0001415889-23-005125.txt : 20230317
0001415889-23-005125.hdr.sgml : 20230317
20230317164019
ACCESSION NUMBER: 0001415889-23-005125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moradi David
CENTRAL INDEX KEY: 0001658843
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38640
FILM NUMBER: 23743256
MAIL ADDRESS:
STREET 1: 379 WEST BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUDIOEYE INC
CENTRAL INDEX KEY: 0001362190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
BUSINESS PHONE: 866-331-5324
MAIL ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
4
1
form4-03172023_080309.xml
X0306
4
2023-03-15
0001362190
AUDIOEYE INC
AEYE
0001658843
Moradi David
119 WASHINGTON AVE.
SUITE 403
MIAMI BEACH
FL
33139
true
true
true
false
CHIEF EXECUTIVE OFFICER
Common Stock
2023-03-15
4
P
0
1810
5.2445
A
2859399
I
Through Sero Capital LLC
Common Stock
2023-03-16
4
P
0
4530
5.5139
A
2863929
I
Through Sero Capital LLC
Common Stock
862906
D
Reflects the weighted average price of 1,810 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 15, 2023 with purchase prices ranging from $5.22 to $5.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
Reflects the weighted average price of 4,530 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 16, 2023 with purchase prices ranging from $4.90 to $5.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
/s/ James Spolar, Attorney-in-Fact
2023-03-17