0001553350-19-000970.txt : 20190919
0001553350-19-000970.hdr.sgml : 20190919
20190919161514
ACCESSION NUMBER: 0001553350-19-000970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190917
FILED AS OF DATE: 20190919
DATE AS OF CHANGE: 20190919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rich Sanford
CENTRAL INDEX KEY: 0001362039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38175
FILM NUMBER: 191101880
MAIL ADDRESS:
STREET 1: 26 BEACH DRIVE
CITY: DARIEN
STATE: CT
ZIP: 06820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN GROUP, INC.
CENTRAL INDEX KEY: 0001487198
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 271933597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 505
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 646-448-5144
MAIL ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 505
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Elite Nutritional Brands, Inc.
DATE OF NAME CHANGE: 20111011
FORMER COMPANY:
FORMER CONFORMED NAME: Hidden Ladder, Inc.
DATE OF NAME CHANGE: 20100315
4
1
form4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-09-17
0
0001487198
ASPEN GROUP, INC.
ASPU
0001362039
Rich Sanford
26 BEACH DRIVE
DARIEN
CT
06820
1
0
0
0
Common Stock
2019-09-17
4
M
0
8334
2.43
A
44307
D
Common Stock
2019-09-17
4
F
0
3724
5.44
D
40583
D
Stock Options (Right to Buy)
2.43
2019-09-17
4
M
0
8334
0
D
2014-12-11
2019-12-11
Common Stock
8334
0
D
The Reporting Person cashlessly exercised the stock options which were expiring in December 2019. The exercise of the stock options was exempt under Rule 16b-6 under the Securities Exchange Act of 1934 ("the "Exchange Act") and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price was approved in advance by a committee of the Issuer's Board of Directors in accordance with Rule 16b-3(d) under the Exchange Act.
/s/ Sanford Rich
2019-09-19