0001144204-19-029924.txt : 20190605 0001144204-19-029924.hdr.sgml : 20190605 20190605172723 ACCESSION NUMBER: 0001144204-19-029924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190603 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barot Sachin CENTRAL INDEX KEY: 0001777675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 19880778 MAIL ADDRESS: STREET 1: C/O AUDIOEYE, INC. STREET 2: 5210 E. WILLIAMS CIRCLE, SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 tv523125_4.xml OWNERSHIP DOCUMENT X0306 4 2019-06-03 0 0001362190 AUDIOEYE INC AEYE 0001777675 Barot Sachin C/O AUDIOEYE, INC. 5210 E. WILLIAMS CIRCLE, SUITE 750 TUCSON AZ 85711 0 1 0 0 Chief Financial Officer Common Stock 2019-06-03 4 A 0 80900 0 A 80900 D Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan, which RSUs will vest in installments of 26,967 RSUs on the first anniversary of the Grant Date (i.e. on June 3, 2020), 26,967 RSUs on the second anniversary of the Grant Date (i.e. on June 3, 2021) and 26,966 RSUs on the third anniversary of the Grant Date (i.e. on June 3, 2022), subject to the Reporting Person's continuous service with the Company on each vesting date. Such RSUs will be settled promptly following the vesting dates, and in any event no later than March 15 of the calendar year following the calendar year in which such vesting occurs. /s/ Sachin Barot 2019-06-05