0001104659-20-065504.txt : 20200522 0001104659-20-065504.hdr.sgml : 20200522 20200522185559 ACCESSION NUMBER: 0001104659-20-065504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200520 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tahir Jamil A. CENTRAL INDEX KEY: 0001794012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 20907557 MAIL ADDRESS: STREET 1: 6754 BERNAL AVENUE STREET 2: SUITE 740-404 CITY: PLEASANTON STATE: CA ZIP: 94566 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 tm2020814-2_4.xml OWNERSHIP DOCUMENT X0306 4 2020-05-20 0 0001362190 AUDIOEYE INC AEYE 0001794012 Tahir Jamil A. C/O 6754 BERNAL AVENUE SUITE 740-404 PLEASANTON CA 94566 1 0 0 0 Common Stock 2020-05-20 4 A 0 11280 0 A 22560 D Common Stock 200000 I Through TurnMark Partners L.P. Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020), which RSUs will vest on the first anniversary of the Grant Date (i.e., on May 20, 2021), subject to the Reporting Person's continuing service with the Issuer through such date, and, if vested, will be settled on the earlier of (i) the 7th anniversary of the Grant Date (i.e., on May 20, 2027) and (ii) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5). The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP. /s/ Jamil A. Tahir 2020-05-22