0001209191-18-007245.txt : 20180202 0001209191-18-007245.hdr.sgml : 20180202 20180202200437 ACCESSION NUMBER: 0001209191-18-007245 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altman Roger C CENTRAL INDEX KEY: 0001369899 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32975 FILM NUMBER: 18572555 MAIL ADDRESS: STREET 1: EVERCORE PARTNERS INC. STREET 2: 55 EAST 52ND STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Inc. CENTRAL INDEX KEY: 0001360901 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 204748747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-857-3100 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: Evercore Partners Inc. DATE OF NAME CHANGE: 20060427 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2017-12-31 0 0 0 0001360901 Evercore Inc. EVR 0001369899 Altman Roger C C/O EVERCORE INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 1 0 0 Founder and Senior Chairman Shares of Class A common stock, par value $0.01 per share 2017-02-06 5 G 0 6800 0.00 D 210918 D Shares of Class A common stock, par value $0.01 per share 2017-02-06 5 G 0 12900 0.00 D 198018 D Shares of Class A common stock, par value $0.01 per share 2017-02-06 5 G 0 3200 0.00 D 194818 D Shares of Class A common stock, par value $0.01 per share 2017-02-09 5 G 0 3200 0.00 D 191618 D Shares of Class A common stock, par value $0.01 per share 2017-02-09 5 G 0 3200 0.00 D 188418 D Shares of Class A common stock, par value $0.01 per share 2017-02-09 5 G 0 1275 0.00 D 187143 D Shares of Class A common stock, par value $0.01 per share 2017-07-28 5 G 0 8300 0.00 D 178843 D Shares of Class A common stock, par value $0.01 per share 50000 I Please see footnote. Shares of Class B common stock, par value $0.01 per share 1 D Shares of Class B common stock, par value $0.01 per share 1 I Shares held in trust. Partnership units of Evercore LP 2017-02-06 5 G 0 26000 0.00 D Shares of Class A common stock, par value $0.01 per share 26000 683784 D Partnership units of Evercore LP 2017-05-16 5 G 0 14000 0.00 D Shares of Class A common stock, par value $0.01 per share 14000 669784 D Partnership units of Evercore LP 2017-10-13 5 G 0 13000 0.00 D Shares of Class A common stock, par value $0.01 per share 13000 656784 D Partnership units of Evercore LP 2017-11-20 5 G 0 15000 0.00 D Shares of Class A common stock, par value $0.01 per share 15000 641784 D Partnership units of Evercore LP 2017-11-30 5 G 0 5000 0.00 D Shares of Class A common stock, par value $0.01 per share 5000 636784 D Partnership units of Evercore LP Shares of Class A common stock, par value $0.01 per share 362536 362536 I Shares held in trust. Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions. Mr. Altman has made a bona fide gift of these shares of Class A common stock to the Altman Kazickas Foundation, a not-for-profit institution. These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose. These shares of Class B common stock are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class B common stock and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class B common stock for the purposes of Section 16 or any other purpose. Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications. /s/ Robert B. Walsh, Attorney-in-Fact 2018-02-02