGE: 20190529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenleaf Peter
CENTRAL INDEX KEY: 0001363683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 19862392
MAIL ADDRESS:
STREET 1: ONE MEDIMMUNE WAY
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerecor Inc.
CENTRAL INDEX KEY: 0001534120
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 450705648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 410-522-8707
MAIL ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-24
0
0001534120
Cerecor Inc.
CERC
0001363683
Greenleaf Peter
C/O CERECOR INC.
540 GAITHER ROAD, SUITE 400
ROCKVILLE
MD
20850
1
0
0
0
Common Stock
2019-05-24
4
D
0
300000
0
D
112500
D
Employee Stock Option (Right to Buy)
6.22
2019-05-24
4
D
0
325000
0
A
2029-04-01
Common Stock
325000
0
D
Employee Stock Option (Right to Buy)
4.24
2019-05-24
4
D
0
364583
0
A
2028-03-27
Common Stock
364583
135417
D
Employee Stock Option (Right to Buy)
4.24
2019-05-24
4
D
0
500000
0
A
2028-03-27
Common Stock
500000
0
D
Stock Option (Right to Buy)
0.8
2027-05-12
Common Stock
16714
16714
D
Stock Option (Right to Buy)
0.57
2027-06-30
Common Stock
8357
8357
D
Pursuant to an agreement between the Reporting Person and the Issuer, the Reporting Person agreed to forfeit the restricted stock units for good and valuable consideration.
Pursuant to an agreement between the Reporting Person and the Issuer, the Reporting Person agreed to forfeit the stock option for good and valuable consideration.
Represents the forfeiture of 364,583 shares underlying the stock option. Pursuant to an agreement between the Reporting Person and the Issuer, the Reporting Person agreed to forfeit the stock option for good and valuable consideration. The 135,417 shares underlying the stock option that have vested will not be forfeited.
The stock option will vest in three substantially equal annual installments on May 11, 2018, 2019 and 2020, subject to the Reporting Person's continued service on each such vesting date.
The stock options vested in full on June 30, 2018.
/s/ Donald R. Reynolds, by Power of Attorney
2019-05-29