0001415889-24-019188.txt : 20240703 0001415889-24-019188.hdr.sgml : 20240703 20240703162716 ACCESSION NUMBER: 0001415889-24-019188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Katherine E. CENTRAL INDEX KEY: 0001843722 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 241100432 MAIL ADDRESS: STREET 1: ONE MIFFLIN PLACE STREET 2: 119 MT. AUBURN STREET, SUITE 400 CITY: CAMBRIDGE STATE: MA ZIP: 02138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 form4-07032024_080713.xml X0508 4 2024-07-01 0001362190 AUDIOEYE INC AEYE 0001843722 Fleming Katherine E. 5210 E. WILLIAMS CIRCLE SUITE 750 TUCSON AZ 85711 true false false false 0 Common Stock 2024-07-01 4 A 0 667 0 A 24128 D The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death. /s/ James Spolar, Attorney-in-Fact 2024-07-03