0001179110-21-008085.txt : 20210810 0001179110-21-008085.hdr.sgml : 20210810 20210810163216 ACCESSION NUMBER: 0001179110-21-008085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210809 FILED AS OF DATE: 20210810 DATE AS OF CHANGE: 20210810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettis Carr CENTRAL INDEX KEY: 0001586216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 211160359 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD, SUITE 1450 CITY: TUCSON STATE: AZ ZIP: 85747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 edgar.xml FORM 4 - X0306 4 2021-08-09 0 0001362190 AUDIOEYE INC AEYE 0001586216 Bettis Carr C/O AUDIOEYE INC 5210 E. WILLIAMS CIRCLE, SUITE 750 TUCSON AZ 85711 1 1 0 0 Exec Chrmn/Chrmn of the Board Common Stock 2021-08-09 4 S 0 9056 14.131 D 429475 I CSB IV US Holdings LLC Common Stock 2021-08-09 4 S 0 300 14.4826 D 429175 I CSB IV US Holdings LLC Common Stock 18600 I Carr Bettis IRA Common Stock 410756 D Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021. Reflects the weighted average price of 9,056 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 9, 2021 with sales prices ranging from $13.46 to $14.4175 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Reflects the weighted average price of 300 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 9, 2021 with sales prices ranging from $14.46 to $14.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA. /s/ James Spolar, Attorney-in-Fact 2021-08-10