0001493152-21-026036.txt : 20211022 0001493152-21-026036.hdr.sgml : 20211022 20211022060658 ACCESSION NUMBER: 0001493152-21-026036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210507 FILED AS OF DATE: 20211022 DATE AS OF CHANGE: 20211022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Suskind Dennis CENTRAL INDEX KEY: 0001361519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55751 FILM NUMBER: 211338669 MAIL ADDRESS: STREET 1: ONE NORTH END AVENUE STREET 2: WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stem Holdings, Inc. CENTRAL INDEX KEY: 0001697834 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 611794883 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2201 NW CORPORATE BVD STREET 2: SUITE 205 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-948-5410 MAIL ADDRESS: STREET 1: 2201 NW CORPORATE BVD STREET 2: SUITE 205 CITY: BOCA RATON STATE: FL ZIP: 33431 4 1 ownership.xml X0306 4 2021-05-07 0 0001697834 Stem Holdings, Inc. STMH 0001361519 Suskind Dennis 344 WAINSCOTT HARBOR ROAD SAGAPONACK, NY 11962 1 0 0 0 Common Stock 2019-05-07 4 A 0 75000 0.42 A 75000 D Common Stock 2019-12-31 4 A 0 62500 0.44 A 137500 D Common Stock 2020-03-31 4 A 0 62500 0.40 A 200000 D Common Stock 2020-06-30 4 A 0 62500 0.42 A 262500 D Common Stock 2020-09-30 4 A 0 62500 0.43 A 325000 D Common Stock 2020-12-30 4 A 0 62500 0.45 A 387500 D Common Stock 2021-03-31 4 A 0 62500 0.45 A 450000 D Options 1.00 2020-01-14 4 A 0 250000 1.00 A 2020-01-14 2024-01-14 Common Stock 250000 250000 D Options 0.40 2021-06-11 4 A 0 250000 0.10 A 2021-06-11 2025-06-10 Common Stock 250000 250000 D /s/ Dennis Suskind 2021-10-22