0001144204-19-034918.txt : 20190717 0001144204-19-034918.hdr.sgml : 20190717 20190717153611 ACCESSION NUMBER: 0001144204-19-034918 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190715 FILED AS OF DATE: 20190717 DATE AS OF CHANGE: 20190717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradley Sean D. CENTRAL INDEX KEY: 0001576478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 19959000 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD, SUITE 1450 CITY: TUCSON STATE: AZ ZIP: 85747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 tv525301_4.xml OWNERSHIP DOCUMENT X0306 4 2019-07-15 0 0001362190 AUDIOEYE INC AEYE 0001576478 Bradley Sean D. C/O AUDIOEYE, INC. 5210 E. WILLIAMS CIRCLE, SUITE 750 TUCSON AZ 85711 0 1 0 0 President and CSO Common Stock 2019-07-15 4 M 0 2255 3.90 A 18220 D Common Stock 2019-07-15 4 F 0 1199 7.322 D 17021 D Common Stock 173864 I Banyon Tree LLC Stock Options (right to buy) 3.90 2019-07-15 4 M 0 2255 0 D 2016-07-15 2019-07-15 Common Stock 2255 0 D Reflects the exercise of incentive stock options. Reflects 1,199 shares withheld by the Issuer upon the exercise of stock options to cover the exercise price of the stock options based on the average of the closing sale price of AudioEye, Inc. Common Stock for the five trading days immediately prior to the exercise. The average closing sale price was for the five trading days July 8, 2019 to July 12, 2019 was $7.322. Mr. Bradley is deemed the beneficial owner of Banyon Tree LLC. /s/ Sean D. Bradley 2019-07-17