-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P7pdtXjRIK3OR5xHBVcdfZgrw58WiSGjONU9FAeqpTnAj6x1CxHJAIfitIfBpYPp hG65+i+Nlc99A6BD5gHwKA== 0000019617-10-000146.txt : 20100209 0000019617-10-000146.hdr.sgml : 20100209 20100209164139 ACCESSION NUMBER: 0000019617-10-000146 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 EFFECTIVENESS DATE: 20100209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J. P. Morgan Securities Inc. CENTRAL INDEX KEY: 0001362244 IRS NUMBER: 133379014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11925 FILM NUMBER: 10584877 BUSINESS ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 201-595-5733 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 13F-NT 1 jpmsi1231nt.txt J.P. MORGAN SECURITIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER END: December 31, 2009 CHECK HERE IF AMENDMENT { }; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE); { } IS A RESTATEMENT { } ADDS NEW ENDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT NAME: J.P. Morgan Securities Inc. ADDRESS: 383 Madison Avenue New York, New York 10179 13F FILE NUMBER: 028-11925 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT , THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE , AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS , STATEMENTS , SCHEDULES , LISTS AND TABLES ARE CONSIDERED INTEGRAL PARTS OF THIS FORM THE PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Soo Hwa Pang TITLE: Legal Entity Controller PHONE: 212-552-9906 SIGNATURE, PLACE, AND DATE OF SIGNING: Soo Hwa Pang New York, NY February 9, 2010 REPORT TYPE (CHECK ONLY ONE): { } 13F HOLDINGS REPORT {x} 13F NOTICE { } 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: FORM 13F FILE NUMBER NAME 28-694 JPMorgan Chase & Co. -----END PRIVACY-ENHANCED MESSAGE-----