0001179110-21-008280.txt : 20210818
0001179110-21-008280.hdr.sgml : 20210818
20210818165720
ACCESSION NUMBER: 0001179110-21-008280
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210816
FILED AS OF DATE: 20210818
DATE AS OF CHANGE: 20210818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moradi David
CENTRAL INDEX KEY: 0001658843
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38640
FILM NUMBER: 211187288
MAIL ADDRESS:
STREET 1: 379 WEST BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sero Capital LLC
CENTRAL INDEX KEY: 0001751296
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38640
FILM NUMBER: 211187287
BUSINESS ADDRESS:
STREET 1: 1333 2ND STREET
STREET 2: 3RD FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: (212) 404-6677
MAIL ADDRESS:
STREET 1: 1333 2ND STREET
STREET 2: 3RD FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUDIOEYE INC
CENTRAL INDEX KEY: 0001362190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
BUSINESS PHONE: 866-331-5324
MAIL ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
4
1
edgar.xml
FORM 4 -
X0306
4
2021-08-16
0
0001362190
AUDIOEYE INC
AEYE
0001658843
Moradi David
119 WASHINGTON AVE.
SUITE 403
MIAMI BEACH
FL
33139
1
1
1
0
See Remarks
0001751296
Sero Capital LLC
119 WASHINGTON AVE.
SUITE 403
MIAMI BEACH
FL
33139
1
1
1
0
See Remarks
Common Stock
2021-08-16
4
P
0
4981
9.90
A
2736246
I
Through Sero Capital LLC
Common Stock
2021-08-16
4
P
0
5019
11.50
A
2741265
I
Through Sero Capital LLC
Common Stock
2021-08-17
4
P
0
23432
10.6399
A
2764697
I
Through Sero Capital LLC
Common Stock
2021-08-17
4
P
0
200
11.455
A
2764897
I
Through Sero Capital LLC
Common Stock
2021-08-18
4
P
0
16600
10.7546
A
2781497
I
Through Sero Capital LLC
Common Stock
542223
D
Reflects the weighted average price of 4,981 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $9.34 to $10.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 5,019 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $10.90 to $11.58 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 23,432 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $10.30 to $11.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 200 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $11.42 to $11.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 16,600 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 18, 2021 with purchase prices ranging from $10.63 to $10.98 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer.
/s/ James Spolar, Attorney-in-Fact
2021-08-18
/s/ James Spolar, Attorney-in-Fact
2021-08-18