0001415889-23-005525.txt : 20230328
0001415889-23-005525.hdr.sgml : 20230328
20230328182247
ACCESSION NUMBER: 0001415889-23-005525
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230324
FILED AS OF DATE: 20230328
DATE AS OF CHANGE: 20230328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Katherine E.
CENTRAL INDEX KEY: 0001843722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38640
FILM NUMBER: 23771087
MAIL ADDRESS:
STREET 1: ONE MIFFLIN PLACE
STREET 2: 119 MT. AUBURN STREET, SUITE 400
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUDIOEYE INC
CENTRAL INDEX KEY: 0001362190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
BUSINESS PHONE: 866-331-5324
MAIL ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
4
1
form4-03282023_100340.xml
X0407
4
2023-03-24
0001362190
AUDIOEYE INC
AEYE
0001843722
Fleming Katherine E.
5210 E. WILLIAMS CIRCLE
SUITE 750
TUCSON
AZ
85711
true
false
false
false
0
Common Stock
2023-03-24
4
A
0
229
3.8764
A
229
D
Common Stock
2023-03-24
4
A
0
459
4.0471
A
688
D
Common Stock
2023-03-24
4
A
0
774
0
A
1462
D
Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan (the "Plan") in lieu of prorated non-employee director quarterly cash compensation of $888, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.
Reflects the grant of RSUs under the Plan, in lieu of prorated non-employee director annual cash compensation of $1,858, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.
Reflects the grant of RSUs under the Plan that represents the prorated annual equity award to non-employee directors that will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.
/s/ James Spolar, Attorney-in-Fact
2023-03-28