0001578563-18-000012.txt : 20180521
0001578563-18-000012.hdr.sgml : 20180521
20180521191044
ACCESSION NUMBER: 0001578563-18-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180518
FILED AS OF DATE: 20180521
DATE AS OF CHANGE: 20180521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenleaf Peter
CENTRAL INDEX KEY: 0001363683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 18851054
MAIL ADDRESS:
STREET 1: ONE MEDIMMUNE WAY
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerecor Inc.
CENTRAL INDEX KEY: 0001534120
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 450705648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 E. PRATT ST.
STREET 2: SUITE 606
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-522-8707
MAIL ADDRESS:
STREET 1: 400 E. PRATT ST.
STREET 2: SUITE 606
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-05-18
0
0001534120
Cerecor Inc.
CERC
0001363683
Greenleaf Peter
C/O CERECOR INC.
400 EAST PRATT STREET, SUITE 606
BALTIMORE
MD
21202
1
1
0
0
Chief Executive Officer
Common Stock
2018-05-18
4
P
0
12500
3.98
A
412500
D
Stock Option (Right to Buy)
0.8
2027-05-11
Common Stock
16714
16714
D
Employee Stock Option (Right to Buy)
0.57
2018-06-30
2027-06-29
Common Stock
8357
8357
D
Employee Stock Option (Right to Buy)
4.24
2028-03-27
Common Stock
500000
500000
D
Employee Stock Option (Right to Buy)
4.24
2028-03-27
Common Stock
500000
500000
D
This transaction was executed in multiple trades ranging from $3.95 to $4.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
The stock option will vest in three substantially equal annual installments on May 11, 2018, 2019 and 2020, subject to the Reporting Person's continued service on each such vesting date.
The stock options will vest in full on June 30, 2018, subject to the grantees continued service on such vesting date.
The stock option will vest 25% on the first anniversary of the date of grant and the remaining 75% of the shares subject to the stock option shall vest in equal monthly installments on each monthly anniversary date of the first vesting date over the following 48 months beginning on April 27, 2019, provided the Reporting Person is then an officer of the Issuer on each such vesting date.
The stock option will vest in full upon the Issuer's common stock closing at or above $12.50 per share for three consecutive trading days, provided the Reporting Person is then an officer of the Issuer on each such vesting date.
/s/ Robert Swedberg, by Power of Attorney
2018-05-21