0001209191-12-049127.txt : 20121011 0001209191-12-049127.hdr.sgml : 20121011 20121011174101 ACCESSION NUMBER: 0001209191-12-049127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121009 FILED AS OF DATE: 20121011 DATE AS OF CHANGE: 20121011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIFELOCK, INC. CENTRAL INDEX KEY: 0001383871 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 562508977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 480-682-5100 MAIL ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: LIFELOCK INC DATE OF NAME CHANGE: 20061215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bessemer Venture Partners Co-Investment L.P. CENTRAL INDEX KEY: 0001362888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35671 FILM NUMBER: 121140582 BUSINESS ADDRESS: STREET 1: C/O BESSEMER VENTURE PARTNERS STREET 2: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10583 BUSINESS PHONE: 914-833-5300 MAIL ADDRESS: STREET 1: C/O BESSEMER VENTURE PARTNERS STREET 2: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bessemer Venture Partners VI Institutional L.P. CENTRAL INDEX KEY: 0001362889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35671 FILM NUMBER: 121140581 BUSINESS ADDRESS: STREET 1: C/O BESSEMER VENTURE PARTNERS STREET 2: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10583 BUSINESS PHONE: 914-833-5300 MAIL ADDRESS: STREET 1: C/O BESSEMER VENTURE PARTNERS STREET 2: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deer VI & Co. LLC CENTRAL INDEX KEY: 0001362890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35671 FILM NUMBER: 121140584 BUSINESS ADDRESS: STREET 1: C/O BESSEMER VENTURE PARTNERS STREET 2: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10583 BUSINESS PHONE: 914-833-5300 MAIL ADDRESS: STREET 1: C/O BESSEMER VENTURE PARTNERS STREET 2: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bessemer Venture Partners VI L.P. CENTRAL INDEX KEY: 0001362891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35671 FILM NUMBER: 121140583 BUSINESS ADDRESS: STREET 1: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10583 BUSINESS PHONE: 914-833-5300 MAIL ADDRESS: STREET 1: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10583 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-10-09 0 0001383871 LIFELOCK, INC. LOCK 0001362890 Deer VI & Co. LLC C/O BESSEMER VENTURE PARTNERS 1865 PALMER AVENUE, SUITE 104 LARCHMONT NY 10538 1 0 1 0 0001362891 Bessemer Venture Partners VI L.P. 1865 PALMER AVENUE, SUITE 104 LARCHMONT NY 10538 0 0 1 0 0001362888 Bessemer Venture Partners Co-Investment L.P. 1865 PALMER AVENUE, SUITE 104 LARCHMONT NY 10538 0 0 1 0 0001362889 Bessemer Venture Partners VI Institutional L.P. 1865 PALMER AVENUE, SUITE 104 LARCHMONT NY 10538 0 0 1 0 Common Stock 2012-10-09 4 C 0 13495115 A 14746044 I See Footnote Series A Preferred Stock 2012-10-09 4 C 0 6428571 0.00 D Common Stock 6617647 0 I See Footnote Series B Preferred Stock 2012-10-09 4 C 0 1550000 0.00 D Common Stock 1550000 0 I See Footnote Series C Preferred Stock 2012-10-09 4 C 0 880663 0.00 D Common Stock 880663 0 I See Footnote Series D Preferred Stock 2012-10-09 4 C 0 1613265 0.00 D Common Stock 1613265 0 I See Footnote Series E Preferred Stock 2012-10-09 4 C 0 1904133 0.00 D Common Stock 2833540 0 I See Footnote The total represents shares received upon conversion of shares of Series A, Series B, Series C, Series D, and Series E Preferred Stock. The Series A Preferred Stock automatically converted into common stock on a 1-for-1.0294 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series B, Series C, and Series D Preferred Stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series E Preferred Stock automatically converted into common stock on a 1-for-1.4881 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Deer VI & Co. LLC ("Deer VI") is the general partner of each of the Funds (as defined below). The Funds, together with Deer VI are the "Bessemer Entities." Deer VI disclaims benefical ownership of the securities owned directly by the Funds, and this report shall not be deemed an admission that Deer VI is the benefical owner of such securities, except to the extent of its pecuniary interest therein, if any, by virtue of its general partner interests in the Funds. David Cowan, an executive manager of Deer VI, serves as the representative of the reporting persons on the Issuer's board of directors. The total shares held after the conversion of the preferred stock includes 10,948,066 shares held by Bessemer Venture Partners VI L.P. ("BVP VI"), 3,674,124 shares held by Bessemer Venture Partners Co-Investment L.P. ("BVP Co-Investment"), and 123,854 shares held by Bessemer Venture Partners VI Institutional L.P. ("BVP Institutional," and together with BVP VI and BVP Co-Investment, the "Funds"). As a result of the conversion of the Series A Preferred Stock into common stock, BVP VI owns 4,888,787 shares, BVP Co-Investment owns 1,646,140 shares, and BVP Institutional owns 82,720 shares. As a result of the conversion of the Series B Preferred Stock into common stock, BVP VI owns 1,145,063 shares, BVP Co-Investment owns 385,562 shares, and BVP Institutional owns 19,375 shares. As a result of the conversion of the Series C Preferred Stock into common stock, BVP VI owns 650,590 shares, BVP Co-Investment owns 219,065 shares, and BVP Institutional owns 11,008 shares. As a result of the conversion of the Series D Preferred Stock into common stock, BVP VI owns 1,209,949 shares and BVP Co-Investment owns 403,316 shares. As a result of the conversion of the Series E Preferred Stock into common stock, BVP VI owns 2,125,155 shares and BVP Co-Investment owns 708,385 shares. /s/ J. Edmund Colloton, Executive Manager 2012-10-11 Deer VI & Co. LLC, General Partner By: J. Edmund Colloton, Executive Manager 2012-10-11 Deer VI & Co. LLC, General Partner By: J. Edmund Colloton, Executive Manager 2012-10-11 Deer VI & Co. LLC, General Partner By: J. Edmund Colloton, Executive Manager 2012-10-11