0001209191-18-007245.txt : 20180202
0001209191-18-007245.hdr.sgml : 20180202
20180202200437
ACCESSION NUMBER: 0001209191-18-007245
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Altman Roger C
CENTRAL INDEX KEY: 0001369899
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32975
FILM NUMBER: 18572555
MAIL ADDRESS:
STREET 1: EVERCORE PARTNERS INC.
STREET 2: 55 EAST 52ND STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evercore Inc.
CENTRAL INDEX KEY: 0001360901
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 204748747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-857-3100
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: Evercore Partners Inc.
DATE OF NAME CHANGE: 20060427
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2017-12-31
0
0
0
0001360901
Evercore Inc.
EVR
0001369899
Altman Roger C
C/O EVERCORE INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
0
0
Founder and Senior Chairman
Shares of Class A common stock, par value $0.01 per share
2017-02-06
5
G
0
6800
0.00
D
210918
D
Shares of Class A common stock, par value $0.01 per share
2017-02-06
5
G
0
12900
0.00
D
198018
D
Shares of Class A common stock, par value $0.01 per share
2017-02-06
5
G
0
3200
0.00
D
194818
D
Shares of Class A common stock, par value $0.01 per share
2017-02-09
5
G
0
3200
0.00
D
191618
D
Shares of Class A common stock, par value $0.01 per share
2017-02-09
5
G
0
3200
0.00
D
188418
D
Shares of Class A common stock, par value $0.01 per share
2017-02-09
5
G
0
1275
0.00
D
187143
D
Shares of Class A common stock, par value $0.01 per share
2017-07-28
5
G
0
8300
0.00
D
178843
D
Shares of Class A common stock, par value $0.01 per share
50000
I
Please see footnote.
Shares of Class B common stock, par value $0.01 per share
1
D
Shares of Class B common stock, par value $0.01 per share
1
I
Shares held in trust.
Partnership units of Evercore LP
2017-02-06
5
G
0
26000
0.00
D
Shares of Class A common stock, par value $0.01 per share
26000
683784
D
Partnership units of Evercore LP
2017-05-16
5
G
0
14000
0.00
D
Shares of Class A common stock, par value $0.01 per share
14000
669784
D
Partnership units of Evercore LP
2017-10-13
5
G
0
13000
0.00
D
Shares of Class A common stock, par value $0.01 per share
13000
656784
D
Partnership units of Evercore LP
2017-11-20
5
G
0
15000
0.00
D
Shares of Class A common stock, par value $0.01 per share
15000
641784
D
Partnership units of Evercore LP
2017-11-30
5
G
0
5000
0.00
D
Shares of Class A common stock, par value $0.01 per share
5000
636784
D
Partnership units of Evercore LP
Shares of Class A common stock, par value $0.01 per share
362536
362536
I
Shares held in trust.
Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.
Mr. Altman has made a bona fide gift of these shares of Class A common stock to the Altman Kazickas Foundation, a not-for-profit institution.
These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose.
These shares of Class B common stock are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class B common stock and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class B common stock for the purposes of Section 16 or any other purpose.
Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
/s/ Robert B. Walsh, Attorney-in-Fact
2018-02-02