0001209191-12-049127.txt : 20121011
0001209191-12-049127.hdr.sgml : 20121011
20121011174101
ACCESSION NUMBER: 0001209191-12-049127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121009
FILED AS OF DATE: 20121011
DATE AS OF CHANGE: 20121011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIFELOCK, INC.
CENTRAL INDEX KEY: 0001383871
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 562508977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 60 E. RIO SALADO PARKWAY
STREET 2: SUITE 400
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: 480-682-5100
MAIL ADDRESS:
STREET 1: 60 E. RIO SALADO PARKWAY
STREET 2: SUITE 400
CITY: TEMPE
STATE: AZ
ZIP: 85281
FORMER COMPANY:
FORMER CONFORMED NAME: LIFELOCK INC
DATE OF NAME CHANGE: 20061215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bessemer Venture Partners Co-Investment L.P.
CENTRAL INDEX KEY: 0001362888
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35671
FILM NUMBER: 121140582
BUSINESS ADDRESS:
STREET 1: C/O BESSEMER VENTURE PARTNERS
STREET 2: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10583
BUSINESS PHONE: 914-833-5300
MAIL ADDRESS:
STREET 1: C/O BESSEMER VENTURE PARTNERS
STREET 2: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10583
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bessemer Venture Partners VI Institutional L.P.
CENTRAL INDEX KEY: 0001362889
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35671
FILM NUMBER: 121140581
BUSINESS ADDRESS:
STREET 1: C/O BESSEMER VENTURE PARTNERS
STREET 2: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10583
BUSINESS PHONE: 914-833-5300
MAIL ADDRESS:
STREET 1: C/O BESSEMER VENTURE PARTNERS
STREET 2: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10583
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Deer VI & Co. LLC
CENTRAL INDEX KEY: 0001362890
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35671
FILM NUMBER: 121140584
BUSINESS ADDRESS:
STREET 1: C/O BESSEMER VENTURE PARTNERS
STREET 2: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10583
BUSINESS PHONE: 914-833-5300
MAIL ADDRESS:
STREET 1: C/O BESSEMER VENTURE PARTNERS
STREET 2: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10583
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bessemer Venture Partners VI L.P.
CENTRAL INDEX KEY: 0001362891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35671
FILM NUMBER: 121140583
BUSINESS ADDRESS:
STREET 1: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10583
BUSINESS PHONE: 914-833-5300
MAIL ADDRESS:
STREET 1: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10583
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-10-09
0
0001383871
LIFELOCK, INC.
LOCK
0001362890
Deer VI & Co. LLC
C/O BESSEMER VENTURE PARTNERS
1865 PALMER AVENUE, SUITE 104
LARCHMONT
NY
10538
1
0
1
0
0001362891
Bessemer Venture Partners VI L.P.
1865 PALMER AVENUE, SUITE 104
LARCHMONT
NY
10538
0
0
1
0
0001362888
Bessemer Venture Partners Co-Investment L.P.
1865 PALMER AVENUE, SUITE 104
LARCHMONT
NY
10538
0
0
1
0
0001362889
Bessemer Venture Partners VI Institutional L.P.
1865 PALMER AVENUE, SUITE 104
LARCHMONT
NY
10538
0
0
1
0
Common Stock
2012-10-09
4
C
0
13495115
A
14746044
I
See Footnote
Series A Preferred Stock
2012-10-09
4
C
0
6428571
0.00
D
Common Stock
6617647
0
I
See Footnote
Series B Preferred Stock
2012-10-09
4
C
0
1550000
0.00
D
Common Stock
1550000
0
I
See Footnote
Series C Preferred Stock
2012-10-09
4
C
0
880663
0.00
D
Common Stock
880663
0
I
See Footnote
Series D Preferred Stock
2012-10-09
4
C
0
1613265
0.00
D
Common Stock
1613265
0
I
See Footnote
Series E Preferred Stock
2012-10-09
4
C
0
1904133
0.00
D
Common Stock
2833540
0
I
See Footnote
The total represents shares received upon conversion of shares of Series A, Series B, Series C, Series D, and Series E Preferred Stock.
The Series A Preferred Stock automatically converted into common stock on a 1-for-1.0294 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series B, Series C, and Series D Preferred Stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series E Preferred Stock automatically converted into common stock on a 1-for-1.4881 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
Deer VI & Co. LLC ("Deer VI") is the general partner of each of the Funds (as defined below). The Funds, together with Deer VI are the "Bessemer Entities." Deer VI disclaims benefical ownership of the securities owned directly by the Funds, and this report shall not be deemed an admission that Deer VI is the benefical owner of such securities, except to the extent of its pecuniary interest therein, if any, by virtue of its general partner interests in the Funds.
David Cowan, an executive manager of Deer VI, serves as the representative of the reporting persons on the Issuer's board of directors.
The total shares held after the conversion of the preferred stock includes 10,948,066 shares held by Bessemer Venture Partners VI L.P. ("BVP VI"), 3,674,124 shares held by Bessemer Venture Partners Co-Investment L.P. ("BVP Co-Investment"), and 123,854 shares held by Bessemer Venture Partners VI Institutional L.P. ("BVP Institutional," and together with BVP VI and BVP Co-Investment, the "Funds").
As a result of the conversion of the Series A Preferred Stock into common stock, BVP VI owns 4,888,787 shares, BVP Co-Investment owns 1,646,140 shares, and BVP Institutional owns 82,720 shares.
As a result of the conversion of the Series B Preferred Stock into common stock, BVP VI owns 1,145,063 shares, BVP Co-Investment owns 385,562 shares, and BVP Institutional owns 19,375 shares.
As a result of the conversion of the Series C Preferred Stock into common stock, BVP VI owns 650,590 shares, BVP Co-Investment owns 219,065 shares, and BVP Institutional owns 11,008 shares.
As a result of the conversion of the Series D Preferred Stock into common stock, BVP VI owns 1,209,949 shares and BVP Co-Investment owns 403,316 shares.
As a result of the conversion of the Series E Preferred Stock into common stock, BVP VI owns 2,125,155 shares and BVP Co-Investment owns 708,385 shares.
/s/ J. Edmund Colloton, Executive Manager
2012-10-11
Deer VI & Co. LLC, General Partner By: J. Edmund Colloton, Executive Manager
2012-10-11
Deer VI & Co. LLC, General Partner By: J. Edmund Colloton, Executive Manager
2012-10-11
Deer VI & Co. LLC, General Partner By: J. Edmund Colloton, Executive Manager
2012-10-11