0000899243-18-018443.txt : 20180627
0000899243-18-018443.hdr.sgml : 20180627
20180627184645
ACCESSION NUMBER: 0000899243-18-018443
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180627
FILED AS OF DATE: 20180627
DATE AS OF CHANGE: 20180627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Omega Fund IV, L.P.
CENTRAL INDEX KEY: 0001528382
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922818
BUSINESS ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-502-6538
MAIL ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Omega Fund IV GP, L.P.
CENTRAL INDEX KEY: 0001528383
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922819
BUSINESS ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-502-6538
MAIL ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Omega Fund IV G.P. Manager, Ltd.
CENTRAL INDEX KEY: 0001624456
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922820
BUSINESS ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-502-6538
MAIL ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Omega Fund V, L.P.
CENTRAL INDEX KEY: 0001641354
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922821
BUSINESS ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-502-6538
MAIL ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Omega Fund V GP, L.P.
CENTRAL INDEX KEY: 0001641355
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922822
BUSINESS ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-502-6538
MAIL ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Omega Fund V GP Manager, Ltd.
CENTRAL INDEX KEY: 0001641348
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922823
BUSINESS ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-502-6538
MAIL ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stampacchia Otello
CENTRAL INDEX KEY: 0001361712
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922824
MAIL ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lim Richard J.
CENTRAL INDEX KEY: 0001623720
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922825
MAIL ADDRESS:
STREET 1: 185 DARTMOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paster Anne-Mari
CENTRAL INDEX KEY: 0001652863
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922826
MAIL ADDRESS:
STREET 1: C/O OMEGA FUND MANAGEMENT, LLC
STREET 2: 185 DARTMOUTH STREET, SUITE 502
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nessi Claudio
CENTRAL INDEX KEY: 0001722050
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38550
FILM NUMBER: 18922827
MAIL ADDRESS:
STREET 1: C/O NEOMED
STREET 2: 7 PLACE DU MOLARD
CITY: 1204 GENEVA
STATE: V8
ZIP: 1204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Translate Bio, Inc.
CENTRAL INDEX KEY: 0001693415
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 611807780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29 HARTWELL AVENUE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 617-945-7361
MAIL ADDRESS:
STREET 1: 29 HARTWELL AVENUE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
FORMER COMPANY:
FORMER CONFORMED NAME: RaNA Therapeutics, Inc.
DATE OF NAME CHANGE: 20161228
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-06-27
0
0001693415
Translate Bio, Inc.
TBIO
0001528382
Omega Fund IV, L.P.
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001528383
Omega Fund IV GP, L.P.
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001624456
Omega Fund IV G.P. Manager, Ltd.
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001641354
Omega Fund V, L.P.
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001641355
Omega Fund V GP, L.P.
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001641348
Omega Fund V GP Manager, Ltd.
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001361712
Stampacchia Otello
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001623720
Lim Richard J.
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001652863
Paster Anne-Mari
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
0001722050
Nessi Claudio
185 DARTMOUTH STREET
BOSTON
MA
02116
0
0
1
0
Series A Preferred Stock
Common Stock
450004
D
Series A Preferred Stock
Common Stock
450004
I
By Omega IV
Series B Preferred Stock
Common Stock
301745
D
Series B Preferred Stock
Common Stock
301745
I
By Omega IV
Series C Preferred Stock
Common Stock
227429
D
Series C Preferred Stock
Common Stock
227429
I
By Omega IV
Series A Preferred Stock
Common Stock
1044010
D
Series A Preferred Stock
Common Stock
1044010
I
By Omega V
Series B Preferred Stock
Common Stock
360022
D
Series B Preferred Stock
Common Stock
360022
I
By Omega V
Series C Preferred Stock
Common Stock
54391
D
Series C Preferred Stock
Common Stock
54391
I
By Omega V
The Series A Preferred Stock is convertible into Common Stock on a 5.5555-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares have no expiration date.
The Series B Preferred Stock is convertible into Common Stock on a 5.5555-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares have no expiration date.
The Series C Preferred Stock is convertible into Common Stock on a 5.5555-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares have no expiration date.
The reported securities are beneficially owned by Omega Fund IV GP, L.P. ("Omega IV GP"), as general partner of Omega Fund IV, L.P. ("Omega IV"). Omega Fund IV G.P. Manager, Ltd. ("Omega IV GP Manager"), is the general partner of Omega IV GP. Otello Stampacchia, Richard Lim and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of the Reporting Persons disclaim beneficial ownership of these securities, except to the extent of his, her or its pecuniary interest therein, if any.
The reported securities are beneficially owned by Omega Fund V GP, L.P. ("Omega V GP"), as general partner of Omega Fund V, L.P. ("Omega V"). Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), is the general partner of Omega V GP. Otello Stampacchia, Richard Lim, Anne-Mari Paster and Claudio Nessi are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of the Reporting Persons disclaim beneficial ownership of these securities, except to the extent of his, her or its pecuniary interest therein, if any.
/s/ Anne-Mari Paster
2018-06-27