0001192482-13-000226.txt : 20131212
0001192482-13-000226.hdr.sgml : 20131212
20131212113305
ACCESSION NUMBER: 0001192482-13-000226
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131211
FILED AS OF DATE: 20131212
DATE AS OF CHANGE: 20131212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETRALOGIC PHARMACEUTICALS CORP
CENTRAL INDEX KEY: 0001361248
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 PHOENIXVILLE PIKE
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 610-889-9900
MAIL ADDRESS:
STREET 1: 343 PHOENIXVILLE PIKE
CITY: MALVERN
STATE: PA
ZIP: 19355
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russell Lesley
CENTRAL INDEX KEY: 0001374636
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131272696
MAIL ADDRESS:
STREET 1: 41 MOORES RD.
CITY: FRAZER
STATE: PA
ZIP: 19355
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2013-12-11
0
0001361248
TETRALOGIC PHARMACEUTICALS CORP
TLOG
0001374636
Russell Lesley
C/O TETRALOGIC PHARMACEUTICALS CORP
343 PHOENIXVILLE PIKE
MALVERN
PA
19355
0
1
0
0
Chief Operating Officer
Stock Option (right to purchase)
6.12
2013-10-02
Common Stock
323494
D
Twenty-five percent (25%) of the shares, or 80,873 shares will vest on the earlier of the Company's initial public offering of common stock or September 1, 2014, and the balance of the shares become exercisable at the rate of 6,739 shares per month until all the stock is vested with 6,756 vested in the final month, beginning the earlier of the Company's initial public offering of common stock, or September 1, 2014. Vesting ceases if the employee is no longer an active full-time employee of the Company on the vesting date. If there is a change of control as defined in the Company's 2004 Equity Plan, the entire unvested portion of the shares shall become immediately vested. (See footnote 2 for continuation of this footnote).
Also, upon the Employee's death, Permanent Disability, Termination Without Cause or Termination for Good Reason as defined in the employee's employment agreement, the entire unvested portion of the Option shall become immediately vested if the employee was an active full-time employee of the Company immediately before the applicable vesting termination event.
/s/ Richard L. Sherman, Attorney-In-Fact for Lesley Russell
2013-12-11