0001144204-19-029913.txt : 20190605
0001144204-19-029913.hdr.sgml : 20190605
20190605172336
ACCESSION NUMBER: 0001144204-19-029913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190603
FILED AS OF DATE: 20190605
DATE AS OF CHANGE: 20190605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Purcell Ernest William
CENTRAL INDEX KEY: 0001535260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38640
FILM NUMBER: 19880733
MAIL ADDRESS:
STREET 1: 350 7TH AVENUE
STREET 2: 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUDIOEYE INC
CENTRAL INDEX KEY: 0001362190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
BUSINESS PHONE: 866-331-5324
MAIL ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
4
1
tv523115_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-06-03
0
0001362190
AUDIOEYE INC
AEYE
0001535260
Purcell Ernest William
1395 BRICKELL AVENUE, SUITE 1130
MIAMI
FL
33131
1
0
0
0
Common Stock
2019-06-03
4
A
0
11280
0
A
279961
D
Common Stock
57334
I
Ernest W. Purcell & Anne M. Purcell JTTENN
Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan, which RSUs will vest on the first anniversary of the Grant Date (i.e., on June 3, 2020), subject to the Reporting Person's continuing service with the Issuer through such date, and will be settled on the earlier of (i) the 7th anniversary of the Grant Date (i.e., on June 3, 2026) and (ii) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5).
Mr. Purcell is deemed a beneficial owner of shares held by Ernest W. Purcell & Anne M. Purcell JTTENN.
/s/ Ernest William Purcell
2019-06-05