0001192482-13-000226.txt : 20131212 0001192482-13-000226.hdr.sgml : 20131212 20131212113305 ACCESSION NUMBER: 0001192482-13-000226 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131211 FILED AS OF DATE: 20131212 DATE AS OF CHANGE: 20131212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TETRALOGIC PHARMACEUTICALS CORP CENTRAL INDEX KEY: 0001361248 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 610-889-9900 MAIL ADDRESS: STREET 1: 343 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Lesley CENTRAL INDEX KEY: 0001374636 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36208 FILM NUMBER: 131272696 MAIL ADDRESS: STREET 1: 41 MOORES RD. CITY: FRAZER STATE: PA ZIP: 19355 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2013-12-11 0 0001361248 TETRALOGIC PHARMACEUTICALS CORP TLOG 0001374636 Russell Lesley C/O TETRALOGIC PHARMACEUTICALS CORP 343 PHOENIXVILLE PIKE MALVERN PA 19355 0 1 0 0 Chief Operating Officer Stock Option (right to purchase) 6.12 2013-10-02 Common Stock 323494 D Twenty-five percent (25%) of the shares, or 80,873 shares will vest on the earlier of the Company's initial public offering of common stock or September 1, 2014, and the balance of the shares become exercisable at the rate of 6,739 shares per month until all the stock is vested with 6,756 vested in the final month, beginning the earlier of the Company's initial public offering of common stock, or September 1, 2014. Vesting ceases if the employee is no longer an active full-time employee of the Company on the vesting date. If there is a change of control as defined in the Company's 2004 Equity Plan, the entire unvested portion of the shares shall become immediately vested. (See footnote 2 for continuation of this footnote). Also, upon the Employee's death, Permanent Disability, Termination Without Cause or Termination for Good Reason as defined in the employee's employment agreement, the entire unvested portion of the Option shall become immediately vested if the employee was an active full-time employee of the Company immediately before the applicable vesting termination event. /s/ Richard L. Sherman, Attorney-In-Fact for Lesley Russell 2013-12-11