0001144204-19-019668.txt : 20190415 0001144204-19-019668.hdr.sgml : 20190415 20190415160120 ACCESSION NUMBER: 0001144204-19-019668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190412 FILED AS OF DATE: 20190415 DATE AS OF CHANGE: 20190415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettis Carr CENTRAL INDEX KEY: 0001586216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 19748610 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD, SUITE 1450 CITY: TUCSON STATE: AZ ZIP: 85747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 tv518885_form4.xml FORM 4 X0306 4 2019-04-12 0 0001362190 AUDIOEYE INC AEYE 0001586216 Bettis Carr C/O AUDIOEYE, INC. 5210 E. WILLIAMS CIRCLE, SUITE 750 TUCSON AZ 85711 1 1 1 0 Exec Chrmn/Chrmn of the Board Common Stock 2019-04-12 4 M 0 13920 4.475 A 221260 D Common Stock 508988 I CSB IV US Holdings, LLC Common Stock 18600 I Carr Bettis IRA Common Stock 54856 I J. Carr & Stephanie V. Bettis Revocable Trust, Dated January 1, 2003 Warrants (right to buy) 4.475 2019-04-12 4 M 0 13920 0 D 2016-04-15 2019-04-14 Common Stock 13920 0 D Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Dr. Bettis is deemed to be the beneficial owner of Carr Bettis IRA. Dr. Bettis is deemed to be a beneficial owner of J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003. /s/ Carr Bettis 2019-04-15