0001209191-19-017563.txt : 20190306 0001209191-19-017563.hdr.sgml : 20190306 20190306200619 ACCESSION NUMBER: 0001209191-19-017563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190304 FILED AS OF DATE: 20190306 DATE AS OF CHANGE: 20190306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levenson Ryan CENTRAL INDEX KEY: 0001363032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33225 FILM NUMBER: 19663997 MAIL ADDRESS: STREET 1: 2396 DELLWOOD DRIVE CITY: ATLANTA STATE: GA ZIP: 30305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Lakes Dredge & Dock CORP CENTRAL INDEX KEY: 0001372020 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 205336063 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2122 YORK ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 630-574-3000 MAIL ADDRESS: STREET 1: 2122 YORK ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER COMPANY: FORMER CONFORMED NAME: Great Lakes Dredge & Dock Holdings Corp. DATE OF NAME CHANGE: 20060808 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-04 0 0001372020 Great Lakes Dredge & Dock CORP GLDD 0001363032 Levenson Ryan C/O GREAT LAKES DREDGE & DOCK CORP., 2122 YORK ROAD, SECOND FLOOR OAK BROOK IL 60523 1 0 0 0 Common Stock 2019-03-04 4 S 0 115092 8.5558 D 1406533 I By Privet Fund LP Common Stock 2019-03-05 4 S 0 89534 8.393 D 1316999 I By Privet Fund LP Common Stock 2019-03-06 4 S 0 295374 8.2902 D 1021625 I By Privet Fund LP Common Stock 148500 I By Managed Account of Privet Fund Management LLC Common Stock 35816 D Deferred Stock Units Common 30404 30404 D Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.48 to $8.72, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price. Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.33 to $8.54, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.20 to $8.33, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price. Represents shares held in an account separately managed by Privet Fund Management (the "Privet Fund Account"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management, the investment manager of the Privet Fund Account, may be deemed to beneficially own the shares held in the Privet Fund Account for purposes of Section 16. Mr. Levenson expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Deferred Stock Units ("DSUs") granted September 28, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. Not Applicable. No transaction is being reported at this time. This line is only reporting holdings as of the date hereof. /s/Kathleen M. LaVoy, by Power of Attorney 2019-03-06