0001144204-19-029913.txt : 20190605 0001144204-19-029913.hdr.sgml : 20190605 20190605172336 ACCESSION NUMBER: 0001144204-19-029913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190603 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purcell Ernest William CENTRAL INDEX KEY: 0001535260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 19880733 MAIL ADDRESS: STREET 1: 350 7TH AVENUE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 tv523115_4.xml OWNERSHIP DOCUMENT X0306 4 2019-06-03 0 0001362190 AUDIOEYE INC AEYE 0001535260 Purcell Ernest William 1395 BRICKELL AVENUE, SUITE 1130 MIAMI FL 33131 1 0 0 0 Common Stock 2019-06-03 4 A 0 11280 0 A 279961 D Common Stock 57334 I Ernest W. Purcell & Anne M. Purcell JTTENN Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan, which RSUs will vest on the first anniversary of the Grant Date (i.e., on June 3, 2020), subject to the Reporting Person's continuing service with the Issuer through such date, and will be settled on the earlier of (i) the 7th anniversary of the Grant Date (i.e., on June 3, 2026) and (ii) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5). Mr. Purcell is deemed a beneficial owner of shares held by Ernest W. Purcell & Anne M. Purcell JTTENN. /s/ Ernest William Purcell 2019-06-05