0001144204-18-066794.txt : 20181231 0001144204-18-066794.hdr.sgml : 20181231 20181231175414 ACCESSION NUMBER: 0001144204-18-066794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20181231 DATE AS OF CHANGE: 20181231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COELHO ANTHONY L CENTRAL INDEX KEY: 0001164029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 181260424 MAIL ADDRESS: STREET 1: ONE WHARF STREET CITY: ALEXANDRIA STATE: VA ZIP: 22314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 tv510085_form4.xml OWNERSHIP DOCUMENT X0306 4 2018-12-31 0 0001362190 AUDIOEYE INC AEYE 0001164029 COELHO ANTHONY L C/O AUDIOEYE, INC. 5210 E. WILLIAMS CIRCLE, SUITE 750 TUCSON AZ 33131 1 0 0 0 Common Stock 2018-12-31 4 A 0 11280 A 33880 D Stock Options (right to buy) 1.025 2020-10-23 Common Stock 30000 30000 D Stock Options (right to buy) 8.75 2019-06-11 Common Stock 10000 10000 D Stock Options (right to buy) 4.425 2021-05-12 Common Stock 28000 28000 D The reported transaction constitutes a grant of restricted stock units, which were granted under the Issuer's Stock Incentive Plan, subject to vesting and settlement conditions. The stock option vests as follows: 50% immediate and 12.5% per quarter. The stock option vests as follows: 20% on grant; 20% every 90 days thereafter. The stock option vests as follows: 50% immediate; 50% quarterly over succeeding 12 months. /s/ Anthony Coelho 2018-12-31