0001144204-18-047795.txt : 20180904 0001144204-18-047795.hdr.sgml : 20180904 20180904154410 ACCESSION NUMBER: 0001144204-18-047795 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180904 FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZYNGIER ALEXANDRE CENTRAL INDEX KEY: 0001679876 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 181052320 MAIL ADDRESS: STREET 1: 5700 W. PLANO PARKWAY STREET 2: SUITE 3600 CITY: PLANO STATE: TX ZIP: 75093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 3 1 tv502221_form3.xml OWNERSHIP DOCUMENT X0206 3 2018-09-04 0 0001362190 AUDIOEYE INC AEYE 0001679876 ZYNGIER ALEXANDRE 286 MADISON AVE, 8TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 18200 D Common Stock 50046 I Equity Trust Custodian, FBO Alexandre Zyngier IRA Common Stock 10400 I HZ Investments Family LP Stock Options (right to buy) 1.025 2020-10-23 Common Stock 30000 D Stock Options (right to buy) 4.425 2021-05-12 Common Stock 28000 D Stock Options (right to buy) 4.425 2021-05-12 Common Stock 12000 D Warrants (right to buy) 2.50 2015-10-16 2020-10-16 Common Stock 40000 I Equity Trust Custodian, FBO Alexandre Zyngier IRA Warrants (right to buy) 8.75 2013-10-25 2018-10-25 Common Stock 4000 I Research Agency, Inc. Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Mr. Zyngier is deemed the beneficial owner of HZ Investments Family LP. The stock options vest as follows: 50% immediate and 12.5% per quarter. The stock options vest as follows: 50% immediate; 50% quarterly over succeeding 12 months. Mr. Zyngier is deemed the beneficial owner of Research Agency, Inc. /s/ Alexandre Zyngier 2018-09-04