0001209191-14-015012.txt : 20140227 0001209191-14-015012.hdr.sgml : 20140227 20140227181510 ACCESSION NUMBER: 0001209191-14-015012 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140227 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VARONIS SYSTEMS INC CENTRAL INDEX KEY: 0001361113 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 571222280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1250 BROADWAY, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 877-292-8767 MAIL ADDRESS: STREET 1: 1250 BROADWAY, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: J.P. Morgan Investment Management Inc. CENTRAL INDEX KEY: 0001363391 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36324 FILM NUMBER: 14650727 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 614-213-5017 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: J.P.Morgan Investment Management, Inc. DATE OF NAME CHANGE: 20060518 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-02-27 0 0001361113 VARONIS SYSTEMS INC VRNS 0001363391 J.P. Morgan Investment Management Inc. 270 PARK AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock 255340 I See footnote Common Stock 245125 I See footnote Common Stock 10215 I See footnote Common Stock 6465 I See footnote Series A Preferred Stock Common Stock 107985 I See footnote Series A Preferred Stock Common Stock 103666 I See footnote Series A Preferred Stock Common Stock 4319 I See footnote Series A Preferred Stock Common Stock 2734 I See footnote Series D Preferred Stock Common Stock 489649 I See footnote Series D Preferred Stock Common Stock 470063 I See footnote Series D Preferred Stock Common Stock 19586 I See footnote Series D Preferred Stock Common Stock 12396 I See footnote Represents shares held by J.P. Morgan Digital Growth Fund L.P. ("DGF"). J.P. Morgan Investment Management Inc. ("JPMIM") serves as investment advisor to DGF. JPMIM disclaims beneficial ownership of the shares held by DGF and disclaims pecuniary interest in such shares except to the extent of its economic interest. Represents shares held by JPMorgan Direct Venture Capital Institutional Investors IV LLC ("JPM IV"). JPMIM serves as investment advisor to JPM IV. JPMIM disclaims beneficial ownership of the shares held by JPM IV and disclaims pecuniary interest in such shares except to the extent of its economic interest. Represents shares held by JPMorgan Venture Capital Institutional Offshore Investors IV L.P. ("JPM IV Offshore"). JPMIM serves as investment advisor to JPM IV Offshore. JPMIM disclaims beneficial ownership of the shares held by JPM IV Offshore and disclaims pecuniary interest in such shares except to the extent of its economic interest. Represents shares held by 522 Fifth Avenue Fund, L.P. ("522"). JPMIM serves as investment advisor to 522. JPMIM disclaims beneficial ownership of the shares held by 522 and disclaims pecuniary interest in such shares except to the extent of its economic interest. The Series A Preferred Stock is convertible into Common Stock on a one-for-one basis and has no expiration date. Immediately prior to the closing of the Issuer's initial public offering, all shares of Series A Preferred Stock will automatically convert into shares of Common Stock. The Series D Preferred Stock is convertible into Common Stock on a one-for-one basis and has no expiration date. Immediately prior to the closing of the Issuer's initial public offering, all shares of Series D Preferred Stock will automatically convert into shares of Common Stock. By: Charles J. Willis, Jr. /s/ Charles J. Willis, Jr. 2014-02-27