0001144204-19-034918.txt : 20190717
0001144204-19-034918.hdr.sgml : 20190717
20190717153611
ACCESSION NUMBER: 0001144204-19-034918
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190715
FILED AS OF DATE: 20190717
DATE AS OF CHANGE: 20190717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bradley Sean D.
CENTRAL INDEX KEY: 0001576478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38640
FILM NUMBER: 19959000
MAIL ADDRESS:
STREET 1: 9070 S. RITA ROAD, SUITE 1450
CITY: TUCSON
STATE: AZ
ZIP: 85747
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUDIOEYE INC
CENTRAL INDEX KEY: 0001362190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
BUSINESS PHONE: 866-331-5324
MAIL ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
4
1
tv525301_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-07-15
0
0001362190
AUDIOEYE INC
AEYE
0001576478
Bradley Sean D.
C/O AUDIOEYE, INC.
5210 E. WILLIAMS CIRCLE, SUITE 750
TUCSON
AZ
85711
0
1
0
0
President and CSO
Common Stock
2019-07-15
4
M
0
2255
3.90
A
18220
D
Common Stock
2019-07-15
4
F
0
1199
7.322
D
17021
D
Common Stock
173864
I
Banyon Tree LLC
Stock Options (right to buy)
3.90
2019-07-15
4
M
0
2255
0
D
2016-07-15
2019-07-15
Common Stock
2255
0
D
Reflects the exercise of incentive stock options.
Reflects 1,199 shares withheld by the Issuer upon the exercise of stock options to cover the exercise price of the stock options based on the average of the closing sale price of AudioEye, Inc. Common Stock for the five trading days immediately prior to the exercise. The average closing sale price was for the five trading days July 8, 2019 to July 12, 2019 was $7.322.
Mr. Bradley is deemed the beneficial owner of Banyon Tree LLC.
/s/ Sean D. Bradley
2019-07-17