0001363244-23-000029.txt : 20231218 0001363244-23-000029.hdr.sgml : 20231218 20231218160644 ACCESSION NUMBER: 0001363244-23-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES ANDREW S CENTRAL INDEX KEY: 0001363244 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 231493745 MAIL ADDRESS: STREET 1: AEYE, INC. STREET 2: C/O 1 PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 wk-form4_1702933595.xml FORM 4 X0508 4 2023-12-15 0 0001818644 AEye, Inc. LIDR 0001363244 HUGHES ANDREW S ONE PARK PLACE SUITE 200 DUBLIN CA 94568 0 1 0 0 Secretary & General Counsel 0 Common Stock 2023-12-15 4 F 0 14461 0.1017 D 2226457 D The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 33,916 shares were acquired on October 31, 2023 at a transaction price of $0.168980 per share. Siraj Husain, by power of attorney previously filed 2023-12-15