0001415889-23-013866.txt : 20231003 0001415889-23-013866.hdr.sgml : 20231003 20231003160717 ACCESSION NUMBER: 0001415889-23-013866 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettis Carr CENTRAL INDEX KEY: 0001586216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 231303577 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD, SUITE 1450 CITY: TUCSON STATE: AZ ZIP: 85747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 form4-10032023_081006.xml X0508 4 2023-09-30 0001362190 AUDIOEYE INC AEYE 0001586216 Bettis Carr C/O AUDIOEYE, INC. 5210 E. WILLIAMS CIRCLE, SUITE 750 TUCSON AZ 85711 true true false false EXEC CHRMN/CHRMN OF THE BOARD 0 Common Stock 2023-09-30 4 A 0 772 0 A 444662 D Common Stock 2023-09-30 4 F 0 229 4.95 D 444433 D Common Stock 432375 I CSB IV US Holdings LLC Common Stock 18600 I Carr Bettis IRA Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement. Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA. /s/ James Spolar, Attorney-in-Fact 2023-10-03