0001578563-19-000014.txt : 20190402
0001578563-19-000014.hdr.sgml : 20190402
20190402195419
ACCESSION NUMBER: 0001578563-19-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190401
FILED AS OF DATE: 20190402
DATE AS OF CHANGE: 20190402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenleaf Peter
CENTRAL INDEX KEY: 0001363683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 19727158
MAIL ADDRESS:
STREET 1: ONE MEDIMMUNE WAY
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerecor Inc.
CENTRAL INDEX KEY: 0001534120
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 450705648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 410-522-8707
MAIL ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-04-01
0
0001534120
Cerecor Inc.
CERC
0001363683
Greenleaf Peter
C/O CERECOR INC.
540 GAITHER ROAD, SUITE 400
ROCKVILLE
MD
20850
1
1
0
0
Chief Executive Officer
Common Stock
412500
D
Employee Stock Option (Right to Buy)
6.22
2019-04-01
4
A
0
325000
0
A
2029-04-01
Common Stock
325000
325000
D
Stock Option (Right to Buy)
0.8
2027-05-12
Common Stock
16714
16714
D
Employee Stock Option (Right to Buy)
0.57
2027-06-30
Common Stock
8357
8357
D
Employee Stock Option (Right to Buy)
4.24
2028-03-27
Common Stock
500000
500000
D
Employee Stock Option (Right to Buy)
4.24
2028-03-27
Common Stock
500000
500000
D
One fourth of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining three-fourths of the shares subject to the stock option will vest in equal monthly installments over the following 36 months.
The stock option will vest in three substantially equal annual installments on May 12, 2018, 2019 and 2020, subject to the Reporting Person's continued service on each such vesting date.
The stock options vested in full on June 30, 2018.
The stock option will vest in full upon the Issuer's common stock closing at or above $12.50 per share for three consecutive trading days, provided the Reporting Person is then an officer of the Issuer on each such vesting date.
/s/ Donald R. Reynolds, by Power of Attorney
2019-04-02