0001578563-19-000014.txt : 20190402 0001578563-19-000014.hdr.sgml : 20190402 20190402195419 ACCESSION NUMBER: 0001578563-19-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenleaf Peter CENTRAL INDEX KEY: 0001363683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 19727158 MAIL ADDRESS: STREET 1: ONE MEDIMMUNE WAY CITY: GAITHERSBURG STATE: MD ZIP: 20878 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-04-01 0 0001534120 Cerecor Inc. CERC 0001363683 Greenleaf Peter C/O CERECOR INC. 540 GAITHER ROAD, SUITE 400 ROCKVILLE MD 20850 1 1 0 0 Chief Executive Officer Common Stock 412500 D Employee Stock Option (Right to Buy) 6.22 2019-04-01 4 A 0 325000 0 A 2029-04-01 Common Stock 325000 325000 D Stock Option (Right to Buy) 0.8 2027-05-12 Common Stock 16714 16714 D Employee Stock Option (Right to Buy) 0.57 2027-06-30 Common Stock 8357 8357 D Employee Stock Option (Right to Buy) 4.24 2028-03-27 Common Stock 500000 500000 D Employee Stock Option (Right to Buy) 4.24 2028-03-27 Common Stock 500000 500000 D One fourth of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining three-fourths of the shares subject to the stock option will vest in equal monthly installments over the following 36 months. The stock option will vest in three substantially equal annual installments on May 12, 2018, 2019 and 2020, subject to the Reporting Person's continued service on each such vesting date. The stock options vested in full on June 30, 2018. The stock option will vest in full upon the Issuer's common stock closing at or above $12.50 per share for three consecutive trading days, provided the Reporting Person is then an officer of the Issuer on each such vesting date. /s/ Donald R. Reynolds, by Power of Attorney 2019-04-02