0001192482-14-000229.txt : 20141112
0001192482-14-000229.hdr.sgml : 20141111
20141112123931
ACCESSION NUMBER: 0001192482-14-000229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141110
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETRALOGIC PHARMACEUTICALS CORP
CENTRAL INDEX KEY: 0001361248
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 PHOENIXVILLE PIKE
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 610-889-9900
MAIL ADDRESS:
STREET 1: 343 PHOENIXVILLE PIKE
CITY: MALVERN
STATE: PA
ZIP: 19355
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmitt Paul J
CENTRAL INDEX KEY: 0001390406
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 141212750
MAIL ADDRESS:
STREET 1: PA EARLY STAGE PARTNERS
STREET 2: 1200 LIBERTY RIDGE DRIVE, SUITE 310
CITY: WAYNE
STATE: PA
ZIP: 19087
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-11-10
0001361248
TETRALOGIC PHARMACEUTICALS CORP
TLOG
0001390406
Schmitt Paul J
C/O NOVITAS CAPITAL III, L.P.
116 RESEARCH DRIVE
BETHLEHEM
PA
18015
1
0
0
0
Common Stock
2014-11-10
4
P
0
10000
4.063
A
10000
D
Common Stock
1512962
I
See footnote
Common Stock
2014-11-10
4
P
0
10000
4.1352
A
10000
I
See footnote
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.0968, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The securities are held of record by Novitas Capital III, LP. ("Novitas III"), Novitas Capital III GP, LP ("Novitas GP") and Novitas Capital III GP Manager, LLC ("Novitas Manager"). Novitas GP is the general partner of Novitas III and Novitas Manager is the general partner of Novitas GP. The reporting person, a partner in HVPIII and HVAIII, has voting and investment power over the shares beneficially owned by HVPIII and HVAIII, and disclaims beneficial ownership of the shares beneficially owned by Novitas III, Novitas GP and Novitas Manager, except to the extent of his pecuniary interest therein.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0488 to $4.2673, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The securities are held of record by the reporting person's spouse, Sharon Z. Schmitt. The reporting person does not have voting and investment power over the shares beneficially owend by Sharon Z. Schmitt, and disclaims beneficial ownership of the shares beneficially owned by Sharon Z. Schmitt.
/s/ Richard L. Sherman, Attorney-In-Fact for Paul J. Schmitt
2014-11-12