0001062993-21-009624.txt : 20211018 0001062993-21-009624.hdr.sgml : 20211018 20211018123906 ACCESSION NUMBER: 0001062993-21-009624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211014 FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES ANDREW S CENTRAL INDEX KEY: 0001363244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 211327843 MAIL ADDRESS: STREET 1: AEYE TECHNOLOGIES, INC. STREET 2: C/O 1 PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-10-14 0001818644 AEye, Inc. LIDR 0001363244 HUGHES ANDREW S C/O 1 PARK PLACE, SUITE 200 DUBLIN CA 94568 0 1 0 0 Secretary and General Counsel Common Stock 2021-10-14 4 A 0 1176752 0 A 1400100 D Restricted stock units convert into common stock on a one-for-one basis. The reporting person received a restricted stock unit award which vests as to 1/48th of the total shares on the 15th of each month for 48 months beginning on November 15, 2021. Includes 100 shares that were owned prior to the holder becoming a reporting person and were inadvertently omitted from Table 1 of the Form 3 filed September 13, 2021 and a subsequent Form 4/A filed on September 24, 2021. /s/ Andrew Hughes 2021-10-15