0001209191-16-154704.txt : 20161212
0001209191-16-154704.hdr.sgml : 20161212
20161212163129
ACCESSION NUMBER: 0001209191-16-154704
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evercore Partners Inc.
CENTRAL INDEX KEY: 0001360901
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 204748747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-857-3100
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Altman Roger C
CENTRAL INDEX KEY: 0001369899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32975
FILM NUMBER: 162046580
MAIL ADDRESS:
STREET 1: EVERCORE PARTNERS INC.
STREET 2: 55 EAST 52ND STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-09
0
0001360901
Evercore Partners Inc.
EVR
0001369899
Altman Roger C
C/O EVERCORE PARTNERS INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
0
0
Founder and Senior Chairman
Shares of Class A common stock, par value $0.01 per share
2016-12-09
4
A
0
89
0.00
A
306442
D
Shares of Class A common stock, par value $0.01 per share
2016-12-09
4
A
0
89
0.00
A
306531
D
Shares of Class A common stock, par value $0.01 per share
2016-12-09
4
A
0
229
0.00
A
306760
D
Shares of Class A common stock, par value $0.01 per share
2016-12-09
4
A
0
449
0.00
A
307209
D
Shares of Class A common stock, par value $0.01 per share
50000
I
See footnote.
Shares of Class B common stock, par value $0.01 per share
1
D
Shares of Class B common stock, par value $0.01 per share
1
I
Share held in trust.
Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 18,286 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.
Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 18,388 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.
Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 47,397 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.
Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 93,125 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.
These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose.
This share of Class B common stock is held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of this share of Class B common stock and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.
/s/ Adam B. Frankel, as Attorney-in-Fact
2016-12-12