0001104659-20-108328.txt : 20200924 0001104659-20-108328.hdr.sgml : 20200924 20200924164246 ACCESSION NUMBER: 0001104659-20-108328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200924 DATE AS OF CHANGE: 20200924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Varacalli Dominic Peter CENTRAL INDEX KEY: 0001822302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 201195723 MAIL ADDRESS: STREET 1: 930 NW 12TH AVE STREET 2: UNIT 228 CITY: PORTLAND STATE: OR ZIP: 97209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 tm2031729-3_4.xml OWNERSHIP DOCUMENT X0306 4 2020-09-08 0 0001362190 AUDIOEYE INC AEYE 0001822302 Varacalli Dominic Peter C/O AUDIOEYE, INC. 5210 E. WILLIAMS CIRCLE, SUITE 750 TUCSON AZ 85711 0 1 0 0 President Common Stock 2020-09-08 4 A 0 15000 0 A 35000 D The securities are restricted stock units relating to 15,000 shares of common stock ("RSUs") granted under the AudioEye 2019 Incentive Plan as amended. The RSUs will vest in three equal installments on each of the first three anniversaries of the Grant Date, subject to continuous service with the Company on each vesting date, and will be settled promptly after vesting. /s/ Dominic Peter Varacalli 2020-09-24